HORIZON WEALTH MANAGEMENT

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Illinois, United States

Employees

Total Number of Employees	10
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	7
Registered State Investment Advisers	6
Licensed Agents of an Insurance Company	6
No. of Firms/People that Solicit Clients	4

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2,993	$936.0M
Non-Discretionary	9	$2.7M
Total	3,002	$938.7M

Clients

Type	Number	RAUM
Individuals	2,084	$495.1M
HNW Individuals	156	$390.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	86	$31.1M
Charitable organizations	6	$6.5M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	12	$15.9M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	936.3M

Portfolio Manager to Program	Sponsor
HORIZON WRAP FEE PROGRAM	HORIZON WEALTH MANAGEMENT, LLC

Identifiers

SEC RIA File Number	801-79492
SEC ERA File Number	801-79492
SEC CIK Numbers	1815123
SEC CRD Numbers	170255
Legal Entity Identifier	None

Principal Office

22 CALENDAR COURT
2ND FLOOR
LA GRANGE
IL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic