ACUITAS INVESTMENTS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Washington, United States

Employees

Total Number of Employees	7
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	3
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	9	$902.2M
Non-Discretionary	0	$0
Total	9	$902.2M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	1	$68.3M
Business development companies	0	$0
Pooled investment vehicles	2	$5.5M
Pension and profit sharing plans	<5	$57.1M
Charitable organizations	0	$0
State or municipal gov entities	<5	$770.9M
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	<5	$339,785

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-79447
SEC ERA File Number	801-79447
SEC CIK Numbers	1524828
SEC CRD Numbers	155782
Legal Entity Identifier	2549007P3SQ474XX7885

Principal Office

520 PIKE STREET
SUITE 1221
SEATTLE
WA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic