Hedge Fund Database

KLAAS FINANCIAL ASSET ADVISORS, LLC.

Adviser information for KLAAS FINANCIAL ASSET ADVISORS, LLC. last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 8
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 969 $568.6M
Non-Discretionary 0 $0
Total 969 $568.6M

Clients

Type Number RAUM
Individuals 826 $327.1M
HNW Individuals 139 $234.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $137,017
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $7.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 24
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsINSTITUTIONAL CONSULTING
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 568.6M
Both for Same 568.6M
Portfolio Manager to Program Sponsor
KLAAS INVESTMENT PORTFOLIOS KLAAS FINANCIAL ASSET ADVISORS, LLC.

Identifiers

SEC RIA File Number 801-79516
SEC ERA File Number 801-79516
SEC CIK Numbers 1819279
SEC CRD Numbers 121399
Legal Entity Identifier None

Principal Office

4707 PERRY RIDGE LANE
LOVES PARK
IL
United States
Monday - Friday, M-TH 8AM-5PM, F 8AM-3PM
Tel: 815-877-8440, Fax: 815-877-6807

Websites

www.klaasfinancial.com www.youtube.com/user/klaas0002 twitter.com/klaasfinancial www.facebook.com/klaasfinancial/ www.linkedin.com/company/2181268/

Chief Compliance Officer

RITA B. RHODES
2202 PRIMROSE TRL
ROCKFORD
IL
United States
Tel: 815-900-2202
(Full email address available in API data)

Regulatory Contact

CRAIG J. KLAAS
PRESIDENT, MEMBER
5951 MCKEE RD
SUITE 200
FITCHBURG
WI
United States
Tel: 608-442-5637
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WERNSING-CUEVAS, MALEEAH, LONNA Individual – CEO, MEMBER 01/2014 25-50%
KLAAS, CRAIG, JARED Individual – PRESIDENT, MEMBER 01/2014 25-50%
MOWERS, STEPHANIE, RENEE Individual – COO 02/2017 < 5%
RHODES, RITA, BARDELL Individual – CHIEF COMPLIANCE OFFICER 06/2017 < 5%
KITE, KYLE, A Individual – CFO, MEMBER 08/2018 10-25%
SCHWARTZ, ERIC, JAMES Individual – MEMBER 02/2024 < 5%
Stirling, Joshua, Eric Individual – DIRECTOR OF PORTFOLIO MANAGEMENT, MEMBER 02/2024 < 5%

No. Employees, Historic

2010020202021202220232024202511 on 3/27/202011 on 6/12/202011 on 6/19/202011 on 7/27/202011 on 8/3/202011 on 9/9/202011 on 1/12/202115 on 3/16/202115 on 10/25/202115 on 11/4/202114 on 3/2/202214 on 8/9/202214 on 8/29/202214 on 10/31/202213 on 3/30/202313 on 6/30/202313 on 7/12/202313 on 7/19/202313 on 9/1/202313 on 10/9/202313 on 3/4/2024

RAUM, Historic

600M300M0202020212022202320242025377600000 on 3/27/2020377600000 on 6/12/2020377600000 on 6/19/2020377600000 on 7/27/2020377600000 on 8/3/2020377600000 on 9/9/2020377600000 on 1/12/2021438149250 on 3/16/2021438149250 on 10/25/2021438149250 on 11/4/2021521569705 on 3/2/2022521569705 on 8/9/2022521569705 on 8/29/2022521569705 on 10/31/2022478280533 on 3/30/2023478280533 on 6/30/2023478280533 on 7/12/2023478280533 on 7/19/2023478280533 on 9/1/2023478280533 on 10/9/2023568629779 on 3/4/2024

No. Clients, Historic

2,0001,00002020202120222023202420251398 on 3/27/20201398 on 6/12/20201398 on 6/19/20201398 on 7/27/20201398 on 8/3/20201398 on 9/9/20201398 on 1/12/20211101 on 3/16/20211101 on 10/25/20211101 on 11/4/2021997 on 3/2/2022997 on 8/9/2022997 on 8/29/2022997 on 10/31/20221010 on 3/30/20231010 on 6/30/20231010 on 7/12/20231010 on 7/19/20231010 on 9/1/20231010 on 10/9/2023965 on 3/4/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
iShares International Small Cap Equity Multi-Factor ETF ETF 238K 7K 0
iShares 1-3 Year Treasury Bond ETF ETF 18M 218K 0
Nuveen ESG U.S. Small Cap ETF ETF 1M 26K 0
iShares ESG Aware MSCI U.S. Stock Market ETF ETF 7M 57K 0
iShares ESG Aware Year Corporate Bond ETF ETF 3M 119K 0
iShares ESG Aware 1-5 Year Corporate Bond ETF ETF 3M 111K 0
JP Morgan U.S. Momentum Factor ETF ETF 22M 412K 0
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 3M 29K 0
iShares S&P Small Cap ETF ETF 3M 27K 0
iShares MSCI International Developed Markets ETF ETF 43M 648K 0
ISHARES IBONDS 2025 TERM HIGH YIELD & INCOME ETF ETF 412K 18K 0
ISHARES IBONDS 2024 TERM HIGH YIELD & INCOME ETF ETF 473K 20K 0
Avantis U.S. Small Cap Value ETF ETF 8M 86K 0
Avantis International Small Cap Value ETF ETF 5M 77K 0
ISHARES IBONDS DEC 2024 TERM TREASURY ETF ETF 1M 59K 0
ISHARES IBONDS DEC 2025 TERM TREASURY ETF ETF 1M 46K 0
ISHARES FLOATING RATE BOND ETF ETF 887K 17K 0
ISHARES 0-3 MONTH TREASURY BOND ETF ETF 1M 11K 0
iShares ESG Advanced MSCI EAFE ETF ETF 3M 42K 0
ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF ETF 354K 15K 0
DIMENSIONAL U.S. CORE EQUITY 2 ETF ETF 270K 8K 0
iShares U.S. Treasury Bond ETF ETF 10M 448K 0
iShares S&P Total U.S. Stock Market ETF ETF 141M 1M 0
Dimensional Sustainable Emerging Markets ETF ETF 1M 32K 0
iShares MSCI EAFE ETF ETF 2M 23K 0
iShares 1-5 Year Investment Grade Corporate Bond ETF ETF 48M 928K 0
iShares MSCI Emerging Markets ETF ETF 6M 106K 0
iShares 10 Year Investment Grade Corporate Bond ETF ETF 10M 203K 0
BlackRock Short Duration Bond ETF ETF 9M 170K 0
ISHARES S&P 500 VALUE ETF ETF 2M 9K 0
ISHARES S&P 500 GROWTH ETF ETF 2M 23K 0
ISHARES IBONDS DEC 2026 TERM CORPORATE ETF ETF 305K 13K 0
Dimensional Emerging Markets ETF ETF 25M 937K 0
iShares 0-5 Year High-Yield Corporate Bond ETF ETF 2M 45K 0
iShares 10-20 Year Treasury Bond ETF ETF 779K 8K 0
iShares 5-10 Year Investment Grade Corporate Bond ETF ETF 77M 2M 0
iShares 3-7 Year Treasury Bond ETF ETF 26M 225K 0
Vanguard Dividend Appreciation ETF ETF 23M 126K 0
iShares 7-10 Year Treasury Bond ETF ETF 547K 6K 0
iShares 20 Year Treasury Bond ETF ETF 8M 90K 0
ISHARES GLOBAL REIT ETF ETF 851K 37K 0
ISHARES CORE TOTAL USD BOND MARKET ETF ETF 1M 28K 0
iShares JP Morgan Emerging Markets Bond ETF ETF 896K 10K 0
ISHARES MSCI ACWI ETF ETF 3M 24K 0
iShares MSCI International Quality Factor ETF ETF 11M 278K 0
ISHARES IBONDS DEC 2025 TERM CORPORATE ETF ETF 1M 57K 0
ISHARES IBONDS DEC 2024 TERM CORPORATE ETF ETF 2M 62K 0
iShares MSCI International Momentum Factor ETF ETF 11M 276K 0