SFM, LLC
Adviser information for SFM, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 624 | $274.8M |
| Non-Discretionary | 3 | $5.1M |
| Total | 627 | $279.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 112 | $35.6M |
| HNW Individuals | 95 | $239.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79426 |
|---|---|
| SEC ERA File Number | 801-79426 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116564 |
| Legal Entity Identifier | None |
Principal Office
575 FRONT STREETMANCHESTER
NH
United States
Monday - Friday, 8:00 - 5:00
Tel: 603-625-8400, Fax: 603-625-8484
Chief Compliance Officer
GLENN P. SWEENEY
PRESIDENT
575 FRONT STREET
MANCHESTER
NH
United States
Tel:
603-625-8400
Fax:
603-625-8484
G*******@*********T
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER JUNE
MEMBER
575 FRONT STREET
MANCHESTER
NH
United States
Tel:
603-625-8400
Fax:
603-625-8484
C****@*********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWEENEY, GLENN, PATRICK | Individual | – | PRESIDENT/MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | 06/1998 | 25-50% |
| JUNE, CHRISTOPHER, JOHN | Individual | – | PARTNER, CHIEF INVESTMENT OFFICER | 07/2018 | 25-50% |
| SNYDER, DAVID, KENNETH | Individual | – | PARTNER, WEALTH ADVISOR | 07/2023 | 10-25% |