BENNINGFIELD FINANCIAL ADVISORS, LLC
Adviser information for BENNINGFIELD FINANCIAL ADVISORS, LLC last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 310 | $215.4M |
| Non-Discretionary | 0 | $0 |
| Total | 310 | $215.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 45 | $211.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79441 |
|---|---|
| SEC ERA File Number | 801-79441 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134950 |
| Legal Entity Identifier | None |
Principal Office
1160 BATTERY STREET EAST, SUITE 100SAN FRANCISCO
CA
United States
BY APPOINTMENT, 9 AM TO 5 PM
Tel: 415-561-6688, Fax: 415-520-5800
Chief Compliance Officer
MILO MARK BENNINGFIELD
MANAGING MEMBER
1160 BATTERY STREET EAST, SUITE 100
SAN FRANCISCO
CA
United States
Tel:
415-561-6688
Fax:
415-520-5800
M***@***********************M
(Full email address available in API data)
Regulatory Contact
MICHAEL JOHNSON
ASSOCIATE ADVISOR
1160 BATTERY STREET EAST, SUITE 100
SAN FRANCISCO
CA
United States
Tel:
4155616688
M******@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BENNINGFIELD, MILO, MARK | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 02/2003 | > 75% |