BURFORD CAPITAL INVESTMENT MANAGEMENT LLC
Adviser information for BURFORD CAPITAL INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 149 |
|---|---|
| Investment Advisory/Research | 73 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $3.4B |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $3.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $3.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 53 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-79466 |
|---|---|
| SEC ERA File Number | 801-79466 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167365 |
| Legal Entity Identifier | 5493003IJSLPLSSBQ226 |
Principal Office
609 W. RANDOLPH STREETSUITE 1100
CHICAGO
IL
United States
Monday - Friday, 8AM-5PM
Tel: 312-757-6070, Fax: 312-757-5005
Chief Compliance Officer
MONIKA SINGH
609 W. RANDOLPH STREET
11TH FLOOR
CHICAGO
IL
United States
Tel:
312-778-8760
M*****@*****************M
(Full email address available in API data)
Regulatory Contact
MARK KLEIN
GENERAL COUNSEL
350 MADISON AVE
9TH FLOOR
NEW YORK
NY
United States
Tel:
646-849-6412
M*****@*****************M
(Full email address available in API data)
Industry Affiliates
| BCIM COLP GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| BCIM GENERAL PARTNER II, LP | Sponsor, GP, manager of pooled investment vehicles |
| BCIM GENERAL PARTNER III, LP | Sponsor, GP, manager of pooled investment vehicles |
| BURFORD ADVANTAGE FUND GP LP | Sponsor, GP, manager of pooled investment vehicles |
| BURFORD ALTERNATIVE INCOME FUND GP LP | Sponsor, GP, manager of pooled investment vehicles |
| BURFORD ALTERNATIVE INCOME FUND II GP LP | Sponsor, GP, manager of pooled investment vehicles |
| BURFORD CAPITAL (UK) LIMITED | Insurance company or agency |
| BURFORD OPPORTUNITY FUND GP LP | Sponsor, GP, manager of pooled investment vehicles |
| BURFORD WORLDWIDE INSURANCE LIMITED | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ADDISON FUNDINGCO, LLC | Private Equity Fund | $2.7M | $1.0M | 5 |
| BCIM CREDIT OPPORTUNITIES, LP | Private Equity Fund | $410.9M | $10.0M | 26 |
| BCIM PARTNERS II, LP | Private Equity Fund | $147.2M | $5.0M | 38 |
| BCIM PARTNERS III, LP | Private Equity Fund | $432.9M | $5.0M | 64 |
| BURFORD ADVANTAGE MASTER FUND LP | Private Equity Fund | $394.5M | $5.0M | 10 |
| BURFORD ALTERNATIVE INCOME FUND II LP | Private Equity Fund | $368.1M | $0.0M | 15 |
| BURFORD ALTERNATIVE INCOME FUND LP | Private Equity Fund | $221.1M | $0.0M | 14 |
| BURFORD OPPORTUNITY FUND B LP | Private Equity Fund | $8.0M | $0.0M | 40 |
| BURFORD OPPORTUNITY FUND C LP | Private Equity Fund | $954.2M | $0.0M | 2 |
| BURFORD OPPORTUNITY FUND LP | Private Equity Fund | $379.1M | $0.0M | 45 |
| ORIOLE FUNDING CO 20 LP | Private Equity Fund | $49.2M | $0.0M | 8 |
| PIMLICO INVESTMENT FUND LP | Private Equity Fund | $62.7M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BCIM HOLDINGS, LLC | Domestic Entity | – | MEMBER | 04/2013 | > 75% |
| BOGART, CHRISTOPHER, PETER | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2016 | < 5% |
| MOLOT, JONATHAN, TODD | Individual | – | CHIEF INVESTMENT OFFICER | 12/2016 | < 5% |
| BURFORD CAPITAL LLC | Domestic Entity | BCIM HOLDINGS, LLC | MANAGER / MEMBER | 12/2016 | > 75% |
| BURFORD CAPITAL HOLDINGS (UK) LIMITED | Foreign Entity | BURFORD CAPITAL LLC | MANAGER / MEMBER | 11/2013 | > 75% |
| BURFORD CAPITAL LIMITED | Foreign Entity | BURFORD CAPITAL HOLDINGS (UK) LIMITED | SHAREHOLDER | 02/2012 | > 75% |
| KLEIN, MARK, NEIL | Individual | – | GENERAL COUNSEL | 09/2017 | < 5% |
| WILL, AVIVA | Individual | – | CO-CHIEF OPERATING OFFICER | 01/2020 | < 5% |
| PERLA, DAVID, M | Individual | – | CO-CHIEF OPERATING OFFICER | 01/2020 | < 5% |
| SINGH, MONIKA, KUMARI | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| LICHT, JORDAN, DAVID | Individual | – | CHIEF FINANCIAL OFFICER | 09/2022 | < 5% |