BATTERY MANAGEMENT CORP.

Adviser information for BATTERY MANAGEMENT CORP. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 117
Investment Advisory/Research 66
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 59 $16.0B
Non-Discretionary 0 $0
Total 59 $16.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 59 $16.0B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 32

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Chief Compliance Officer

LIZETTE PEREZ-DEISBOECK
GENERAL COUNSEL
ONE MARINA PARK DRIVE
11TH FLOOR
BOSTON
MA
United States
Tel: 617-948-3641
Fax: 617-948-3601
(Full email address available in API data)

Regulatory Contact

GLENN CROSS
DEPUTY CHIEF COMPLIANCE OFFICER
ONE MARINA PARK DRIVE
11TH FLOOR
BOSTON
MA
United States
Tel: 617-948-3656
Fax: 617-948-3601
(Full email address available in API data)

Industry Affiliates

BATTERY PARTNERS GP XIII, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS GP XIV, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS IX (AIV I), LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS IX, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS SELECT FUND I (AIV I CAYMAN), L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS SELECT FUND I GP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS SELECT FUND I, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS SELECT FUND II (AIV I CAYMAN), L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS SELECT FUND II GP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS SELECT FUND II, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS VIII (AIV), LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS VIII SIDE FUND, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS VIII, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS X (AIV I), L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS X SIDE FUND (AIV I) L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS X SIDE FUND, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS X, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XI (AIV I), L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XI SIDE FUND (AIV I), L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XI SIDE FUND, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XI, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XII (AIV I CAYMAN), L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XII SIDE FUND (AIV I CAYMAN), L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XII SIDE FUND, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XII, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XIII (AIV I CAYMAN), L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XIII SIDE FUND (AIV I CAYMAN), L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XIII SIDE FUND, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XIII, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XIV (AIV I CAYMAN), L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BATTERY PARTNERS XIV, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BATTERY INVESTMENT PARTNERS IX, LLC Venture Capital Fund $6.8M $0.0M 18
BATTERY INVESTMENT PARTNERS SELECT FUND I (AIV I CAYMAN), L.P. Private Equity Fund $4.6M $0.0M 27
BATTERY INVESTMENT PARTNERS SELECT FUND I, L.P. Private Equity Fund $28.6M $0.1M 27
BATTERY INVESTMENT PARTNERS SELECT FUND II (AIV I CAYMAN), L.P. Private Equity Fund $7.1M $0.0M 40
BATTERY INVESTMENT PARTNERS SELECT FUND II, L.P. Private Equity Fund $20.8M $0.0M 40
BATTERY INVESTMENT PARTNERS X, LLC Private Equity Fund $10.2M $0.0M 14
BATTERY INVESTMENT PARTNERS XI, LLC Private Equity Fund $66.3M $0.0M 22
BATTERY INVESTMENT PARTNERS XII (AIV I CAYMAN), L.P. Private Equity Fund $6.3M $0.0M 24
BATTERY INVESTMENT PARTNERS XII, LLC Private Equity Fund $48.4M $0.0M 24
BATTERY INVESTMENT PARTNERS XIII (AIV I CAYMAN), L.P. Private Equity Fund $10.2M $0.0M 30
BATTERY INVESTMENT PARTNERS XIII, L.P. Private Equity Fund $65.8M $0.1M 30
BATTERY INVESTMENT PARTNERS XIV (AIV I CAYMAN), L.P. Venture Capital Fund $15.8M $0.0M 44
BATTERY INVESTMENT PARTNERS XIV, L.P. Venture Capital Fund $79.2M $0.0M 44
BATTERY VENTURES IX (AIV III), L.P. Venture Capital Fund $2.9M $0.0M 111
BATTERY VENTURES IX, L.P. Venture Capital Fund $680.3M $0.0M 111
BATTERY VENTURES SELECT FUND I (AIV I CAYMAN), L.P. Private Equity Fund $46.9M $0.0M 66
BATTERY VENTURES SELECT FUND I (AIV I), L.P. Private Equity Fund $23.2M $0.0M 66
BATTERY VENTURES SELECT FUND I, L.P. Private Equity Fund $264.5M $0.3M 66
BATTERY VENTURES SELECT FUND II (AIV I CAYMAN), L.P. Private Equity Fund $135.3M $0.0M 57
BATTERY VENTURES SELECT FUND II, L.P. Private Equity Fund $397.5M $0.3M 57
BATTERY VENTURES VIII (AIV), L.P. Venture Capital Fund $0.3M $0.0M 94
BATTERY VENTURES VIII SIDE FUND, L.P. Venture Capital Fund $24.3M $0.0M 60
BATTERY VENTURES VIII, L.P. Venture Capital Fund $216.1M $0.0M 94
BATTERY VENTURES X (AIV I), L.P. Private Equity Fund $14.1M $0.0M 92
BATTERY VENTURES X SIDE FUND (AIV I), L.P. Private Equity Fund $14.1M $0.0M 81
BATTERY VENTURES X SIDE FUND, L.P. Private Equity Fund $312.3M $0.0M 81
BATTERY VENTURES X, L.P. Private Equity Fund $695.8M $0.0M 92
BATTERY VENTURES XI - A (AIV I), L.P. Private Equity Fund $448.9M $0.0M 78
BATTERY VENTURES XI - A SIDE FUND (AIV I), L.P. Private Equity Fund $191.5M $0.0M 74
BATTERY VENTURES XI - A SIDE FUND, L.P. Private Equity Fund $935.9M $0.0M 74
BATTERY VENTURES XI - A, L.P. Private Equity Fund $1,376.3M $0.0M 78
BATTERY VENTURES XI - B (AIV I), L.P. Private Equity Fund $118.6M $0.0M 27
BATTERY VENTURES XI - B SIDE FUND (AIV I), L.P. Private Equity Fund $41.5M $0.0M 24
BATTERY VENTURES XI - B SIDE FUND, L.P. Private Equity Fund $203.6M $0.0M 24
BATTERY VENTURES XI - B, L.P. Private Equity Fund $364.3M $0.0M 27
BATTERY VENTURES XII (AIV I CAYMAN), L.P. Private Equity Fund $397.7M $0.0M 116
BATTERY VENTURES XII (AIV I), L.P. Private Equity Fund $60.6M $0.0M 100
BATTERY VENTURES XII (AIV II), L.P. Private Equity Fund $14.7M $0.0M 100
BATTERY VENTURES XII (AIV III), L.P. Private Equity Fund $60.8M $0.0M 100
BATTERY VENTURES XII SIDE FUND (AIV I CAYMAN), L.P. Private Equity Fund $252.2M $0.0M 109
BATTERY VENTURES XII SIDE FUND (AIV I), L.P. Private Equity Fund $60.6M $0.0M 96
BATTERY VENTURES XII SIDE FUND (AIV II), L.P. Private Equity Fund $14.7M $0.0M 96
BATTERY VENTURES XII SIDE FUND (AIV III), L.P. Private Equity Fund $60.8M $0.0M 96
BATTERY VENTURES XII SIDE FUND, L.P. Private Equity Fund $634.6M $0.0M 109
BATTERY VENTURES XII, L.P. Private Equity Fund $1,275.9M $0.0M 116
BATTERY VENTURES XIII (AIV I CAYMAN), L.P. Private Equity Fund $322.5M $0.0M 153
BATTERY VENTURES XIII (AIV I), L.P. Private Equity Fund $31.5M $0.0M 113
BATTERY VENTURES XIII (AIV II), L.P. Private Equity Fund $66.0M $0.0M 113
BATTERY VENTURES XIII (AIV IV), L.P. Private Equity Fund $183.0M $0.0M 113
BATTERY VENTURES XIII SIDE FUND (AIV I CAYMAN), L.P. Private Equity Fund $263.6M $0.0M 147
BATTERY VENTURES XIII SIDE FUND (AIV I), L.P. Private Equity Fund $31.5M $0.0M 110
BATTERY VENTURES XIII SIDE FUND (AIV II), L.P. Private Equity Fund $66.1M $0.0M 110
BATTERY VENTURES XIII SIDE FUND (AIV IV), L.P. Private Equity Fund $182.8M $0.0M 110
BATTERY VENTURES XIII SIDE FUND, L.P. Private Equity Fund $697.9M $0.4M 147
BATTERY VENTURES XIII, L.P. Private Equity Fund $997.1M $0.6M 153
BATTERY VENTURES XIV (AIV I CAYMAN), L.P. Venture Capital Fund $541.4M $0.0M 212
BATTERY VENTURES XIV-EF (AIV I CAYMAN), L.P. Venture Capital Fund $6.4M $0.0M 65
BATTERY VENTURES XIV-EF, L.P. Venture Capital Fund $31.2M $0.3M 65
BATTERY VENTURES XIV, L.P. Venture Capital Fund $2,878.4M $0.3M 212

Control Persons

Name Type Entity Title Since Ownership
BATTERY MANAGEMENT COMPANY LLC Domestic Entity SHAREHOLDER 01/2005 > 75%
TABORS, ROBERT, DAVID Individual EXECUTIVE OFFICER 01/2005 < 5%
PEREZ-DEISBOECK, LIZETTE, MARIE Individual SECRETARY, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER 02/2012 < 5%
SCHIAVO, CHRISTOPHER, CYN Individual TREASURER, CHIEF FINANCIAL OFFICER 07/2006 < 5%
AGRAWAL, NEERAJ, NMN Individual EXECUTIVE OFFICER, BOARD MEMBER, VICE PRESIDENT 07/2007 < 5%
BROWN, MICHAEL, MAURICE Individual EXECUTIVE OFFICER, BOARD MEMBER, PRESIDENT 07/2007 < 5%
FELDMAN, JESSE, ROSS Individual EXECUTIVE OFFICER, BOARD MEMBER, VICE PRESIDENT 01/2012 < 5%
LEE, ROGER, HAMILTON Individual EXECUTIVE OFFICER, VICE PRESIDENT 07/2005 < 5%
TOBIN, SCOTT, RUSSELL Individual EXECUTIVE OFFICER 01/2005 < 5%
STONER, CHELSEA, RHEA Individual EXECUTIVE OFFICER 02/2014 < 5%
THAKKER, DHARMESH, DINESH Individual EXECUTIVE OFFICER 02/2015 < 5%
FLEISCHER, RUSSELL, LAWRENCE Individual EXECUTIVE OFFICER 02/2016 < 5%
EL-HAFED, MORAD, NMN Individual EXECUTIVE OFFICER 02/2018 < 5%
SMOTHERMAN, ZACHARY, LAVALLEE Individual EXECUTIVE OFFICER 02/2022 < 5%

No. Employees, Historic

200100020202021202220232024202570 on 3/30/202070 on 4/29/202076 on 3/31/202177 on 3/31/202296 on 3/30/202396 on 4/24/2023117 on 3/29/2024

RAUM, Historic

20B10B02020202120222023202420256664901982 on 3/30/20206727451982 on 4/29/202010052357996 on 3/31/202117783745372 on 3/31/202216842862340 on 3/30/202316840901188 on 4/24/202316010604706 on 3/29/2024

No. Clients, Historic

6030020202021202220232024202537 on 3/30/202037 on 4/29/202043 on 3/31/202152 on 3/31/202260 on 3/30/202360 on 4/24/202359 on 3/29/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMPLITUDE INC COM CL A 66M 7M
BRAZE INC COM CL A 183M 5M
CHAMPIONS ONCOLOGY INC COM NEW 13M 2M
SPRINKLR INC CL A 113M 12M
WAG GROUP CO COMMON STOCK 6M 4M