LANDSCAPE CAPITAL MANAGEMENT LLC
Adviser information for LANDSCAPE CAPITAL MANAGEMENT LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
285 GRAND AVEBLDG 1
ENGLEWOOD
NJ
United States
Monday - Friday, 9AM - 5PM
Tel: 201-266-7984, Fax: 201-338-6272
Websites
Chief Compliance Officer
GEORGE PAPADOPOULOS
CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND MANAGING PARTNER
285 GRAND AVE
BLDG 1
ENGLEWOOD
NJ
United States
Tel:
201-227-2250
Fax:
201-338-6272
G*****@*******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL MORELL
MANAGING PARTNER
285 GRAND AVE
BLDG 1
ENGLEWOOD
NJ
United States
Tel:
201-227-2210
Fax:
201-338-6272
M***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LANDSCAPE CAPITAL PARTNERS LP | Hedge Fund | $34.1M | $0.5M | 36 |
| LANDSCAPE CAYMAN FUND LIMITED | Hedge Fund | $390.2M | $1.0M | 5 |
| LANDSCAPE HIGH LEVERAGE FUND LP | Hedge Fund | $413.1M | $1.0M | 72 |
| LANDSCAPE ILLIQUID FUND II LP | Private Equity Fund | $13.1M | $0.1M | 57 |
| LANDSCAPE OFFSHORE HL FUND LTD. | Hedge Fund | $646.5M | $1.0M | 11 |
| LANDSCAPE VENTURES III LP | Private Equity Fund | $4.3M | $0.1M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANDSCAPE HOLDINGS LLC | Domestic Entity | – | OWNER | 08/2007 | > 75% |
| MORELL, MICHAEL, JOHN | Individual | – | EXECUTIVE OFFICER | 08/2007 | < 5% |
| SCHNEIDER, KIRK, P | Individual | – | EXECUTIVE OFFICER | 09/2006 | < 5% |
| FINKEL, JON | Individual | – | EXECUTIVE OFFICER | 06/2008 | < 5% |
| MORELL, MICHAEL, JOHN | Individual | LANDSCAPE HOLDINGS LLC | MANAGING PARTNER | 08/2007 | |
| SCHNEIDER, KIRK, P | Individual | LANDSCAPE HOLDINGS LLC | MANAGING PARTNER | 09/2006 | |
| FINKEL, JON | Individual | LANDSCAPE HOLDINGS LLC | MANAGING PARTNER | 06/2008 | |
| PAPADOPOULOS, GEORGE, DEMETRIOS | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 01/2015 | < 5% |
| GALLANT, JOSHUA | Individual | – | EXECUTIVE OFFICER | 01/2014 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABERCROMBIE & FITCH CO | CL A | 13M | 71K | – |
| ABRDN ASIA PACIFIC INCOME FU | COM | 2M | 698K | – |
| ABRDN AUSTRALIA EQUITY FD IN | COM | 140K | 32K | – |
| ABRDN EMRG MKTS EQTY INCM FD | COM | 209K | 40K | – |
| ABRDN GLOBAL DYNAMIC DIVIDEN | COM | 466K | 48K | – |
| ABRDN HEALTHCARE INVESTORS | SH BEN INT | 1M | 81K | – |
| ABRDN JAPAN EQUITY FUND INC | COM | 312K | 53K | – |
| ABRDN LIFE SCIENCES INVESTOR | SH BEN INT | 786K | 55K | – |
| ABRDN NATL MUN INCOME FD | SH BEN INT | 175K | 17K | – |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 2M | 245K | – |
| ADAM NAT RES FD INC | COM | 955K | 40K | – |
| ADAMS DIVERSIFIED EQUITY FD | COM | 307K | 14K | – |
| ADT INC DEL | COM | 4M | 560K | – |
| ADTALEM GLOBAL ED INC | COM | 444K | 7K | – |
| ADVANCE AUTO PARTS INC | COM | 4M | 66K | – |
| AFFIRM HLDGS INC | COM CL A | 4M | 142K | – |
| ALARM COM HLDGS INC | COM | 523K | 8K | – |
| ALBEMARLE CORP | COM | 436K | 5K | – |
| ALBERTSONS COS INC | COMMON STOCK | 2M | 104K | – |
| ALCON AG | ORD SHS | 2M | 23K | – |
| ALIGN TECHNOLOGY INC | COM | 2M | 7K | – |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 660K | 63K | – |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 351K | 32K | – |
| ALLSPRING GLOBAL DIVIDEND OP | COM | 570K | 117K | – |
| ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | 712K | 108K | – |
| ALLSPRING MULTI SECTOR INCOM | COM | 2M | 231K | – |
| ALLSPRING UTILITIES AND HIGH | WF UTILITIES INC | 543K | 55K | – |
| ALLSTATE CORP | COM | 2M | 14K | – |
| ALPHABET INC | CAP STK CL A | 4M | 20K | – |
| ALUMIS INC | COM | 214K | 16K | – |
| AMAZON COM INC | COM | 3M | 15K | – |
| AMEREN CORP | COM | 1M | 17K | – |
| AMERICAN AIRLS GROUP INC | COM | 7M | 599K | – |
| AMERICAN EAGLE OUTFITTERS IN | COM | 2M | 102K | – |
| AMERICAN INTL GROUP INC | COM NEW | 265K | 4K | – |
| AMERICAS CAR-MART INC | COM | 2M | 31K | – |
| AMERICOLD REALTY TRUST INC | COM | 849K | 33K | – |
| ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 373K | 30K | – |
| AON PLC | SHS CL A | 1M | 4K | – |
| APPLE HOSPITALITY REIT INC | COM NEW | 253K | 17K | – |
| APPLE INC | COM | 3M | 14K | – |
| APPLIED MATLS INC | COM | 1M | 6K | – |
| ARAMARK | COM | 2M | 59K | – |
| ASA GOLD AND PRECIOUS MTLS L | SHS | 669K | 38K | – |
| ASANA INC | CL A | 2M | 151K | – |
| ASPEN TECHNOLOGY INC | COM | 365K | 2K | – |
| ATLANTA BRAVES HLDGS INC | COM SER C | 352K | 9K | – |
| ATLASSIAN CORPORATION | CL A | 3M | 17K | – |
| AUTODESK INC | COM | 478K | 2K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 5K | – |
| AUTONATION INC | COM | 775K | 5K | – |
| AUTOZONE INC | COM | 1M | 367 | – |
| BANCROFT FD LTD | COM | 545K | 35K | – |
| BARINGS GLOBAL SHORT DURATIO | COM | 458K | 32K | – |
| BAUSCH PLUS LOMB CORP | COMMON SHARES | 2M | 151K | – |
| BAXTER INTL INC | COM | 839K | 25K | – |
| BELLRING BRANDS INC | COMMON STOCK | 2M | 43K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | – |
| BILL HOLDINGS INC | COM | 3M | 55K | – |
| BITCOIN DEPOT INC | *W EXP 06/30/202 | 1K | 24K | – |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 626 | 18K | – |
| BJS RESTAURANTS INC | COM | 2M | 47K | – |
| BJS WHSL CLUB HLDGS INC | COM | 5M | 55K | – |
| BLACKROCK 2037 MUNICIPAL TAR | COM | 370K | 15K | – |
| BLACKROCK CR ALLOCATION INCO | COM | 1M | 127K | – |
| BLACKROCK ENERGY & RES TR | COM | 1M | 87K | – |
| BLACKROCK ENHANCD CAP & INM | COM | 3M | 128K | – |
| BLACKROCK ENHANCED EQUITY DI | COM | 5M | 598K | – |
| BLACKROCK ENHANCED GLOBAL DI | COM | 1M | 115K | – |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 1M | 190K | – |
| BLACKROCK HEALTH SCIENCES TE | COM SHS | 3M | 185K | – |
| BLACKROCK HEALTH SCIENCES TR | COM | 2M | 55K | – |
| BLACKROCK INCOME TR INC | COM NEW | 163K | 14K | – |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 4M | 545K | – |
| BLACKROCK LTD DURATION INCOM | COM SHS | 395K | 28K | – |
| BLACKROCK MULTI SECTOR INC T | COM | 867K | 59K | – |
| BLACKROCK MUN INCOME QUALITY | COM | 258K | 23K | – |
| BLACKROCK MUN INCOME TR | SH BEN INT | 418K | 41K | – |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 4M | 170K | – |
| BLACKROCK MUNI INCOME TR II | COM | 512K | 47K | – |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 693K | 61K | – |
| BLACKROCK MUNIHLDNGS CALI QL | COM | 1M | 116K | – |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 512K | 42K | – |
| BLACKROCK MUNIHOLDINGS QUALI | COM | 357K | 35K | – |
| BLACKROCK MUNIVEST FD II INC | COM | 254K | 23K | – |
| BLACKROCK MUNIVEST FD INC | COM | 237K | 33K | – |
| BLACKROCK MUNIYIELD FD INC | COM | 644K | 59K | – |
| BLACKROCK MUNIYIELD MICH QU | COM | 378K | 33K | – |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 123K | 12K | – |
| BLACKROCK MUNIYIELD QUALITY | COM | 1M | 133K | – |
| BLACKROCK MUNIYIELD QUALITY | COM | 450K | 44K | – |
| BLACKROCK RES & COMMODITIES | SHS | 3M | 274K | – |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 3M | 202K | – |
| BLACKSTONE LONG SHORT CR INC | COM SHS BN INT | 2M | 150K | – |
| BLOOMIN BRANDS INC | COM | 2M | 78K | – |
| BNY MELLON ALCENTRA GLOBAL C | COM | 102K | 12K | – |
| BNY MELLON HIGH YIELD STRATE | SH BEN INT | 268K | 111K | – |
| BNY MELLON MUN BD INFRASTRUC | COM SHS | 1M | 102K | – |
| BNY MELLON STRATEGIC MUN BD | COM | 481K | 81K | – |
| BNY MELLON STRATEGIC MUNS IN | COM | 1M | 167K | – |
| BOOT BARN HLDGS INC | COM | 6M | 48K | – |
| BOYD GAMING CORP | COM | 6M | 111K | – |
| BRANDYWINEGBL GBL INCM OPP F | COM | 139K | 17K | – |
| BRIGHT HORIZONS FAM SOL IN D | COM | 767K | 7K | – |
| BRINKER INTL INC | COM | 11M | 157K | – |
| BRIXMOR PPTY GROUP INC | COM | 455K | 20K | – |
| BROADCOM INC | COM | 340K | 212 | – |
| BROADSTONE NET LEASE INC | COM | 1M | 63K | – |
| BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 16M | 1M | – |
| BRP INC | COM SUN VTG | 2M | 34K | – |
| BURLINGTON STORES INC | COM | 4M | 18K | – |
| CACTUS INC | CL A | 824K | 16K | – |
| CAESARS ENTERTAINMENT INC NE | COM | 6M | 161K | – |
| CAL MAINE FOODS INC | COM NEW | 6M | 100K | – |
| CALAMOS CONV & HIGH INCOME F | COM SHS | 445K | 40K | – |
| CALAMOS GBL DYN INCOME FUND | COM | 789K | 115K | – |
| CALAMOS LNG SHR EQT DYNAMIC | COM | 329K | 22K | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 2M | 127K | – |
| CANADA GOOSE HLDGS INC | SHS SUB VTG | 2M | 175K | – |
| CAPITAL ONE FINL CORP | COM | 3M | 21K | – |
| CAPTIVISION INC | *W EXP 11/15/202 | 987 | 13K | – |
| CARDINAL HEALTH INC | COM | 291K | 3K | – |
| CARDLYTICS INC | COM | 3M | 339K | – |
| CARGO THERAPEUTICS INC | COM | 357K | 22K | – |
| CARGURUS INC | COM CL A | 647K | 25K | – |
| CARMAX INC | COM | 518K | 7K | – |
| CARNIVAL PLC | ADS | 4M | 220K | – |
| CARVANA CO | CL A | 11M | 86K | – |
| CAVA GROUP INC | COM | 1M | 16K | – |
| CBOE GLOBAL MKTS INC | COM | 306K | 2K | – |
| CBRE GBL REAL ESTATE INC FD | COM | 172K | 34K | – |
| CEDAR FAIR L P | DEPOSITRY UNIT | 2M | 34K | – |
| CENTERPOINT ENERGY INC | COM | 1M | 41K | – |
| CENTOGENE N V | COM | 62K | 164K | – |
| CENTRAL & EASTERN EUROPE FD | COM | 1M | 100K | – |
| CENTRAL SECS CORP | COM | 344K | 8K | – |
| CG ONCOLOGY INC | COM | 303K | 10K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 4M | 13K | – |
| CHEESECAKE FACTORY INC | COM | 4M | 96K | – |
| CHEFS WHSE INC | COM | 808K | 21K | – |
| CHENIERE ENERGY INC | COM NEW | 852K | 5K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 4M | 64K | – |
| CHOICE HOTELS INTL INC | COM | 884K | 7K | – |
| CHORD ENERGY CORPORATION | COM NEW | 324K | 2K | – |
| CHURCHILL DOWNS INC | COM | 7M | 48K | – |
| CINTAS CORP | COM | 1M | 2K | – |
| CISCO SYS INC | COM | 365K | 8K | – |
| CITIZENS FINL GROUP INC | COM | 530K | 15K | – |
| CIVITAS RESOURCES INC | COM NEW | 691K | 10K | – |
| CLEARBRIDGE ENERGY MIDSTRM O | COM | 410K | 10K | – |
| CLEARBRIDGE MLP AND MIDSTRM | COM | 222K | 5K | – |
| CLEARBRIDGE MLP AND MIDSTRM | COM | 348K | 7K | – |
| CLEARWAY ENERGY INC | CL A | 545K | 24K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 212K | 14K | – |
| CLOROX CO DEL | COM | 8M | 56K | – |
| CLOUGH GLOBAL DIVID & INCOME | COM | 474K | 83K | – |
| CLOUGH GLOBAL EQUITY FD | COM | 312K | 45K | – |
| CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 882K | 164K | – |
| CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 2K | 10K | – |
| CME GROUP INC | COM | 588K | 3K | – |
| COCA COLA CO | COM | 7M | 112K | – |
| COEPTIS THERAPEUTICS HLDGS I | *W EXP 12/31/202 | 961 | 32K | – |
| COGENT COMMUNICATIONS HLDGS | COM NEW | 772K | 14K | – |
| COGNEX CORP | COM | 794K | 17K | – |
| COHEN & STEERS LTD DURATION | COM | 793K | 40K | – |
| COHEN & STEERS QUALITY INCOM | COM | 1M | 108K | – |
| COHEN & STEERS REIT & PFD & | COM | 250K | 12K | – |
| COHEN & STEERS SELECT PFD & | COM | 788K | 40K | – |
| COHEN & STEERS TOTAL RETURN | COM | 300K | 26K | – |
| COINBASE GLOBAL INC | COM CL A | 900K | 4K | – |
| COLGATE PALMOLIVE CO | COM | 2M | 20K | – |
| COLUMBIA SELIGM PREM TECH GR | COM | 1M | 31K | – |
| COLUMBIA SPORTSWEAR CO | COM | 6M | 74K | – |
| COMCAST CORP NEW | CL A | 241K | 6K | – |
| COMERICA INC | COM | 444K | 9K | – |
| COMPLETE SOLARIA INC | *W EXP 07/31/202 | 372 | 11K | – |
| CONSTELLATION BRANDS INC | CL A | 8M | 30K | – |
| COPA HOLDINGS SA | CL A | 4M | 39K | – |
| CORNERSTONE STRATEGIC VALUE | COM | 103K | 13K | – |
| CORSAIR GAMING INC | COM | 944K | 85K | – |
| CORTEVA INC | COM | 1M | 19K | – |
| COSTCO WHSL CORP NEW | COM | 5M | 5K | – |
| COTY INC | COM CL A | 699K | 70K | – |
| COUPANG INC | CL A | 2M | 72K | – |
| COURSERA INC | COM | 560K | 78K | – |
| COUSINS PPTYS INC | COM NEW | 776K | 34K | – |
| CREDIT ACCEP CORP MICH | COM | 2M | 3K | – |
| CREDIT SUISSE ASSET MGMT INC | COM | 269K | 90K | – |
| CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 65K | 32K | – |
| CRESCENT CAP BDC INC | COM | 520K | 28K | – |
| CROWDSTRIKE HLDGS INC | CL A | 1M | 3K | – |
| CSLM ACQUISITION CORP | RIGHT 07/01/2023 | 2K | 21K | – |
| CUBESMART | COM | 4M | 86K | – |
| CVR PARTNERS LP | COM | 761K | 10K | – |
| CVS HEALTH CORP | COM | 3M | 52K | – |
| CYTOKINETICS INC | COM NEW | 730K | 13K | – |
| D R HORTON INC | COM | 816K | 6K | – |
| DARDEN RESTAURANTS INC | COM | 1M | 7K | – |
| DAVE & BUSTERS ENTMT INC | COM | 2M | 43K | – |
| DBV TECHNOLOGIES S A | SPONSORED ADR | 17K | 21K | – |
| DEERE & CO | COM | 660K | 2K | – |
| DEVON ENERGY CORP NEW | COM | 437K | 9K | – |
| DEXCOM INC | COM | 369K | 3K | – |
| DIAMONDROCK HOSPITALITY CO | COM | 448K | 53K | – |
| DICKS SPORTING GOODS INC | COM | 656K | 3K | – |
| DILLARDS INC | CL A | 2M | 4K | – |
| DISNEY WALT CO | COM | 2M | 19K | – |
| DNP SELECT INCOME FD INC | COM | 480K | 58K | – |
| DOCUSIGN INC | COM | 610K | 11K | – |
| DOLLAR TREE INC | COM | 2M | 18K | – |
| DOMA HOLDINGS INC | COM NEW | 139K | 23K | – |
| DOMINION ENERGY INC | COM | 913K | 19K | – |
| DOORDASH INC | CL A | 686K | 6K | – |
| DOUBLELINE INCOME SOLUTIONS | COM | 246K | 20K | – |
| DOUBLELINE OPPORTUNISTIC CR | COM | 590K | 38K | – |
| DOUBLEVERIFY HLDGS INC | COM | 442K | 23K | – |
| DOVER CORP | COM | 1M | 6K | – |
| DRAFTKINGS INC NEW | COM CL A | 7M | 180K | – |
| DRIVEN BRANDS HLDGS INC | COM | 3M | 209K | – |
| DTF TAX-FREE INCOME 2028 TER | COM | 198K | 18K | – |
| DUFF & PHELPS UTLITY AND INF | COM | 2M | 170K | – |
| DUTCH BROS INC | CL A | 4M | 101K | – |
| E L F BEAUTY INC | COM | 19M | 91K | – |
| EASTERN BANKSHARES INC | COM | 226K | 16K | – |
| EATON VANCE ENHANCED EQUITY | COM | 316K | 16K | – |
| EATON VANCE ENHANCED EQUITY | COM | 411K | 19K | – |
| EATON VANCE LTD DURATION INC | COM | 2M | 187K | – |
| EATON VANCE NATL MUN OPPORT | COM SHS | 700K | 42K | – |
| EATON VANCE RISK-MANAGED DIV | COM | 1M | 145K | – |
| EATON VANCE TAX ADVT DIV INC | COM | 3M | 147K | – |
| EATON VANCE TAX MNGED BUY WR | COM | 523K | 37K | – |
| EATON VANCE TAX-ADVANTAGED G | COM | 504K | 20K | – |
| EATON VANCE TAX-MANAGED BUY- | COM | 3M | 191K | – |
| EATON VANCE TAX-MANAGED DIVE | COM | 1M | 89K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 4M | 435K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 2M | 246K | – |
| EATON VANCE TX ADV GLBL DIV | COM | 2M | 94K | – |
| EBAY INC. | COM | 1M | 28K | – |
| ECHOSTAR CORP | CL A | 2M | 93K | – |
| ECOFIN SUSTAINABLE AND SOCIA | COM SH BEN INT | 513K | 45K | – |
| EDGEWELL PERS CARE CO | COM | 3M | 83K | – |
| ELANCO ANIMAL HEALTH INC | COM | 6M | 423K | – |
| ELEVANCE HEALTH INC | COM | 3M | 5K | – |
| ELLSWORTH GROWTH & INCOME FD | COM | 707K | 86K | – |
| ENPHASE ENERGY INC | COM | 952K | 10K | – |
| ENSIGN GROUP INC | COM | 838K | 7K | – |
| EPLUS INC | COM | 910K | 12K | – |
| EQUINIX INC | COM | 233K | 308 | – |
| EQUITY RESIDENTIAL | SH BEN INT | 227K | 3K | – |
| ESSENTIAL PPTYS RLTY TR INC | COM | 807K | 29K | – |
| ESTRELLA IMMUNOPHARMA INC | *W EXP 09/29/202 | 944 | 14K | – |
| ETSY INC | COM | 869K | 15K | – |
| EUROPEAN EQUITY FD INC | COM | 114K | 13K | – |
| EVE MOBILITY ACQUISITION COR | *W EXP 12/31/202 | 2K | 20K | – |
| EVERGY INC | COM | 449K | 8K | – |
| EVERI HLDGS INC | COM | 191K | 23K | – |
| EVERSOURCE ENERGY | COM | 1M | 22K | – |
| EXACT SCIENCES CORP | COM | 1M | 24K | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 26M | 488K | – |
| FIGS INC | CL A | 3M | 540K | – |
| FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 3K | 29K | – |
| FIRST INDL RLTY TR INC | COM | 246K | 5K | – |
| FIRST TR ENHANCED EQUITY INC | COM | 228K | 11K | – |
| FIRST TR HIGH YIELD OPPRT 20 | COM | 162K | 11K | – |
| FIRST TR SR FLTG RATE INCOME | COM | 403K | 40K | – |
| FIRST WATCH RESTAURANT GROUP | COM | 3M | 146K | – |
| FIRSTENERGY CORP | COM | 1M | 26K | – |
| FISERV INC | COM | 8M | 52K | – |
| FLAHERTY & CRUMRINE DYNAMIC | SHS | 1M | 65K | – |
| FLAHERTY & CRUMRINE PFD INCO | COM | 322K | 38K | – |
| FLAHERTY & CRUMRINE PFD INCO | COM | 533K | 51K | – |
| FLAHERTY & CRUMRINE PFD SECS | COM | 2M | 162K | – |
| FLAHERTY & CRUMRINE TOTAL RE | COM | 173K | 11K | – |
| FLOOR & DECOR HLDGS INC | CL A | 4M | 42K | – |
| FLOWERS FOODS INC | COM | 1M | 49K | – |
| FMC CORP | COM NEW | 546K | 9K | – |
| FOOT LOCKER INC | COM | 3M | 112K | – |
| FORAFRIC GLOBAL PLC | *W EXP 06/09/202 | 23K | 15K | – |
| FOX CORP | CL B COM | 7M | 220K | – |
| FRANKLIN LTD DURATION INCOME | COM | 1M | 195K | – |
| FRANKLIN UNVL TR | SH BEN INT | 636K | 93K | – |
| FREEPORT-MCMORAN INC | CL B | 801K | 16K | – |
| FRESHPET INC | COM | 8M | 61K | – |
| FRONTIER COMMUNICATIONS PARE | COM | 935K | 36K | – |
| FULCRUM THERAPEUTICS INC | COM | 65K | 10K | – |
| FUNKO INC | COM CL A | 1M | 141K | – |
| G III APPAREL GROUP LTD | COM | 639K | 24K | – |
| GABELLI CONV & INC SECS FD I | COM | 88K | 24K | – |
| GABELLI DIVID & INCOME TR | COM | 3M | 145K | – |
| GABELLI EQUITY TR INC | COM | 366K | 70K | – |
| GABELLI GLOBAL SMALL & MID C | COM | 180K | 16K | – |
| GABELLI HLTHCARE & WELLNESS | SHS | 326K | 34K | – |
| GALLAGHER ARTHUR J & CO | COM | 880K | 3K | – |
| GAMCO NAT RES GOLD & INCOME | SH BEN INT | 1M | 185K | – |
| GARMIN LTD | SHS | 4M | 26K | – |
| GDL FD | COM SH BEN IT | 83K | 11K | – |
| GE AEROSPACE | COM NEW | 580K | 4K | – |
| GENERAL AMERN INVS CO INC | COM | 2M | 33K | – |
| GENERAL DYNAMICS CORP | COM | 2M | 6K | – |
| GENERAL MTRS CO | COM | 996K | 21K | – |
| GENUINE PARTS CO | COM | 4M | 26K | – |
| GILEAD SCIENCES INC | COM | 4M | 54K | – |
| GLOBAL E ONLINE LTD | SHS | 4M | 110K | – |
| GLOBAL PMTS INC | COM | 255K | 3K | – |
| GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 99/99/999 | 732 | 15K | – |
| GLOBUS MED INC | CL A | 680K | 10K | – |
| GOLDMAN SACHS GROUP INC | COM | 526K | 1K | – |
| GOODYEAR TIRE & RUBR CO | COM | 956K | 84K | – |
| GORILLA TECHNOLOGY GROUP INC | *W EXP 99/99/999 | 4K | 75K | – |
| GROCERY OUTLET HLDG CORP | COM | 224K | 10K | – |
| GUIDEWIRE SOFTWARE INC | COM | 2M | 14K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 452K | 9K | – |
| HAIN CELESTIAL GROUP INC | COM | 243K | 35K | – |
| HANCOCK JOHN FINL OPPTYS FD | SH BEN INT NEW | 1M | 41K | – |
| HANCOCK JOHN INCOME SECS TR | COM | 323K | 30K | – |
| HANCOCK JOHN INVT TR II | COM | 314K | 24K | – |
| HANCOCK JOHN PREM DIVID FD | COM SH BEN INT | 1M | 98K | – |
| HANCOCK JOHN TAX-ADVANTAGED | COM | 1M | 72K | – |
| HASHICORP INC | COM CL A | 821K | 24K | – |
| HAWAIIAN HOLDINGS INC | COM | 950K | 76K | – |
| HCA HEALTHCARE INC | COM | 1M | 4K | – |
| HEALTHPEAK PROPERTIES INC | COM | 2M | 78K | – |
| HEICO CORP NEW | CL A | 19M | 108K | – |
| HELEN OF TROY LTD | COM | 9M | 92K | – |
| HERSHEY CO | COM | 1M | 6K | – |
| HERZFELD CARIBBEAN BASIN FD | COM | 206K | 88K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 2M | 73K | – |
| HIGHLAND GLOBAL ALLOCATION F | COM | 1M | 193K | – |
| HIGHLAND OPPORTUNITIES | HIGHLAND INCOME | 6M | 916K | – |
| HIGHWOODS PPTYS INC | COM | 241K | 9K | – |
| HILTON GRAND VACATIONS INC | COM | 9M | 232K | – |
| HIMS & HERS HEALTH INC | COM CL A | 8M | 375K | – |
| HOME DEPOT INC | COM | 2M | 5K | – |
| HORMEL FOODS CORP | COM | 9M | 299K | – |
| HUBSPOT INC | COM | 2M | 4K | – |
| HUDSON TECHNOLOGIES INC | COM | 591K | 67K | – |
| HUMANA INC | COM | 593K | 2K | – |
| HUNTINGTON BANCSHARES INC | COM | 586K | 44K | – |
| HYATT HOTELS CORP | COM CL A | 1M | 8K | – |
| ILEARNINGENGINES INC | *W EXP 04/16/202 | 13K | 19K | – |
| ILLINOIS TOOL WKS INC | COM | 1M | 4K | – |
| ILLUMINA INC | COM | 312K | 3K | – |
| INDIA FD INC | COM | 10M | 571K | – |
| INGLES MKTS INC | CL A | 847K | 12K | – |
| INSIGHT SELECT INCOME FD | COM | 209K | 13K | – |
| INTEGRAL AD SCIENCE HLDNG CO | COM | 821K | 84K | – |
| INTEL CORP | COM | 302K | 10K | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 1M | 10K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 788K | 8K | – |
| INTERNATIONAL PAPER CO | COM | 3M | 61K | – |
| INVESCO BD FD | COM | 251K | 16K | – |
| INVESCO MUNI INCOME OPP TRST | COM | 368K | 58K | – |
| INVESCO VALUE MUN INCOME TR | COM | 321K | 26K | – |
| ISHARES BITCOIN TR | SHS | 6M | 190K | – |
| JABIL INC | COM | 814K | 7K | – |
| JAPAN SMALLER CAPITALIZATION | COM | 663K | 87K | – |
| JELD-WEN HLDG INC | COM | 440K | 33K | – |
| JETBLUE AWYS CORP | COM | 2M | 345K | – |
| JOHN BEAN TECHNOLOGIES CORP | COM | 1M | 14K | – |
| JOHN HANCOCK HEDGED EQUITY & | COM | 582K | 56K | – |
| JOHNSON CTLS INTL PLC | SHS | 701K | 11K | – |
| JPMORGAN CHASE & CO. | COM | 4M | 19K | – |
| KELLANOVA | COM | 5M | 86K | – |
| KEURIG DR PEPPER INC | COM | 9M | 263K | – |
| KEYCORP | COM | 576K | 41K | – |
| KILROY RLTY CORP | COM | 232K | 7K | – |
| KIMBERLY-CLARK CORP | COM | 6M | 40K | – |
| KIMCO RLTY CORP | COM | 2M | 126K | – |
| KINDER MORGAN INC DEL | COM | 468K | 24K | – |
| KIRBY CORP | COM | 357K | 3K | – |
| KKR & CO INC | COM | 2M | 17K | – |
| KOHLS CORP | COM | 503K | 22K | – |
| KONTOOR BRANDS INC | COM | 5M | 78K | – |
| KORE GROUP HLDGS INC | COMMON STOCK | 45K | 106K | – |
| KRISPY KREME INC | COM | 1M | 116K | – |
| KROGER CO | COM | 2M | 33K | – |
| LA Z BOY INC | COM | 2M | 62K | – |
| LAM RESEARCH CORP | COM | 1M | 1K | – |
| LAMB WESTON HLDGS INC | COM | 4M | 48K | – |
| LAS VEGAS SANDS CORP | COM | 5M | 114K | – |
| LEIDOS HOLDINGS INC | COM | 220K | 2K | – |
| LEMONADE INC | COM | 5M | 274K | – |
| LENNAR CORP | CL B | 2M | 11K | – |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 432K | 64K | – |
| LIBERTY ALL-STAR GROWTH FD I | COM | 2M | 348K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY ONE S A | 6M | 87K | – |
| LIFE TIME GROUP HOLDINGS INC | COMMON STOCK | 2M | 98K | – |
| LIFESTANCE HEALTH GROUP INC | COM | 1M | 256K | – |
| LIFEZONE METALS LIMITED | *W EXP 07/05/202 | 6K | 12K | – |
| LIGHTSPEED COMMERCE INC | SUB VTG SHS | 2M | 132K | – |
| LITHIA MTRS INC | COM | 1M | 6K | – |
| LOVESAC COMPANY | COM | 2M | 92K | – |
| LOWES COS INC | COM | 447K | 2K | – |
| LPL FINL HLDGS INC | COM | 833K | 3K | – |
| LXP INDUSTRIAL TRUST | COM | 250K | 27K | – |
| MACERICH CO | COM | 208K | 14K | – |
| MACQUARIE / FIRST TR GLOBAL | COM | 149K | 20K | – |
| MACYS INC | COM | 771K | 40K | – |
| MAINSTAY CBRE GBL INFRA MEG | COM | 164K | 13K | – |
| MALIBU BOATS INC | COM CL A | 3M | 80K | – |
| MARINEMAX INC | COM | 3M | 106K | – |
| MARSH & MCLENNAN COS INC | COM | 2M | 10K | – |
| MARTIN MARIETTA MATLS INC | COM | 724K | 1K | – |
| MARVELL TECHNOLOGY INC | COM | 822K | 12K | – |
| MASCO CORP | COM | 3M | 42K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 5K | – |
| MATADOR RES CO | COM | 828K | 14K | – |
| MCCORMICK & CO INC | COM NON VTG | 4M | 54K | – |
| MCDONALDS CORP | COM | 3M | 12K | – |
| META PLATFORMS INC | CL A | 4M | 8K | – |
| MEXICO EQUITY & INCOME FD | COM | 123K | 13K | – |
| MEXICO FD INC | COM | 746K | 47K | – |
| MFS CHARTER INCOME TR | SH BEN INT | 522K | 83K | – |
| MFS GOVT MKTS INCOME TR | SH BEN INT | 396K | 129K | – |
| MFS HIGH INCOME MUN TR | SH BEN INT | 81K | 22K | – |
| MFS HIGH YIELD MUN TR | SH BEN INT | 142K | 41K | – |
| MFS INTER HIGH INCOME FD | SH BEN INT | 67K | 39K | – |
| MFS INTER INCOME TR | SH BEN INT | 1M | 389K | – |
| MFS INVT GRADE MUN TR | SH BEN INT | 80K | 10K | – |
| MFS MULTIMARKET INCOME TR | SH BEN INT | 395K | 84K | – |
| MFS MUN INCOME TR | SH BEN INT | 353K | 65K | – |
| MICRON TECHNOLOGY INC | COM | 409K | 3K | – |
| MICROSOFT CORP | COM | 4M | 9K | – |
| MILLERKNOLL INC | COM | 4M | 142K | – |
| MIMEDX GROUP INC | COM | 120K | 17K | – |
| MISTER CAR WASH INC | COM | 167K | 23K | – |
| MOHAWK INDS INC | COM | 1M | 13K | – |
| MONDELEZ INTL INC | CL A | 570K | 9K | – |
| MONRO INC | COM | 467K | 20K | – |
| MONSTER BEVERAGE CORP NEW | COM | 5M | 101K | – |
| MOODYS CORP | COM | 1M | 3K | – |
| MOOLEC SCIENCE SA | *W EXP 12/30/202 | 1K | 21K | – |
| MORGAN STANLEY CHINA A SH FD | COM | 394K | 34K | – |
| MORGAN STANLEY EMERGING MKTS | COM | 711K | 156K | – |
| MORGAN STANLEY INDIA INVT FD | COM | 1M | 43K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 1M | 3K | – |
| MOVADO GROUP INC | COM | 700K | 28K | – |
| MSC INDL DIRECT INC | CL A | 3M | 33K | – |
| MULTIMETAVERSE HOLDINGS LTD | *W EXP 01/04/202 | 3K | 54K | – |
| NATIONAL VISION HLDGS INC | COM | 5M | 379K | – |
| NAVIENT CORPORATION | COM | 742K | 51K | – |
| NEOGEN CORP | COM | 955K | 61K | – |
| NETAPP INC | COM | 995K | 8K | – |
| NEUBERGER BERMAN ENERGY INFR | COM | 212K | 27K | – |
| NEUBERGER BERMAN MUN FD INC | COM | 401K | 38K | – |
| NEUMORA THERAPEUTICS INC. | COM | 107K | 11K | – |
| NEW AMER HIGH INCOME FD INC | COM NEW | 188K | 26K | – |
| NEW GERMANY FD INC | COM | 479K | 59K | – |
| NEW YORK TIMES CO | CL A | 1M | 21K | – |
| NEWBURY STREET ACQUISITN COR | *W EXP 04/30/202 | 631 | 10K | – |
| NEXTERA ENERGY INC | COM | 3M | 49K | – |
| NNN REIT INC | COM | 249K | 6K | – |
| NORTHERN TR CORP | COM | 435K | 5K | – |
| NORWEGIAN CRUISE LINE HLDG L | SHS | 2M | 119K | – |
| NU HLDGS LTD | ORD SHS CL A | 1M | 103K | – |
| NU SKIN ENTERPRISES INC | CL A | 1M | 115K | – |
| NUTANIX INC | CL A | 6M | 111K | – |
| NUVEEN AMT FREE MUN CR INC F | COM | 1M | 96K | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 3M | 244K | – |
| NUVEEN AMT-FREE MUN VALUE FD | COM | 565K | 41K | – |
| NUVEEN CALIF SELECT TAX FREE | SH BEN INT | 130K | 10K | – |
| NUVEEN CALIFORNIA MUNI VLU F | COM STK | 440K | 51K | – |
| NUVEEN DOW 30 DYNMC OVERWRT | SHS | 1M | 102K | – |
| NUVEEN MULTI ASSET INCOME FU | COM | 156K | 13K | – |
| NUVEEN MULTI-MKT INCOME FD | COM | 61K | 10K | – |
| NUVEEN MUN CR OPPORTUNITIES | COM | 902K | 82K | – |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 1M | 106K | – |
| NUVEEN MUN VALUE FD INC | COM | 797K | 92K | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 1M | 87K | – |
| NUVEEN N Y MUN VALUE FD | COM | 337K | 41K | – |
| NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 6M | 253K | – |
| NUVEEN NEW YORK QLT MUN INC | COM | 140K | 12K | – |
| NUVEEN PFD & INCOME OPPORTUN | COM | 602K | 81K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 3M | 223K | – |
| NUVEEN REAL ESTATE INCOME FD | COM | 387K | 51K | – |
| NUVEEN S&P 500 BUY-WRITE INC | COM | 3M | 258K | – |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | 786K | 48K | – |
| NUVEEN SELECT MAT MUN FD | SH BEN INT | 226K | 25K | – |
| NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 367K | 25K | – |
| NUVEEN TAXABLE MUNICPAL INM | COM | 963K | 62K | – |
| NUVEEN VIRGINIA QLTY MUNCPL | COM | 205K | 18K | – |
| NVIDIA CORPORATION | COM | 1M | 11K | – |
| OCEAN BIOMEDICAL INC | *W EXP 02/14/202 | 585 | 15K | – |
| OCULIS HOLDING AG | *W EXP 03/06/202 | 19K | 10K | – |
| OLLIES BARGAIN OUTLET HLDGS | COM | 4M | 39K | – |
| OMEGA HEALTHCARE INVS INC | COM | 254K | 7K | – |
| ONEOK INC NEW | COM | 1M | 17K | – |
| OPTION CARE HEALTH INC | COM NEW | 687K | 25K | – |
| ORACLE CORP | COM | 1M | 10K | – |
| OREILLY AUTOMOTIVE INC | COM | 2M | 2K | – |
| ORION ENERGY SYS INC | COM | 20K | 18K | – |
| OVINTIV INC | COM | 935K | 20K | – |
| PAGSEGURO DIGITAL LTD | COM CL A | 497K | 43K | – |
| PALO ALTO NETWORKS INC | COM | 2M | 7K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 672K | 65K | – |
| PARK HOTELS & RESORTS INC | COM | 211K | 14K | – |
| PARKER-HANNIFIN CORP | COM | 1M | 2K | – |
| PATTERSON-UTI ENERGY INC | COM | 802K | 77K | – |
| PAYCHEX INC | COM | 2M | 17K | – |
| PAYPAL HLDGS INC | COM | 254K | 4K | – |
| PETIQ INC | COM CL A | 2M | 94K | – |
| PGIM GLOBAL HIGH YIELD FD FO | COM | 603K | 51K | – |
| PGIM HIGH YIELD BOND FUND IN | COM | 807K | 63K | – |
| PGIM SHORT DUR HIG YLD OPP F | COM | 1M | 74K | – |
| PIMCO CALIF MUN INCOME FD | COM | 391K | 41K | – |
| PIMCO CALIF MUN INCOME FD II | COM | 465K | 79K | – |
| PIMCO CALIF MUN INCOME FD II | COM | 625K | 87K | – |
| PIMCO MUN INCOME FD | COM | 633K | 69K | – |
| PIMCO MUN INCOME FD II | COM | 682K | 80K | – |
| PIMCO MUN INCOME FD III | COM | 415K | 53K | – |
| PIMCO NEW YORK MUN FD II | COM | 151K | 20K | – |
| PIMCO NEW YORK MUN INCOME FD | COM | 102K | 17K | – |
| PIMCO NEW YORK MUN INCOME FD | COM | 258K | 33K | – |
| PIONEER HIGH INCOME FUND INC | COM | 668K | 89K | – |
| PIONEER MUNICIPAL HIGH INCOM | COM | 99K | 12K | – |
| PLANET FITNESS INC | CL A | 3M | 40K | – |
| POOL CORP | COM | 3M | 10K | – |
| PRESTIGE CONSMR HEALTHCARE I | COM | 4M | 58K | – |
| PRESTO AUTOMATION INC | *W EXP 09/21/202 | 3K | 108K | – |
| PRICESMART INC | COM | 4M | 49K | – |
| PRIMO WATER CORPORATION | COM | 8M | 373K | – |
| PRINCIPAL REAL ESTATE INCOME | SHS BEN INT | 161K | 16K | – |
| PROCORE TECHNOLOGIES INC | COM | 781K | 12K | – |
| PROCTER AND GAMBLE CO | COM | 9M | 55K | – |
| PROGRESSIVE CORP | COM | 3M | 15K | – |
| PROGYNY INC | COM | 2M | 74K | – |
| PROJECT ENERGY REIMAGINED AC | *W EXP 99/99/999 | 1K | 15K | – |
| PUBLIC STORAGE OPER CO | COM | 272K | 944 | – |
| PUTNAM MANAGED MUN INCOME TR | COM | 583K | 94K | – |
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 222K | 69K | – |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 1M | 113K | – |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 928K | 259K | – |
| PYROPHYTE ACQUISITION CORP | *W EXP 05/03/202 | 819 | 16K | – |
| QUALCOMM INC | COM | 3M | 13K | – |
| RADNET INC | COM | 259K | 4K | – |
| RALPH LAUREN CORP | CL A | 3M | 17K | – |
| REGIONS FINANCIAL CORP NEW | COM | 421K | 21K | – |
| RESMED INC | COM | 1M | 6K | – |
| REVOLVE GROUP INC | CL A | 2M | 122K | – |
| REXFORD INDL RLTY INC | COM | 226K | 5K | – |
| REYNOLDS CONSUMER PRODS INC | COM | 3M | 94K | – |
| RIVERNORTH DOUBLELINE STRATE | COM | 363K | 42K | – |
| RIVERNORTH FLEXIBLE MUNI INC | COM | 200K | 14K | – |
| RIVERNORTH MANAGED DUR MUN I | COM | 532K | 35K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 1M | 81K | – |
| ROBINHOOD MKTS INC | COM CL A | 2M | 93K | – |
| ROBLOX CORP | CL A | 5M | 133K | – |
| ROLLINS INC | COM | 2M | 41K | – |
| ROOT INC | CL A NEW | 4M | 85K | – |
| ROSS STORES INC | COM | 4M | 27K | – |
| ROYCE MICRO-CAP TR INC | COM | 1M | 130K | – |
| ROYCE SMALL CAP TRUST INC | COM | 4M | 265K | – |
| RPM INTL INC | COM | 7M | 64K | – |
| RTX CORPORATION | COM | 4M | 35K | – |
| RYANAIR HOLDINGS PLC | SPONSORED ADS | 834K | 7K | – |
| S&P GLOBAL INC | COM | 2M | 4K | – |
| SABA CAPITAL INCOME & OPPORT | COM NEW | 2M | 313K | – |
| SABA CAPITAL INCOME & OPRNT | SHS NEW | 1M | 167K | – |
| SABLE OFFSHORE CORP | *W EXP 99/99/999 | 94K | 22K | – |
| SALESFORCE INC | COM | 4M | 15K | – |
| SALLY BEAUTY HLDGS INC | COM | 4M | 404K | – |
| SANFILIPPO JOHN B & SON INC | COM | 2M | 17K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 1M | 5K | – |
| SCHMID GROUP N.V. | *W EXP 04/30/202 | 6K | 13K | – |
| SCILEX HOLDING CO | *W EXP 11/10/202 | 20K | 44K | – |
| SDCL EDGE ACQUISITION CORP | *W EXP 99/99/999 | 4K | 16K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 511K | 5K | – |
| SEASTAR MEDICAL HOLDING CORP | *W EXP 10/28/202 | 2K | 31K | – |
| SERVICENOW INC | COM | 1M | 1K | – |
| SHAKE SHACK INC | CL A | 4M | 44K | – |
| SHARKNINJA INC | COM SHS | 7M | 87K | – |
| SHERWIN WILLIAMS CO | COM | 2M | 6K | – |
| SIGNET JEWELERS LIMITED | SHS | 3M | 34K | – |
| SIMPLY GOOD FOODS CO | COM | 7M | 193K | – |
| SITEONE LANDSCAPE SUPPLY INC | COM | 919K | 8K | – |
| SKYWEST INC | COM | 851K | 10K | – |
| SLEEP NUMBER CORP | COM | 2M | 238K | – |
| SMARTSHEET INC | COM CL A | 4M | 83K | – |
| SMUCKER J M CO | COM NEW | 5M | 44K | – |
| SONOS INC | COM | 3M | 180K | – |
| SOUTHSTATE CORPORATION | COM | 230K | 3K | – |
| SPARTANNASH CO | COM | 2M | 88K | – |
| SPECIAL OPPORTUNITIES FD INC | COM | 157K | 12K | – |
| SPROTT FOCUS TR INC | COM | 396K | 53K | – |
| SPROUT SOCIAL INC | COM CL A | 4M | 99K | – |
| SPROUTS FMRS MKT INC | COM | 3M | 36K | – |
| SRH TOTAL RETURN FUND INC | COM | 2M | 117K | – |
| STAG INDL INC | COM | 756K | 21K | – |
| STARBUCKS CORP | COM | 837K | 11K | – |
| STONECO LTD | COM CL A | 406K | 34K | – |
| SUN CMNTYS INC | COM | 221K | 2K | – |
| SUNCAR TECHNOLOGY GROUP INC | *W EXP 05/17/202 | 16K | 91K | – |
| SWEETGREEN INC | COM CL A | 2M | 54K | – |
| SWISS HELVETIA FD INC | COM | 188K | 23K | – |
| TAIWAN FD INC | COM | 766K | 17K | – |
| TANDEM DIABETES CARE INC | COM NEW | 493K | 12K | – |
| TAPESTRY INC | COM | 9M | 208K | – |
| TCW STRATEGIC INCOME FD INC | COM | 1M | 244K | – |
| TELADOC HEALTH INC | COM | 913K | 93K | – |
| TEMPLETON DRAGON FD INC | COM | 464K | 58K | – |
| TEMPLETON EMERGING MKTS FD | COM | 303K | 25K | – |
| TEMPLETON EMERGING MKTS INCO | COM | 333K | 63K | – |
| TEMPUR SEALY INTL INC | COM | 1M | 23K | – |
| TESLA INC | COM | 2M | 8K | – |
| TEXAS ROADHOUSE INC | COM | 2M | 13K | – |
| THOR INDS INC | COM | 2M | 16K | – |
| THORNBURG INCM BUILDER OPP T | COM | 1M | 71K | – |
| TITAN MACHY INC | COM | 1M | 73K | – |
| TJX COS INC NEW | COM | 7M | 64K | – |
| TOLL BROTHERS INC | COM | 723K | 6K | – |
| TOPGOLF CALLAWAY BRANDS CORP | COM | 2M | 101K | – |
| TORTOISE ENERGY INFRA CORP | COM | 1M | 31K | – |
| TORTOISE MIDSTRM ENERGY FD I | COM | 368K | 9K | – |
| TRACTOR SUPPLY CO | COM | 3M | 12K | – |
| TRANSDIGM GROUP INC | COM | 2M | 1K | – |
| TRAVEL PLUS LEISURE CO | COM | 2M | 38K | – |
| TREVI THERAPEUTICS INC | COM | 2M | 605K | – |
| TREX CO INC | COM | 1M | 17K | – |
| TRI CONTL CORP | COM | 2M | 49K | – |
| TRINET GROUP INC | COM | 6M | 61K | – |
| TRISTAR ACQUISITION I CORP | *W EXP 99/99/999 | 2K | 19K | – |
| TRUIST FINL CORP | COM | 1M | 28K | – |
| UDEMY INC | COM | 107K | 12K | – |
| UIPATH INC | CL A | 200K | 16K | – |
| UMB FINL CORP | COM | 326K | 4K | – |
| UNITED AIRLS HLDGS INC | COM | 2M | 37K | – |
| UNITED PARKS & RESORTS INC | COM | 5M | 89K | – |
| UNITEDHEALTH GROUP INC | COM | 6M | 11K | – |
| UNITY SOFTWARE INC | COM | 181K | 11K | – |
| UPBOUND GROUP INC | COM | 3M | 108K | – |
| URBAN OUTFITTERS INC | COM | 331K | 8K | – |
| V F CORP | COM | 2M | 117K | – |
| VAIL RESORTS INC | COM | 6M | 31K | – |
| VALVOLINE INC | COM | 1M | 34K | – |
| VECTOR GROUP LTD | COM | 1M | 117K | – |
| VEEVA SYS INC | CL A COM | 1M | 8K | – |
| VERDE CLEAN FUELS INC | *W EXP 02/15/202 | 2K | 10K | – |
| VERISK ANALYTICS INC | COM | 1M | 4K | – |
| VICTORIAS SECRET AND CO | COMMON STOCK | 333K | 19K | – |
| VIRTUS CONVERTIBLE & INC FD | COM | 1M | 428K | – |
| VIRTUS CONVERTIBLE & INCOME | COM | 1M | 453K | – |
| VIRTUS DIVERSIFIED INCM & CO | COM | 301K | 14K | – |
| VIRTUS DIVIDEND INTEREST & P | COM | 2M | 155K | – |
| VIRTUS EQUITY & CONV INCM FD | COM | 936K | 40K | – |
| VIRTUS GLOBAL MULTI-SECTOR I | COM | 315K | 42K | – |
| VIRTUS TOTAL RETURN FD INC | COM | 3M | 467K | – |
| VISA INC | COM CL A | 6M | 24K | – |
| VITAL FARMS INC | COM | 3M | 67K | – |
| VORNADO RLTY TR | SH BEN INT | 789K | 30K | – |
| VOYA ASIA PAC HIGH DIV EQT I | COM | 142K | 22K | – |
| VOYA EMERGING MKTS HIGH DIVI | COM | 144K | 27K | – |
| VOYA GLBL EQTY DIV & PREM OP | COM | 713K | 139K | – |
| WAG GROUP CO | COMMON STOCK | 91K | 57K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 1M | 102K | – |
| WALKER & DUNLOP INC | COM | 846K | 9K | – |
| WALMART INC | COM | 3M | 40K | – |
| WARBY PARKER INC | CL A COM | 4M | 232K | – |
| WARRIOR MET COAL INC | COM | 440K | 7K | – |
| WATSCO INC | COM | 1M | 3K | – |
| WEBTOON ENTMT INC | COM | 422K | 18K | – |
| WEIS MKTS INC | COM | 809K | 13K | – |
| WESTERN ASSET EMERGING MKTS | COM | 1M | 149K | – |
| WESTERN ASSET GBL HIGH INC F | COM | 160K | 23K | – |
| WESTERN ASSET GLOBAL CORP DE | COM | 314K | 26K | – |
| WESTERN ASSET HIGH INCOM FD | COM | 2M | 455K | – |
| WESTERN ASSET HIGH INCOME OP | COM | 2M | 495K | – |
| WESTERN ASSET HIGH YIELD DEF | COM | 555K | 48K | – |
| WESTERN ASSET INTER MUNI FD | COM | 304K | 39K | – |
| WESTERN ASSET INVESTMENT GRA | COM | 301K | 25K | – |
| WESTERN ASSET INVT GRADE DEF | COM | 250K | 15K | – |
| WESTERN ASSET MANAGED MUNS F | COM | 615K | 59K | – |
| WESTERN ASSET PREMIER BD FD | SHS BEN INT | 492K | 47K | – |
| WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 487K | 61K | – |
| WESTERN AST INFL LKD OPP & I | COM | 2M | 234K | – |
| WHIRLPOOL CORP | COM | 2M | 22K | – |
| WILLIAMS COS INC | COM | 842K | 20K | – |
| WILLIAMS SONOMA INC | COM | 845K | 3K | – |
| WINGSTOP INC | COM | 10M | 25K | – |
| WORKDAY INC | CL A | 5M | 22K | – |
| WORKIVA INC | COM CL A | 692K | 9K | – |
| WYNN RESORTS LTD | COM | 2M | 19K | – |
| XP INC | CL A | 505K | 29K | – |
| XPEL INC | COM | 547K | 15K | – |
| XYLEM INC | COM | 814K | 6K | – |
| YETI HLDGS INC | COM | 4M | 103K | – |
| ZILLOW GROUP INC | CL C CAP STK | 3M | 59K | – |
| ZIONS BANCORPORATION N A | COM | 531K | 12K | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 2M | 33K | – |
| ZUMIEZ INC | COM | 2M | 94K | – |