BOARDMAN BAY CAPITAL MANAGEMENT LLC
Adviser information for BOARDMAN BAY CAPITAL MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $62.2M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $62.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $62.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPERFORMANCE ALLOCATION |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-79558 |
|---|---|
| SEC ERA File Number | 801-79558 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164577 |
| Legal Entity Identifier | None |
Principal Office
1120 AVENUE OF THE AMERICAS 4TH FLOORNEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 646-358-4181, Fax: 8007524614
Chief Compliance Officer
KENNETH BERNARD BROWN
C/O BOARDMAN BAY
1120 AVENUE OF THE AMERICAS 4TH FLOOR
NEW YORK
NY
United States
Tel:
646-358-4181
K**@**************M
(Full email address available in API data)
Regulatory Contact
WILLIAM BOARDMAN GRAVES
MANAGING MEMBER
C/O BOARDMAN BAY
1120 AVENUE OF THE AMERICAS 4TH FLOOR
NEW YORK
NY
United States
Tel:
646-358-4180
W***@**************M
(Full email address available in API data)
Industry Affiliates
| BOARDMAN BAY GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BOARDMAN BAY OPTICAL GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BOARDMAN BAY VENTURES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BOARDMAN BAY MASTER, LTD. | Hedge Fund | $7.1M | $1.0M | 25 |
| BOARDMAN BAY OPTICAL OPPORTUNITIES, LP | Hedge Fund | $6.7M | $1.0M | 16 |
| BOARDMAN BAY VENTURES, LP - SERIES A | Private Equity Fund | $2.2M | $1.0M | 19 |
| BOARDMAN BAY VENTURES, LP - SERIES B | Private Equity Fund | $2.0M | $1.0M | 10 |
| BOARDMAN BAY VENTURES, LP - SERIES F | Private Equity Fund | $1.8M | $1.0M | 42 |
| BOARDMAN BAY VENTURES, LP - SERIES H | Private Equity Fund | $13.1M | $1.0M | 46 |
| BOARDMAN BAY VENTURES, LP - SERIES I | Private Equity Fund | $26.9M | $0.3M | 90 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRAVES, WILLIAM, BOARDMAN | Individual | – | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | 04/2012 | < 5% |
| BROWN, KENNETH, BERNARD | Individual | – | CCO | 05/2012 | < 5% |
| CHARIOT GTF LLC | Domestic Entity | – | MEMBER | 06/2012 | > 75% |
| CULTIVATE LLC | Domestic Entity | – | MEMBER | 04/2012 | 5-10% |
| GRAVES, WILLIAM, BOARDMAN | Individual | CHARIOT GTF LLC | MANAGING MEMBER | 06/2012 | > 75% |
| KEOUGH, MICHAEL, THOMAS | Individual | CULTIVATE LLC | MANAGING MEMBER | 10/2012 | > 75% |