BLUEARC CAPITAL MANAGEMENT
BLUEARC CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for BLUEARC CAPITAL MANAGEMENT last updated from Form ADV on December 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 30 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 30 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 30 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 19 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)ASSET RESEARCH AND CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-79523 |
|---|---|
| SEC ERA File Number | 801-79523 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167233 |
| Legal Entity Identifier | None |
Principal Office
ONE BUCKHEAD PLAZA3060 PEACHTREE ROAD, SUITE 1120
ATLANTA
GA
United States
Monday - Friday, 9AM-5PM ET
Tel: 404-419-6130, Fax: 404-419-6140
Websites
Chief Compliance Officer
ASHLEY N. THOMAS
DIRECTOR OF OPERATIONS
ONE BUCKHEAD PLAZA
3060 PEACHTREE ROAD SUITE 1120
ATLANTA
GA
United States
Tel:
404.419.6130
Fax:
404.419.6140
A******@*****************M
(Full email address available in API data)
Regulatory Contact
RONALD ZAZWORSKY JR
CHIEF EXECUTIVE OFFICER
ONE BUCKHEAD PLAZA
3060 PEACHTREE ROAD SUITE 1120
ATLANTA
GA
United States
Tel:
404-419-6130
R*********@*****************M
(Full email address available in API data)
Industry Affiliates
| BAC-MP FUND MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BGPCF II SM, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BGPCOF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BGPCOF SM, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLUEARC ALTERNATIVES FUND MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BLUEARC CORE ALTERNATIVES MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BLUEARC CREDIT ALTERNATIVES FUND MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BLUEARC GLOBAL ALTERNATIVES MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BLUEARC GLOBAL MACRO FUND MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BLUEARC PRIVATE INVESTMENTS MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLUEARC REAL ESTATE INVESTMENTS MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLUEARC SELECT EQUITIES MANAGEMENT HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLUEARC SELECT EQUITIES MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAC-MP ABSOLUTE RETURN FUND, LLC | Hedge Fund | $194.8M | $0.3M | 244 |
| BLUEARC ALTERNATIVES FUND, LLC - QUANTITATIVE EQUITIES SERIES | Hedge Fund | $49.4M | $0.5M | 71 |
| BLUEARC DIVERSIFIED HEDGE FUND STRATEGIES (QP), A SERIES OF BLUEARC ALTERNATIVES FUND, LLC | Hedge Fund | $46.5M | $0.3M | 86 |
| BLUEARC DIVERSIFIED HEDGE FUND STRATEGIES, A SERIES OF BLUEARC ALTERNATIVES FUND, LLC | Hedge Fund | $35.9M | $0.3M | 73 |
| BLUEARC GLOBAL MACRO FUND, LLC | Hedge Fund | $37.3M | $0.3M | 49 |
| BLUEARC GLOBAL PRIVATE CREDIT FUND II (QP), A SERIES OF BLUEARC CREDIT ALTERNATIVES FUND, LLC | Private Equity Fund | $22.2M | $0.1M | 40 |
| BLUEARC GLOBAL PRIVATE CREDIT FUND II, A SERIES OF BLUEARC CREDIT ALTERNATIVES FUND, LLC | Private Equity Fund | $68.4M | $0.1M | 94 |
| BLUEARC GLOBAL PRIVATE CREDIT OPPORTUNITY FUND (QC), A SERIES OF BLUEARC CREDIT ALTERNATIVES FUND, LLC | Private Equity Fund | $41.6M | $0.1M | 110 |
| BLUEARC GLOBAL PRIVATE CREDIT OPPORTUNITY FUND (QP), A SERIES OF BLUEARC CREDIT ALTERNATIVES FUND, LLC | Private Equity Fund | $34.7M | $0.1M | 48 |
| BLUEARC GP EQUITY FUND (QP) (TE ONSHORE), A SERIES OF BLUEARC CORE ALTERNATIVES, LLC | Private Equity Fund | $16.8M | $0.1M | 53 |
| BLUEARC GP EQUITY FUND (QP), A SERIES OF BLUEARC CORE ALTERNATIVES, LLC | Private Equity Fund | $107.5M | $0.1M | 171 |
| BLUEARC MERGER ARBITRAGE FUND (QP) (TE ONSHORE), A SERIES OF BLUEARC GLOBAL ALTERNATIVES, LLC | Hedge Fund | $13.2M | $0.3M | 10 |
| BLUEARC MERGER ARBITRAGE FUND (QP), A SERIES OF BLUEARC GLOBAL ALTERNATIVES, LLC | Hedge Fund | $57.1M | $0.3M | 64 |
| BLUEARC MUNICIPAL OPPORTUNITY FUND (QP), A SERIES OF BLUEARC PRIVATE INVESTMENTS, LLC | Private Equity Fund | $2.9M | $0.1M | 14 |
| BLUEARC REAL ESTATE INCOME FUND (QC), A SERIES OF BLUEARC REAL ESTATE INVESTMENTS, LLC | Real Estate Fund | $45.0M | $0.1M | 68 |
| BLUEARC REAL ESTATE INCOME FUND (QP), A SERIES OF BLUEARC REAL ESTATE INVESTMENTS, LLC | Real Estate Fund | $27.0M | $0.1M | 63 |
| BLUEARC SECURITIZED INVESTORS FUND (QP) (TE ONSHORE), A SERIES OF BLUEARC CORE ALTERNATIVES, LLC | Securitized Asset Fund | $10.3M | $0.1M | 55 |
| BLUEARC SECURITIZED INVESTORS FUND (QP), A SERIES OF BLUEARC CORE ALTERNATIVES, LLC | Securitized Asset Fund | $28.8M | $0.1M | 77 |
| BLUEARC SELECT EQUITIES FUND, LLC | EQUITIES | $193.3M | $0.6M | 6 |
| BLUEARC TECHNOLOGY OPPORTUNITY FUND (QP) (TE ONSHORE), A SERIES OF BLUEARC CORE ALTERNATIVES, LLC | Private Equity Fund | $25.9M | $0.1M | 93 |
| BLUEARC TECHNOLOGY OPPORTUNITY FUND (QP), A SERIES OF BLUEARC CORE ALTERNATIVES, LLC | Private Equity Fund | $115.0M | $0.1M | 232 |
| EVENT DRIVEN SERIES QP OF BLUEARC ALTERNATIVES FUND, LLC | Hedge Fund | $8.1M | $0.5M | 15 |
| REAL ESTATE OPPORTUNITY ZONE FUND 1 QOF (QC), A SERIES OF BLUEARC PRIVATE INVESTMENTS, LLC | Real Estate Fund | $3.1M | $0.1M | 13 |
| TS-BLUEARC SELECT EQUITIES FUND, LLC | EQUITIES | $4.0M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZAZWORSKY JR, RONALD | Individual | – | FOUNDER / CHIEF EXECUTIVE OFFICER - MANAGING MEMBER | 08/2005 | > 75% |
| JOERGER, KATE, EVERETT | Individual | – | MANAGING DIRECTOR OF FINANCE | 04/2017 | < 5% |
| CRENSHAW, SCOTT, B | Individual | – | MANAGING DIRECTOR OF ALTERNATIVE INVESTMENTS | 01/2019 | < 5% |
| THOMAS, ASHLEY, N | Individual | – | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS | 10/2022 | < 5% |