ALTERITY FINANCIAL GROUP, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Maine, United States

Employees

Total Number of Employees	7
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	394	$108.8M
Non-Discretionary	68	$12.1M
Total	462	$120.9M

Clients

Type	Number	RAUM
Individuals	208	$34.8M
HNW Individuals	21	$84.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$1.4M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	8
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMFixed feesCommissions

Identifiers

SEC RIA File Number	801-79430
SEC ERA File Number	801-79430
SEC CIK Numbers	1840293
SEC CRD Numbers	153534
Legal Entity Identifier	None

Principal Office

21 MAIN STREET
SUITE 201
BANGOR
ME
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic