Hedge Fund Database

STRATEGIC WEALTH PARTNERS, LTD.

Adviser information for STRATEGIC WEALTH PARTNERS, LTD. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 22
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 22
Licensed Agents of an Insurance Company 11
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,097 $1.1B
Non-Discretionary 10 $711,631
Total 3,107 $1.1B

Clients

Type Number RAUM
Individuals 507 $117.7M
HNW Individuals 779 $953.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $4.7M
Charitable organizations <5 $1.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $6.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-79487
SEC ERA File Number 801-79487
SEC CIK Numbers 1720777
SEC CRD Numbers 148586
Legal Entity Identifier None

Principal Office

5005 ROCKSIDE ROAD
SUITE 1200
INDEPENDENCE
OH
United States
Monday - Friday, 9:00 AM - 7:00 PM
Tel: (216) 800-9000, Fax: (866) 941-5850

Websites

www.swpconnect.com

Chief Compliance Officer

MATTHEW BURES
CHIEF COMPLIANCE OFFICER
5005 ROCKSIDE ROAD
SUITE 1200
INDEPENDENCE
OH
United States
Tel: (216) 800-9000
Fax: (866) 941-5850
(Full email address available in API data)

Regulatory Contact

MARK M. TEPPER
MANAGING PARTNER
5005 ROCKSIDE ROAD
SUITE 1200
INDEPENDENCE
OH
United States
Tel: (216) 800-9000
Fax: (866) 941-5850
(Full email address available in API data)

Industry Affiliates

STRATEGIC WEALTH PLANNERS, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TEPPER, MARK, M Individual – MANAGING PARTNER AND SOLE MEMBER 10/2008 50-75%
ZABIEGALA, ANTHONY, A Individual – CHIEF OPERATING OFFICER 12/2008 10-25%
Bures, Matthew, Allen Individual – CHIEF COMPLIANCE OFFICER 02/2022 < 5%
FISCHER, NATHAN, MICHAEL Individual – CHIEF INVESTMENT OFFICER 02/2022 10-25%

No. Employees, Historic

30150201920202021202220232024202514 on 9/23/201914 on 9/27/201917 on 3/30/202017 on 6/3/202017 on 12/21/202013 on 3/29/202113 on 5/27/202113 on 6/1/202113 on 6/11/202113 on 6/11/202113 on 6/11/202113 on 2/11/202213 on 3/10/202218 on 3/31/202218 on 9/2/202218 on 11/4/202218 on 11/23/202218 on 1/6/202320 on 3/31/202320 on 5/19/202320 on 6/30/202320 on 8/3/202320 on 9/1/202320 on 9/7/202320 on 9/22/202320 on 10/17/202320 on 12/14/202323 on 3/26/2024

RAUM, Historic

2B1B02019202020212022202320242025287200000 on 9/23/2019287200000 on 9/27/2019344300000 on 3/30/2020344300000 on 6/3/2020344300000 on 12/21/2020401400000 on 3/29/2021401400000 on 5/27/2021401400000 on 6/1/2021401400000 on 6/11/2021401400000 on 6/11/2021401400000 on 6/11/2021401400000 on 2/11/2022401400000 on 3/10/2022721101186 on 3/31/2022721101186 on 9/2/2022721101186 on 11/4/2022721101186 on 11/23/2022721101186 on 1/6/2023795833306 on 3/31/2023795833306 on 5/19/2023795833306 on 6/30/2023795833306 on 8/3/2023795833306 on 9/1/2023795833306 on 9/7/2023795833306 on 9/22/2023795833306 on 10/17/2023795833306 on 12/14/20231083606865 on 3/26/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025641 on 9/23/2019641 on 9/27/2019669 on 3/30/2020669 on 6/3/2020669 on 12/21/2020670 on 3/29/2021670 on 5/27/2021670 on 6/1/2021670 on 6/11/2021670 on 6/11/2021670 on 6/11/2021670 on 2/11/2022670 on 3/10/2022684 on 3/31/2022684 on 9/2/2022684 on 11/4/2022684 on 11/23/2022684 on 1/6/2023956 on 3/31/2023956 on 5/19/2023956 on 6/30/2023956 on 8/3/2023956 on 9/1/2023956 on 9/7/2023956 on 9/22/2023956 on 10/17/2023956 on 12/14/20231290 on 3/26/2024

Holdings

From latest 13F, filed May 20th, 2024 for period ending December 31st, 2023
Name Class Value $USD # Shares Private Fund
AAON INC COM PAR $0.004 6M 75K 0
ABBOTT LABS COM 722K 7K 0
ABBVIE INC COM 5M 33K 0
ACCENTURE PLC IRELAND SHS CLASS A 8M 24K 0
ADOBE INC COM 455K 763 0
ADVANCED MICRO DEVICES INC COM 2M 13K 0
AGNICO EAGLE MINES LTD COM 525K 10K 0
ALBERTSONS COS INC COMMON STOCK 263K 11K 0
ALPHABET INC CAP STK CL A 10M 70K 0
ALPHABET INC CAP STK CL C 4M 31K 0
AMAZON COM INC COM 8M 53K 0
AMERICAN CENTY ETF TR US SML CP VALU 1M 16K 0
AMERICAN ELEC PWR CO INC COM 347K 4K 0
AMERICAN EXPRESS CO COM 6M 32K 0
AMERICAN TOWER CORP NEW COM 450K 2K 0
AMETEK INC COM 514K 3K 0
AMGEN INC COM 3M 12K 0
AMPHENOL CORP NEW CL A 205K 2K 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 473K 7K 0
APPLE INC COM 19M 97K 0
ARAMARK COM 5M 174K 0
ARES CAPITAL CORP COM 1M 52K 0
ASHFORD INC COM 47K 13K 0
ASPEN AEROGELS INC COM 1M 64K 0
ASTRAZENECA PLC SPONSORED ADR 5M 80K 0
BAKER HUGHES COMPANY CL A 5M 147K 0
BANK AMERICA CORP COM 398K 12K 0
BAUSCH PLUS LOMB CORP COMMON SHARES 369K 22K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 10K 0
BLACKROCK DEBT STRATEGIES FD COM NEW 2M 146K 0
BLACKROCK INC COM 204K 251 0
BLACKSTONE INC COM 6M 49K 0
BLUE OWL CAPITAL CORPORATION COM 1M 71K 0
BLUE OWL CAPITAL INC COM CL A 6M 428K 0
BOEING CO COM 333K 1K 0
BRIDGE INVT GROUP HLDGS INC COM CL A 117K 12K 0
BRISTOL-MYERS SQUIBB CO COM 405K 8K 0
BRITISH AMERN TOB PLC SPONSORED ADR 250K 9K 0
BROADCOM INC COM 8M 7K 0
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 1M 36K 0
BROOKFIELD RENEWABLE CORP CL A SUB VTG 288K 10K 0
BROWN & BROWN INC COM 939K 13K 0
BROWN FORMAN CORP CL B 609K 11K 0
BUNGE GLOBAL SA COM SHS 410K 4K 0
CADENCE DESIGN SYSTEM INC COM 436K 2K 0
CAMECO CORP COM 7M 160K 0
CAMPBELL SOUP CO COM 437K 10K 0
CANADA GOOSE HLDGS INC SHS SUB VTG 767K 65K 0
CENCORA INC COM 3M 14K 0
CHENIERE ENERGY INC COM NEW 623K 4K 0
CHEVRON CORP NEW COM 878K 6K 0
CHUBB LIMITED COM 548K 2K 0
CHURCHILL DOWNS INC COM 814K 6K 0
CINTAS CORP COM 312K 518 0
CISCO SYS INC COM 5M 96K 0
COCA COLA CO COM 267K 5K 0
COHEN & STEERS INFRASTRUCTUR COM 4M 168K 0
COINBASE GLOBAL INC COM CL A 320K 2K 0
CONSTELLATION BRANDS INC CL A 6M 25K 0
COSTCO WHSL CORP NEW COM 2M 3K 0
CROWDSTRIKE HLDGS INC CL A 582K 2K 0
CVS HEALTH CORP COM 5M 58K 0
DANAHER CORPORATION COM 253K 1K 0
DEERE & CO COM 1M 3K 0
DIAMONDBACK ENERGY INC COM 5M 32K 0
DIMENSIONAL ETF TRUST US CORE EQUITY 2 1M 50K 0
DIMENSIONAL ETF TRUST US EQUITY ETF 325K 6K 0
DISCOVER FINL SVCS COM 1M 12K 0
DISNEY WALT CO COM 547K 6K 0
DOLLAR GEN CORP NEW COM 250K 2K 0
DOUBLELINE INCOME SOLUTIONS COM 1M 116K 0
DOUBLELINE OPPORTUNISTIC CR COM 1M 87K 0
DUKE ENERGY CORP NEW COM NEW 5M 53K 0
DUPONT DE NEMOURS INC COM 207K 3K 0
EATON CORP PLC SHS 222K 922 0
EDWARDS LIFESCIENCES CORP COM 1M 15K 0
ELEVANCE HEALTH INC COM 3M 7K 0
ELI LILLY & CO COM 6M 10K 0
EMERSON ELEC CO COM 5M 53K 0
ENTERGY CORP NEW COM 391K 4K 0
ENTERPRISE PRODS PARTNERS L COM 247K 9K 0
EOG RES INC COM 358K 3K 0
EXACT SCIENCES CORP COM 281K 4K 0
EXXON MOBIL CORP COM 1M 13K 0
FACTSET RESH SYS INC COM 792K 2K 0
FIRSTENERGY CORP COM 241K 7K 0
FISERV INC COM 756K 6K 0
FLEETCOR TECHNOLOGIES INC COM 3M 11K 0
FS KKR CAP CORP COM 3M 126K 0
GALLAGHER ARTHUR J & CO COM 373K 2K 0
GENUINE PARTS CO COM 240K 2K 0
GILEAD SCIENCES INC COM 644K 8K 0
GLOBAL PMTS INC COM 1M 9K 0
GLOBAL X FDS RATE PREFERRED 641K 28K 0
GLOBAL X FDS GLOBAL X URANIUM 5M 163K 0
GOLDMAN SACHS BDC INC SHS 268K 18K 0
GOLDMAN SACHS ETF TR ACCES TREASURY 2M 15K 0
GOLDMAN SACHS GROUP INC COM 8M 20K 0
GOLUB CAP BDC INC COM 256K 17K 0
HASBRO INC COM 4M 82K 0
HENRY SCHEIN INC COM 261K 3K 0
HOME DEPOT INC COM 1M 4K 0
HONEYWELL INTL INC COM 6M 30K 0
HUMANA INC COM 360K 787 0
INGERSOLL RAND INC COM 238K 3K 0
INTEL CORP COM 225K 4K 0
INTERNATIONAL BUSINESS MACHS COM 5M 32K 0
INTUIT COM 6M 10K 0
INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 15M 795K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 8M 49K 0
INVESCO QQQ TR UNIT SER 1 8M 20K 0
INVITAE CORP COM 6K 10K 0
ISHARES GOLD TR ISHARES NEW 862K 22K 0
ISHARES INC MSCI EMRG CHN 705K 13K 0
ISHARES INC MSCI MEXICO ETF 8M 113K 0
ISHARES INC CORE MSCI EMKT 262K 5K 0
ISHARES TR IBOXX INV CP ETF 13M 122K 0
ISHARES TR 3 7 YR TREAS BD 17M 144K 0
ISHARES TR CORE DIV GRWTH 49M 912K 0
ISHARES TR 1 3 YR TREAS BD 970K 12K 0
ISHARES TR PFD AND INCM SEC 372K 12K 0
ISHARES TR CORE S&P SCP ETF 967K 9K 0
ISHARES TR NATIONAL MUN ETF 235K 2K 0
ISHARES TR SHRT NAT MUN ETF 1M 10K 0
ISHARES TR MSCI ACWI EX US 603K 12K 0
ISHARES TR U.S. MED DVC ETF 6M 116K 0
ISHARES TR SELECT DIVID ETF 492K 4K 0
ISHARES TR 7-10 YR TRSY BD 554K 6K 0
ISHARES TR 0-5 YR TIPS ETF 537K 5K 0
ISHARES TR CORE MSCI EAFE 432K 6K 0
ISHARES TR RUSSELL 2000 ETF 11M 53K 0
ISHARES TR RUS 1000 GRW ETF 263K 868 0
ISHARES TR RUS 1000 ETF 928K 4K 0
ISHARES TR 0-3 MNTH TREASRY 1M 12K 0
ISHARES TR CORE US AGGBD ET 452K 5K 0
ISHARES TR TRS FLT RT BD 2M 32K 0
ISHARES TR CORE S&P500 ETF 7M 15K 0
ISHARES TR SHORT TREAS BD 12M 112K 0
ISHARES TR 20 YR TR BD ETF 544K 6K 0
ISHARES TR ISHS 1-5YR INVS 1M 29K 0
ISHARES TR MSCI EAFE ETF 23M 301K 0
ISHARES TR MBS ETF 29M 306K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 4M 77K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 1M 26K 0
JD.COM INC SPON ADR CL A 211K 7K 0
JOHNSON & JOHNSON COM 752K 5K 0
JPMORGAN CHASE & CO ALERIAN ML ETN 225K 9K 0
JPMORGAN CHASE & CO COM 9M 52K 0
KIMBERLY-CLARK CORP COM 486K 4K 0
KINDER MORGAN INC DEL COM 3M 174K 0
KLA CORP COM NEW 225K 387 0
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 516K 22K 0
LAM RESEARCH CORP COM 748K 956 0
LAZARD LTD SHS A 6M 164K 0
LINCOLN ELEC HLDGS INC COM 217K 1K 0
LINDE PLC SHS 498K 1K 0
LOCKHEED MARTIN CORP COM 789K 2K 0
LOWES COS INC COM 833K 4K 0
MARSH & MCLENNAN COS INC COM 298K 2K 0
MASTERCARD INCORPORATED CL A 797K 2K 0
MATCH GROUP INC NEW COM 954K 26K 0
MCDONALDS CORP COM 564K 2K 0
MEDTRONIC PLC SHS 5M 60K 0
MERCK & CO INC COM 1M 10K 0
META PLATFORMS INC CL A 980K 3K 0
MICROSOFT CORP COM 24M 64K 0
MONDELEZ INTL INC CL A 4M 57K 0
MORGAN STANLEY COM NEW 475K 5K 0
NETAPP INC COM 458K 5K 0
NEXTERA ENERGY INC COM 6M 91K 0
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 4M 129K 0
NIKE INC CL B 242K 2K 0
NOVO-NORDISK A S ADR 213K 2K 0
NVIDIA CORPORATION COM 2M 4K 0
ORACLE CORP COM 6M 54K 0
PALANTIR TECHNOLOGIES INC CL A 175K 10K 0
PALO ALTO NETWORKS INC COM 3M 10K 0
PARKER-HANNIFIN CORP COM 332K 721 0
PAYPAL HLDGS INC COM 427K 7K 0
PEPSICO INC COM 567K 3K 0
PERRIGO CO PLC SHS 4M 135K 0
PHILIP MORRIS INTL INC COM 4M 40K 0
PHILLIPS 66 COM 4M 30K 0
PIMCO CORPORATE & INCOME OPP COM 3M 194K 0
PNC FINL SVCS GROUP INC COM 8M 53K 0
PROCTER AND GAMBLE CO COM 844K 6K 0
PROGRESSIVE CORP COM 728K 5K 0
PROLOGIS INC. COM 5M 36K 0
PROSHARES TR S&P 500 DV ARIST 397K 4K 0
PUBLIC SVC ENTERPRISE GRP IN COM 244K 4K 0
QUALCOMM INC COM 454K 3K 0
RESTAURANT BRANDS INTL INC COM 252K 3K 0
ROPER TECHNOLOGIES INC COM 7M 12K 0
RTX CORPORATION COM 7M 78K 0
S&P GLOBAL INC COM 842K 2K 0
SALESFORCE INC COM 1M 6K 0
SANOFI SPONSORED ADR 755K 15K 0
SAP SE SPON ADR 534K 3K 0
SCHWAB CHARLES CORP COM 2M 23K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 211K 4K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 40K 0
SELECT SECTOR SPDR TR TECHNOLOGY 511K 3K 0
SELECT SECTOR SPDR TR SBI INT-UTILS 678K 11K 0
SELECT SECTOR SPDR TR FINANCIAL 238K 6K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 201K 1K 0
SELECT SECTOR SPDR TR SBI CONS STPLS 370K 5K 0
SELECT SECTOR SPDR TR ENERGY 360K 4K 0
SHERWIN WILLIAMS CO COM 506K 2K 0
SOUTHERN CO COM 497K 7K 0
SPDR GOLD TR GOLD SHS 3M 17K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 431K 13K 0
SPDR S&P 500 ETF TR TR UNIT 7M 15K 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 526K 1K 0
SPDR SER TR PORTFOLIO S&P500 341K 6K 0
SPDR SER TR BLOOMBERG INVT 500K 16K 0
SPDR SER TR PORTFOLIO AGRGTE 2M 59K 0
SPDR SER TR BLOOMBERG 1-3 MO 19M 203K 0
SPDR SER TR PORTFOLIO S&P600 5M 129K 0
SPDR SER TR PRTFLO S&P500 GW 28M 426K 0
SPDR SER TR AEROSPACE DEF 7M 49K 0
SPDR SER TR PORTFOLIO SHORT 24M 822K 0
SPDR SER TR ICE PFD SEC ETF 217K 6K 0
SPDR SER TR BLOOMBERG 3-12 M 9M 88K 0
SPDR SER TR PORTFOLIO SH TSR 295K 10K 0
SPDR SER TR S&P REGL BKG 222K 4K 0
SPDR SER TR NUVEEN BLMBRG SH 668K 14K 0
STANDARD LITHIUM LTD COM 2 15K 0
STARBUCKS CORP COM 5M 49K 0
STERIS PLC SHS USD 6M 27K 0
STRYKER CORPORATION COM 5M 17K 0
SYNCHRONY FINANCIAL COM 795K 21K 0
SYNOPSYS INC COM 703K 1K 0
SYSCO CORP COM 4M 56K 0
T-MOBILE US INC COM 1M 8K 0
TARGET CORP COM 5M 33K 0
TELEDYNE TECHNOLOGIES INC COM 948K 2K 0
TELEFONAKTIEBOLAGET LM ERICS ADR B SEK 10 263K 42K 0
TELLURIAN INC NEW COM 13K 17K 0
TESLA INC COM 1M 5K 0
TETRA TECH INC NEW COM 1M 7K 0
THE CIGNA GROUP COM 843K 3K 0
THERMO FISHER SCIENTIFIC INC COM 1M 3K 0
TJX COS INC NEW COM 5M 55K 0
UBER TECHNOLOGIES INC COM 2M 31K 0
UNILEVER PLC SPON ADR NEW 444K 9K 0
UNION PAC CORP COM 3M 12K 0
UNITED PARCEL SERVICE INC CL B 454K 3K 0
UNITEDHEALTH GROUP INC COM 4M 7K 0
US FOODS HLDG CORP COM 821K 18K 0
VANECK ETF TRUST GOLD MINERS ETF 367K 12K 0
VANGUARD BD INDEX FDS SHORT TRM BOND 502K 7K 0
VANGUARD INDEX FDS GROWTH ETF 666K 2K 0
VANGUARD INDEX FDS VALUE ETF 679K 5K 0
VANGUARD INDEX FDS REAL ESTATE ETF 216K 2K 0
VANGUARD INDEX FDS MID CAP ETF 268K 1K 0
VANGUARD INDEX FDS TOTAL STK MKT 561K 2K 0
VANGUARD INDEX FDS SML CP GRW ETF 284K 1K 0
VANGUARD INDEX FDS EXTEND MKT ETF 242K 1K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 603K 1K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 245K 6K 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 277K 5K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 640K 8K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 7K 0
VANGUARD WHITEHALL FDS INTL DVD ETF 2M 22K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 13K 0
VANGUARD WORLD FDS FINANCIALS ETF 6M 68K 0
VERIZON COMMUNICATIONS INC COM 615K 16K 0
VERTEX PHARMACEUTICALS INC COM 974K 2K 0
VIATRIS INC COM 277K 26K 0
VISA INC COM CL A 9M 35K 0
VULCAN MATLS CO COM 4M 16K 0
WALMART INC COM 2M 14K 0
WASTE MGMT INC DEL COM 1M 7K 0
WISDOMTREE TR FLOATNG RAT TREA 1M 29K 0
ZOETIS INC CL A 6M 33K 0