QUADCAP WEALTH MANAGEMENT, LLC
Adviser information for QUADCAP WEALTH MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,484 | $765.6M |
| Non-Discretionary | 1 | $4.1M |
| Total | 1,485 | $769.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 136 | $25.8M |
| HNW Individuals | 223 | $738.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $5.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
7790 MAIN STREETFRISCO
TX
United States
Monday - Friday, 9AM TO 5PM
Tel: 972-818-2400, Fax: 972-733-0798
Chief Compliance Officer
ROBERT C. ALSTON JR
SR. FIXED INC PORTFOLIO MGR
7790 MAIN STREET
FRISCO
TX
United States
Tel:
469-213-3687
Fax:
972-733-0798
R*********@************M
(Full email address available in API data)
Regulatory Contact
DAVID BLAIR
PRESIDENT
7790 MAIN STREET
FRISCO
TX
United States
Tel:
972-818-2400
Fax:
972-733-0798
D*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLAIR, DAVID | Individual | – | MANAGING MEMBER | 06/2009 | > 75% |
| ALSTON, ROBERT, CECIL | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |
| KNODE, ROBERT, CHARLES | Individual | – | SENIOR WEALTH MANAGER | 02/2019 | < 5% |
| RODRIGUEZ, CORTNIE, LOMAS | Individual | – | VICE PRESIDENT | 01/2015 | < 5% |
| Lomas, Natalie, Katherine | Individual | – | CHIEF OPERATING OFFICER | 07/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 1M | 11K | – |
| ABBVIE INC | COM | 2M | 11K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 837K | 3K | – |
| ADOBE INC | COM | 2M | 3K | – |
| ADVANCED MICRO DEVICES INC | COM | 434K | 3K | – |
| AGNICO EAGLE MINES LTD | COM | 1M | 21K | – |
| AIR PRODS & CHEMS INC | COM | 291K | 1K | – |
| ALCON AG | ORD SHS | 1M | 15K | – |
| ALPHABET INC | CAP STK CL C | 2M | 9K | – |
| ALPHABET INC | CAP STK CL A | 5M | 25K | – |
| ALPS ETF TR | ALERIAN MLP | 205K | 4K | – |
| ALTRIA GROUP INC | COM | 483K | 11K | – |
| AMAZON COM INC | COM | 11M | 55K | – |
| AMERICAN BEACON SELECT FUNDS | GLG NATURAL RESO | 934K | 31K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 747K | 8K | – |
| AMERICAN EXPRESS CO | COM | 207K | 893 | – |
| AMERICAN WTR WKS CO INC NEW | COM | 589K | 5K | – |
| ANSYS INC | COM | 337K | 1K | – |
| AON PLC | SHS CL A | 261K | 890 | – |
| APPLE INC | COM | 18M | 87K | – |
| APPLIED MATLS INC | COM | 654K | 3K | – |
| APTIV PLC | SHS | 302K | 4K | – |
| ARCH CAP GROUP LTD | ORD | 635K | 6K | – |
| ARISTA NETWORKS INC | COM | 410K | 1K | – |
| ARK ETF TR | INNOVATION ETF | 250K | 6K | – |
| ARK ETF TR | NEXT GNRTN INTER | 308K | 4K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 2M | 2K | – |
| AT&T INC | COM | 1M | 60K | – |
| ATLASSIAN CORPORATION | CL A | 454K | 3K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 226K | 947 | – |
| AXON ENTERPRISE INC | COM | 625K | 2K | – |
| BANK AMERICA CORP | COM | 3M | 66K | – |
| BANK NEW YORK MELLON CORP | COM | 580K | 10K | – |
| BARCLAYS BANK PLC | IPATH SELCT MLP | 287K | 11K | – |
| BCE INC | COM NEW | 514K | 16K | – |
| BECTON DICKINSON & CO | COM | 414K | 2K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 9K | – |
| BLACKROCK ENHANCED GOVT FD I | COM | 340K | 36K | – |
| BLOCK INC | CL A | 625K | 10K | – |
| BNY MELLON ETF TRUST | US LRG CP CORE | 601K | 6K | – |
| BOOKING HOLDINGS INC | COM | 428K | 108 | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 734K | 5K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 607K | 15K | – |
| BROADCOM INC | COM | 2M | 1K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 494K | 12K | – |
| CACI INTL INC | CL A | 461K | 1K | – |
| CANADIAN NAT RES LTD | COM | 441K | 12K | – |
| CAPITAL GRP FIXED INCM ETF T | MUNICIPAL INCOME | 212K | 8K | – |
| CARVANA CO | CL A | 193K | 2K | – |
| CARVANA CO | CL A | 10K | 78 | – |
| CATERPILLAR INC | COM | 858K | 3K | – |
| CAVA GROUP INC | COM | 812K | 9K | – |
| CBOE GLOBAL MKTS INC | COM | 536K | 3K | – |
| CENCORA INC | COM | 584K | 3K | – |
| CENTENE CORP DEL | COM | 370K | 6K | – |
| CHARGEPOINT HOLDINGS INC | COM CL A | 21K | 14K | – |
| CHEVRON CORP NEW | COM | 3M | 21K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 1M | 19K | – |
| CHUBB LIMITED | COM | 2M | 7K | – |
| CISCO SYS INC | COM | 2M | 46K | – |
| CITIGROUP INC | COM NEW | 891K | 14K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 251K | 16K | – |
| CLOVER HEALTH INVESTMENTS CO | COM CL A | 12K | 10K | – |
| COCA COLA CO | COM | 463K | 7K | – |
| COLUMBIA ETF TR II | EM CORE EX ETF | 2M | 66K | – |
| COMCAST CORP NEW | CL A | 2M | 49K | – |
| CONOCOPHILLIPS | COM | 1M | 10K | – |
| CONSOLIDATED EDISON INC | COM | 537K | 6K | – |
| CONSTELLATION BRANDS INC | CL A | 444K | 2K | – |
| CONSTELLATION ENERGY CORP | COM | 281K | 1K | – |
| CORTEVA INC | COM | 592K | 11K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 393K | 7K | – |
| CROWDSTRIKE HLDGS INC | CL A | 235K | 613 | – |
| CROWN CASTLE INC | COM | 883K | 9K | – |
| CVS HEALTH CORP | COM | 537K | 9K | – |
| DANAHER CORPORATION | COM | 201K | 806 | – |
| DAVITA INC | COM | 624K | 5K | – |
| DECKERS OUTDOOR CORP | COM | 650K | 671 | – |
| DEERE & CO | COM | 512K | 1K | – |
| DIAGEO PLC | SPON ADR NEW | 563K | 4K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS HI | 6M | 218K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 2M | 39K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 1M | 28K | – |
| DIMENSIONAL ETF TRUST | US LARGE CAP VAL | 211K | 7K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 785K | 27K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 23M | 387K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 5M | 185K | – |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 5M | 181K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 451K | 13K | – |
| DISNEY WALT CO | COM | 568K | 6K | – |
| DOW INC | COM | 838K | 16K | – |
| DUKE ENERGY CORP NEW | COM NEW | 5M | 47K | – |
| DUPONT DE NEMOURS INC | COM | 845K | 10K | – |
| EATON CORP PLC | SHS | 2M | 5K | – |
| ECHOSTAR CORP | CL A | 338K | 19K | – |
| ELECTRONIC ARTS INC | COM | 243K | 2K | – |
| ELI LILLY & CO | COM | 2M | 3K | – |
| EMERSON ELEC CO | COM | 835K | 8K | – |
| ENBRIDGE INC | COM | 831K | 23K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 290K | 18K | – |
| ENTERGY CORP NEW | COM | 11M | 104K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 295K | 10K | – |
| EOG RES INC | COM | 1M | 8K | – |
| EQUINIX INC | COM | 759K | 1K | – |
| EQUITY COMWLTH | COM SH BEN INT | 534K | 28K | – |
| EVERGY INC | COM | 246K | 5K | – |
| EVERSOURCE ENERGY | COM | 327K | 6K | – |
| EXPEDIA GROUP INC | COM NEW | 613K | 5K | – |
| EXXON MOBIL CORP | COM | 2M | 22K | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 220K | 2K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 259K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | RBA INDL ETF | 1M | 21K | – |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 2M | 21K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 539K | 13K | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 413K | 2K | – |
| FIRSTENERGY CORP | COM | 1M | 31K | – |
| FISERV INC | COM | 570K | 4K | – |
| FRANCO NEV CORP | COM | 373K | 3K | – |
| FUBOTV INC | COM | 109K | 88K | – |
| GALLAGHER ARTHUR J & CO | COM | 533K | 2K | – |
| GAP INC | COM | 492K | 21K | – |
| GE AEROSPACE | COM NEW | 344K | 2K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 453K | 6K | – |
| GENERAL DYNAMICS CORP | COM | 1M | 4K | – |
| GENERAL MLS INC | COM | 323K | 5K | – |
| GENUINE PARTS CO | COM | 794K | 6K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 386K | 22K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 1M | 13K | – |
| GOLDMAN SACHS GROUP INC | COM | 744K | 2K | – |
| GRAINGER W W INC | COM | 1M | 1K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 1M | 21K | – |
| HALEON PLC | SPON ADS | 222K | 27K | – |
| HEALTHPEAK PROPERTIES INC | COM | 491K | 25K | – |
| HEICO CORP NEW | COM | 210K | 939 | – |
| HERSHEY CO | COM | 521K | 3K | – |
| HESS CORP | COM | 531K | 4K | – |
| HOME DEPOT INC | COM | 697K | 2K | – |
| HONEYWELL INTL INC | COM | 735K | 3K | – |
| INTEL CORP | COM | 734K | 24K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 840K | 6K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 650K | 4K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 749K | 8K | – |
| INTUIT | COM | 779K | 1K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 3K | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 252K | 18K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 661K | 15K | – |
| INVESCO EXCH TRADED FD TR II | S&P 500 HB ETF | 495K | 6K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 253K | 12K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 339K | 9K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 582K | 15K | – |
| INVESCO EXCHANGE TRADED FD T | LEISURE AND ENTE | 218K | 5K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 1M | 6K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 1M | 10K | – |
| INVESCO QQQ TR | UNIT SER 1 | 479K | 1K | – |
| INVESCO QQQ TR | UNIT SER 1 | 9M | 19K | – |
| IQVIA HLDGS INC | COM | 293K | 1K | – |
| IRON MTN INC DEL | COM | 593K | 7K | – |
| ISHARES INC | MSCI EMRG CHN | 4M | 71K | – |
| ISHARES SILVER TR | ISHARES | 592K | 22K | – |
| ISHARES TR | RUSSELL 2000 ETF | 142K | 700 | – |
| ISHARES TR | SHORT TREAS BD | 208K | 2K | – |
| ISHARES TR | CORE TOTAL USD | 428K | 9K | – |
| ISHARES TR | S&P MC 400VL ETF | 351K | 3K | – |
| ISHARES TR | S&P 500 VAL ETF | 752K | 4K | – |
| ISHARES TR | TIPS BD ETF | 302K | 3K | – |
| ISHARES TR | EAFE GRWTH ETF | 880K | 9K | – |
| ISHARES TR | SELECT DIVID ETF | 794K | 7K | – |
| ISHARES TR | 7-10 YR TRSY BD | 601K | 6K | – |
| ISHARES TR | ESG AWR MSCI USA | 444K | 4K | – |
| ISHARES TR | CORE DIV GRWTH | 455K | 8K | – |
| ISHARES TR | S&P MC 400GR ETF | 219K | 2K | – |
| ISHARES TR | CORE MSCI EAFE | 1M | 14K | – |
| ISHARES TR | MSCI USA QLT FCT | 336K | 2K | – |
| ISHARES TR | RUS 1000 VAL ETF | 4M | 24K | – |
| ISHARES TR | CORE S&P SCP ETF | 2M | 18K | – |
| ISHARES TR | S&P SML 600 GWT | 896K | 7K | – |
| ISHARES TR | CORE HIGH DV ETF | 1M | 12K | – |
| ISHARES TR | CORE S&P500 ETF | 7M | 13K | – |
| ISHARES TR | US AER DEF ETF | 759K | 6K | – |
| ISHARES TR | U.S. TECH ETF | 364K | 2K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 10K | – |
| ISHARES TR | SP SMCP600VL ETF | 2M | 23K | – |
| ISHARES TR | EAFE VALUE ETF | 1M | 25K | – |
| ISHARES TR | RUS 2000 GRW ETF | 708K | 3K | – |
| ISHARES TR | CORE S&P MCP ETF | 3M | 52K | – |
| ISHARES TR | MSCI EAFE ETF | 259K | 3K | – |
| ISHARES TR | US FIXED INC BAL | 312K | 4K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 1M | 12K | – |
| ISHARES TR | US TRSPRTION | 254K | 4K | – |
| ISHARES TR | U.S. REAL ES ETF | 211K | 2K | – |
| ISHARES TR | EAFE SML CP ETF | 228K | 4K | – |
| ISHARES TR | RUS 1000 ETF | 207K | 696 | – |
| ISHARES TR | 1 3 YR TREAS BD | 476K | 6K | – |
| ISHARES TR | CORE US AGGBD ET | 645K | 7K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 846K | 9K | – |
| ISHARES TR | MBS ETF | 245K | 3K | – |
| ISHARES TR | S&P 500 GRWT ETF | 455K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 376K | 7K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 304K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 44M | 839K | – |
| JOHNSON & JOHNSON | COM | 2M | 16K | – |
| JOHNSON CTLS INTL PLC | SHS | 947K | 14K | – |
| JPMORGAN CHASE & CO. | COM | 4M | 20K | – |
| KENVUE INC | COM | 643K | 35K | – |
| KIMBERLY-CLARK CORP | COM | 758K | 5K | – |
| KINDER MORGAN INC DEL | COM | 615K | 31K | – |
| KLA CORP | COM NEW | 215K | 261 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 706K | 3K | – |
| LAUDER ESTEE COS INC | CL A | 393K | 4K | – |
| LINDE PLC | SHS | 211K | 480 | – |
| LOCKHEED MARTIN CORP | COM | 3M | 7K | – |
| LOEWS CORP | COM | 948K | 13K | – |
| LOWES COS INC | COM | 2M | 9K | – |
| M & T BK CORP | COM | 405K | 3K | – |
| MARATHON OIL CORP | COM | 613K | 21K | – |
| MARATHON PETE CORP | COM | 596K | 3K | – |
| MARKEL GROUP INC | COM | 668K | 424 | – |
| MARSH & MCLENNAN COS INC | COM | 792K | 4K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MCDONALDS CORP | COM | 743K | 3K | – |
| MCKESSON CORP | COM | 866K | 1K | – |
| MEDTRONIC PLC | SHS | 2M | 23K | – |
| MERCADOLIBRE INC | COM | 200K | 122 | – |
| MERCK & CO INC | COM | 4M | 29K | – |
| META PLATFORMS INC | CL A | 6M | 13K | – |
| MICROSOFT CORP | COM | 13M | 29K | – |
| MILLERKNOLL INC | COM | 202K | 8K | – |
| MOLSON COORS BEVERAGE CO | CL B | 401K | 8K | – |
| MONDELEZ INTL INC | CL A | 647K | 10K | – |
| MONSTER BEVERAGE CORP NEW | COM | 847K | 17K | – |
| MORGAN STANLEY | COM NEW | 1M | 11K | – |
| MPLX LP | COM UNIT REP LTD | 349K | 8K | – |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 39K | 18K | – |
| NETFLIX INC | COM | 3M | 5K | – |
| NEWMONT CORP | COM | 552K | 13K | – |
| NEXTERA ENERGY INC | COM | 2M | 23K | – |
| NORFOLK SOUTHN CORP | COM | 809K | 4K | – |
| NORTHROP GRUMMAN CORP | COM | 209K | 479 | – |
| NOVARTIS AG | SPONSORED ADR | 1M | 13K | – |
| NOVO-NORDISK A S | ADR | 294K | 2K | – |
| NUCOR CORP | COM | 1M | 8K | – |
| NUVEEN FLOATING RATE INCOME | COM | 228K | 26K | – |
| NVIDIA CORPORATION | COM | 25K | 200 | – |
| NVIDIA CORPORATION | COM | 11M | 89K | – |
| OCCIDENTAL PETE CORP | COM | 402K | 6K | – |
| OMNICOM GROUP INC | COM | 826K | 9K | – |
| ORACLE CORP | COM | 1M | 10K | – |
| OWENS CORNING NEW | COM | 515K | 3K | – |
| PACCAR INC | COM | 588K | 6K | – |
| PALO ALTO NETWORKS INC | COM | 34K | 100 | – |
| PALO ALTO NETWORKS INC | COM | 2M | 5K | – |
| PAYPAL HLDGS INC | COM | 579K | 10K | – |
| PELOTON INTERACTIVE INC | CL A COM | 255K | 75K | – |
| PEPSICO INC | COM | 844K | 5K | – |
| PFIZER INC | COM | 1M | 38K | – |
| PG&E CORP | COM | 267K | 15K | – |
| PHILIP MORRIS INTL INC | COM | 932K | 9K | – |
| PIMCO ETF TR | MULTISECTOR BD | 3M | 98K | – |
| PIMCO ETF TR | MUNI INCOME OPP | 328K | 7K | – |
| PNC FINL SVCS GROUP INC | COM | 639K | 4K | – |
| PPL CORP | COM | 672K | 24K | – |
| PROCEPT BIOROBOTICS CORP | COM | 217K | 4K | – |
| PROCTER AND GAMBLE CO | COM | 3M | 19K | – |
| QUALCOMM INC | COM | 2M | 10K | – |
| REALTY INCOME CORP | COM | 455K | 9K | – |
| ROKU INC | COM CL A | 626K | 10K | – |
| RTX CORPORATION | COM | 3M | 29K | – |
| S&P GLOBAL INC | COM | 2M | 4K | – |
| SALESFORCE INC | COM | 2M | 6K | – |
| SCHWAB CHARLES CORP | COM | 625K | 8K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 621K | 13K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 302K | 5K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 2M | 66K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 597K | 11K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 2M | 57K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 2M | 25K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 299K | 6K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 315K | 3K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 840K | 22K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 208K | 3K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 13M | 191K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 236K | 3K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 6M | 28K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 1M | 6K | – |
| SELECT SECTOR SPDR TR | INDL | 209K | 2K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 265K | 3K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 654K | 16K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 11K | – |
| SERVICENOW INC | COM | 520K | 661 | – |
| SHARKNINJA INC | COM SHS | 638K | 8K | – |
| SHERWIN WILLIAMS CO | COM | 778K | 3K | – |
| SHOPIFY INC | CL A | 750K | 11K | – |
| SMITH & NEPHEW PLC | SPDN ADR NEW | 210K | 8K | – |
| SOFI TECHNOLOGIES INC | COM | 77K | 12K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 2M | 6K | – |
| SPDR GOLD TR | GOLD SHS | 988K | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 109K | 200 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 10M | 19K | – |
| SPDR SER TR | RUSSELL YIELD | 299K | 3K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 1M | 19K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 1M | 16K | – |
| SPDR SER TR | NYSE TECH ETF | 894K | 5K | – |
| SPDR SER TR | AEROSPACE DEF | 1M | 8K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 1M | 26K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 1M | 23K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 2M | 40K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 252K | 3K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 399K | 6K | – |
| SPDR SER TR | S&P DIVID ETF | 418K | 3K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 8M | 213K | – |
| SSGA ACTIVE TR | SPDR SSGA FXD | 556K | 22K | – |
| STMICROELECTRONICS N V | NY REGISTRY | 282K | 7K | – |
| STRATEGY SHS | NS 7HANDL IDX | 285K | 14K | – |
| STRUCTURE THERAPEUTICS INC | SPONSORED ADS | 351K | 9K | – |
| STRYKER CORPORATION | COM | 1M | 3K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 52K | 300 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 8K | – |
| TARGET CORP | COM | 1M | 10K | – |
| TE CONNECTIVITY LTD | SHS | 545K | 4K | – |
| TENET HEALTHCARE CORP | COM NEW | 587K | 4K | – |
| TESLA INC | COM | 3M | 14K | – |
| TEXAS INSTRS INC | COM | 1M | 5K | – |
| TEXTRON INC | COM | 982K | 11K | – |
| THE TRADE DESK INC | COM CL A | 305K | 3K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | – |
| TRACTOR SUPPLY CO | COM | 296K | 1K | – |
| TRANE TECHNOLOGIES PLC | SHS | 792K | 2K | – |
| TRAVELERS COMPANIES INC | COM | 1M | 6K | – |
| TRUIST FINL CORP | COM | 1M | 32K | – |
| U HAUL HOLDING COMPANY | COM | 244K | 4K | – |
| UBER TECHNOLOGIES INC | COM | 1M | 18K | – |
| UL SOLUTIONS INC | CLASS A COM SHS | 377K | 9K | – |
| UNILEVER PLC | SPON ADR NEW | 2M | 40K | – |
| UNION PAC CORP | COM | 856K | 4K | – |
| UNITED PARCEL SERVICE INC | CL B | 643K | 5K | – |
| UNITED STS NAT GAS FD LP | UNIT PAR | 198K | 11K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 5K | – |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 1M | 23K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 262K | 4K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 259K | 3K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4M | 9K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 690K | 3K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 5M | 30K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 13K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 274K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 5M | 14K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 2M | 6K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 2M | 6K | – |
| VANGUARD INDEX FDS | VALUE ETF | 4M | 23K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 711K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 732K | 6K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 844K | 14K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 1M | 19K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 457K | 3K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 673K | 10K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 452K | 6K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 8M | 65K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 267K | 1K | – |
| VANGUARD WORLD FD | INF TECH ETF | 466K | 808 | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 54K | – |
| VERTIV HOLDINGS CO | COM CL A | 587K | 7K | – |
| VICI PPTYS INC | COM | 658K | 23K | – |
| VICTORY PORTFOLIOS II | SHORT TRM BD ETF | 4M | 87K | – |
| VIKING THERAPEUTICS INC | COM | 5K | 100 | – |
| VIKING THERAPEUTICS INC | COM | 527K | 10K | – |
| VISA INC | COM CL A | 4M | 14K | – |
| WABTEC | COM | 1M | 7K | – |
| WALMART INC | COM | 4M | 53K | – |
| WASTE MGMT INC DEL | COM | 1M | 6K | – |
| WELLS FARGO CO NEW | COM | 591K | 10K | – |
| WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 355K | 44K | – |
| WESTERN DIGITAL CORP. | COM | 680K | 9K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 343K | 1K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 219K | 5K | – |
| WISDOMTREE TR | YIELD ENHANCD US | 314K | 7K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 225K | 7K | – |
| WORKDAY INC | CL A | 638K | 3K | – |
| WP CAREY INC | COM | 326K | 6K | – |
| WYNN RESORTS LTD | COM | 481K | 5K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 570K | 2K | – |
| ZOETIS INC | CL A | 906K | 5K | – |