SORTINO ADVISORY PARTNERS, LLC
Adviser information for SORTINO ADVISORY PARTNERS, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 337 | $204.7M |
| Non-Discretionary | 31 | $6.9M |
| Total | 368 | $211.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 92 | $25.0M |
| HNW Individuals | 66 | $175.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $8.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)FIDUCIARY CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79582 |
|---|---|
| SEC ERA File Number | 801-79582 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170922 |
| Legal Entity Identifier | None |
Principal Office
401 SOUTH 4TH AVENUESUITE 910
LOUISVILLE
KY
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: (502) 371-9850, Fax: (502) 371-9849
Chief Compliance Officer
DANIEL J. HUTCHERSON
401 SOUTH 4TH AVENUE
SUITE 910
LOUISVILLE
KY
United States
Tel:
(502) 371-9850
D****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUTCHERSON, DANIEL, JOSEPH | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 09/2014 | > 75% |