Hedge Fund Database

NEWFOUNDLAND CAPITAL MANAGEMENT US, LLC

Adviser information for NEWFOUNDLAND CAPITAL MANAGEMENT US, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 5 $173.4M
Non-Discretionary 0 $0
Total 5 $173.4M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 5 $173.4M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 80

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-79548
SEC ERA File Number 801-79548
SEC CIK Numbers 1697752
SEC CRD Numbers 168646
Legal Entity Identifier None

Principal Office

3471 MAIN HIGHWAY
518
MIAMI
FL
United States
Monday - Friday, 8:00 AM - 6:00 PM
Tel: +55 (11) 5180-3311, Fax: None

Websites

www.newfcap.com

Chief Compliance Officer

ANDRE KHERLAKIAN
RUA DR RENATO PAES DE BARROS
778, CONJUNTO 11, CEP 04530-001
SAO PAULO, SP
Brazil
Tel: +55 (11) 5180-3311
(Full email address available in API data)

Industry Affiliates

NEWFOUNDLAND CREDIT OPPORTUNITIES ASSOCIATES T, L.P. Sponsor, GP, manager of pooled investment vehicles
NEWFOUNDLAND PRIVATE CREDIT OPPORTUNITIES ASSOCIATES I, L.P. Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
NEWFOUNDLAND CREDIT OPPORTUNITIES T, L.P. PRIVATE CREDIT $10.0M $5.0M 9
NEWFOUNDLAND PRIVATE CREDIT OPPORTUNITIES FUND I, L.P. PRIVATE CREDIT $8.4M $5.0M 18
NEWFOUNDLAND SELECT LONG ONLY LATAM FUND Hedge Fund $34.1M $0.2M 3
NEWFOUNDLAND TERRANOVA FUND Hedge Fund $119.4M $0.1M 68

Control Persons

Name Type Entity Title Since Ownership
ROSENTHAL, JONATHAN, MYLES Individual – MANAGING PARTNER/DIRECTOR 03/2009 > 75%
KHERLAKIAN, ANDRE, CARADONNA Individual – CHIEF COMPLIANCE OFFICER 03/2009 < 5%
CANHISARES, JOSE RICARDO, MOREIRA Individual – CHIEF OPERATING OFFICER 02/2020 < 5%

No. Employees, Historic

2010020202021202220232024202516 on 4/17/202016 on 4/2/202116 on 4/30/202116 on 5/6/202116 on 3/31/202216 on 3/31/202313 on 3/28/2024

RAUM, Historic

2B1B02020202120222023202420251571337111 on 4/17/2020916917246 on 4/2/20211096219738 on 4/30/20211078399283 on 5/6/2021725609999 on 3/31/2022290819245 on 3/31/2023173404079 on 3/28/2024

No. Clients, Historic

10502020202120222023202420254 on 4/17/20202 on 4/2/20219 on 4/30/20219 on 5/6/20218 on 3/31/20227 on 3/31/20235 on 3/28/2024

Holdings

From latest 13F, filed May 10th, 2024 for period ending March 31st, 2024
Name Class Value $USD # Shares Private Fund
COMPANHIA PARANAENSE DE ENER SPON ADS 178K 23K –
NU HLDGS LTD ORD SHS CL A 179K 15K –
VASTA PLATFORM LTD CL A 9M 2M –