REGAN CAPITAL
REGAN CAPITAL, LLC Legal Name
Adviser information for REGAN CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 44 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 44 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 12 | $14.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $541.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $337.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 6 | $131.4M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 15 | $190.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 19 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-79546 |
|---|---|
| SEC ERA File Number | 801-79546 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158294 |
| Legal Entity Identifier | 25490017BK8JC3SUHF88 |
Principal Office
300 CRESCENT COURTSUITE 1760
DALLAS
TX
United States
Monday - Friday, 8AM-5PM
Tel: 214-550-1710, Fax: 214-550-1720
Chief Compliance Officer
SUJIT SAHADEVAN
CHIEF OPERATING OFFICER
300 CRESCENT COURT
SUITE 1760
DALLAS
TX
United States
Tel:
214-550-1714
Fax:
214-550-1720
S*********@***************M
(Full email address available in API data)
Industry Affiliates
| RCOF GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| RECOF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REGAN SPECIAL OPPORTUNITIES FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| REGAN SPECIAL OPPORTUNITIES FUND II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| REGAN CREDIT OFFSHORE OPERATING FUND, LP | Hedge Fund | $266.5M | $1.0M | 138 |
| REGAN ENHANCED CREDIT OFFSHORE OPERATING FUND, LP | Hedge Fund | $53.6M | $1.0M | 43 |
| REGAN SPECIAL OPPORTUNITIES FUND II, LP | Hedge Fund | $8.1M | $0.3M | 9 |
| REGAN SPECIAL OPPORTUNITIES FUND, LP | Hedge Fund | $0.7M | $0.3M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEINAND, SKYLER, R | Individual | – | MANAGING MEMBER | 05/2011 | > 75% |
| SAHADEVAN, SUJIT | Individual | – | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 08/2017 | < 5% |