MYSTIC ASSET MANAGEMENT

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Rhode Island, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	2
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	3

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	150	$321.2M
Non-Discretionary	3	$12.4M
Total	153	$333.7M

Clients

Type	Number	RAUM
Individuals	22	$6.1M
HNW Individuals	27	$176.6M
Banking or thrift institutions	<5	$115.4M
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	10	$35.7M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)TRUST ACCOUNT MANAGEMENT
Compensation	% of AUMHourly chargesFixed feesCommissions

Identifiers

SEC RIA File Number	801-79418
SEC ERA File Number	801-79418
SEC CIK Numbers	1912460
SEC CRD Numbers	170361
Legal Entity Identifier	None

Principal Office

1287 POST ROAD
WARWICK
RI
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic