TANDEMGROWTH FINANCIAL ADVISORS, LLC
Adviser information for TANDEMGROWTH FINANCIAL ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 676 | $234.1M |
| Non-Discretionary | 6 | $982,190 |
| Total | 682 | $235.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 87 | $39.9M |
| HNW Individuals | 107 | $193.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-79425 |
|---|---|
| SEC ERA File Number | 801-79425 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125490 |
| Legal Entity Identifier | None |
Principal Office
3820 MANSELL ROADSUITE T30
ALPHARETTA
GA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 770-641-6360, Fax: 770-641-6361
Chief Compliance Officer
JON JEFFREY BERNIER
MEMBER, PRESIDENT, AND WEALTH ADVISOR
3820 MANSELL ROAD
SUITE T30
ALPHARETTA
GA
United States
Tel:
770-641-6360
Fax:
770-641-6361
J*******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERNIER, JON, JEFFREY | Individual | – | MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER, AND WEALTH ADVISOR | 11/2000 | > 75% |