LAGODA INVESTMENT MANAGEMENT, L.P.
Adviser information for LAGODA INVESTMENT MANAGEMENT, L.P. last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 58 | $313.7M |
| Non-Discretionary | 0 | $0 |
| Total | 58 | $313.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $13.0M |
| HNW Individuals | 36 | $178.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $72.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $50.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
3 COLUMBUS CIRCLEFLOOR 15
NEW YORK
NY
United States
Monday - Friday, 9:00 AM-5:00 PM
Tel: 212-309-7660, Fax: 212-975-9030
Websites
Chief Compliance Officer
JASON A OZONE
CHIEF COMPLIANCE OFFICER
3 COLUMBUS CIRCLE
SUITE 2215
NEW YORK
NY
United States
Tel:
212-309-7668
Fax:
212-975-9030
J*****@***********M
(Full email address available in API data)
Regulatory Contact
FATIMA DICKEY
3 COLUMBUS CIRCLE
SUITE 2215
NEW YORK
NY
United States
Tel:
212-309-7662
Fax:
212-975-9030
F******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAGODA INVESTMENT MANAGEMENT, LLC | Domestic Entity | – | GENERAL PARTNER | 02/2014 | < 5% |
| HORIZON COMMON INC. | Domestic Entity | – | LIMITED PARTNER | 04/2014 | 5-10% |
| DICKEY, FATIMA, KATARZYNA | Individual | – | LIMITED PARTNER, SENIOR MANAGING PRINCIPAL | 05/2014 | > 75% |
| DICKEY, FATIMA, KATARZYNA | Individual | LAGODA INVESTMENT MANAGEMENT, LLC | MEMBER | 05/2014 | > 75% |
| OZONE, JASON, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2018 | < 5% |
| HORIZON KINETICS LLC | Domestic Entity | – | LIMITED PARTNER | 04/2014 | 5-10% |
| BREGMAN, STEVEN | Individual | HORIZON KINETICS LLC | ELECTED MANAGER | 04/2011 | |
| DOYLE, PETER, BRENDAN | Individual | HORIZON KINETICS LLC | ELECTED MANAGER | 04/2011 | |
| DOYLE, LAWRENCE, PATRICK | Individual | HORIZON KINETICS LLC | ELECTED MANAGER | 04/2011 | |
| EWING, THOMAS, CRIMMINS | Individual | HORIZON KINETICS LLC | ELECTED MANAGER | 04/2011 | |
| STAHL, MURRAY | Individual | HORIZON KINETICS LLC | CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER | 04/2011 | |
| POLYAKOV, LEONID | Individual | HORIZON KINETICS LLC | ELECTED MANAGER | 04/2011 | |
| KESSLEN, JAY, HARRIS | Individual | HORIZON KINETICS LLC | ELECTED MANAGER | 04/2011 | |
| HORIZON COMMON INC | Domestic Entity | HORIZON KINETICS LLC | MEMBER | 04/2011 | 25-50% |
| KINETICS COMMON INC | Domestic Entity | HORIZON KINETICS LLC | MEMBER | 04/2011 | 25-50% |
| WILLIAMS, ALUN, L | Individual | HORIZON KINETICS LLC | MEMBER | 02/2021 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 17K | 160 | – |
| ALPHABET INC | CAP STK CL A | 240K | 1K | – |
| ALPHABET INC | CAP STK CL C | 10M | 52K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 2 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 840K | 2K | – |
| CME GROUP INC | COM | 305K | 2K | – |
| CONOCOPHILLIPS | COM | 92K | 800 | – |
| CORPAY INC | COM SHS | 325K | 1K | – |
| DARLING INGREDIENTS INC | COM | 349K | 10K | – |
| DIGIMARC CORP NEW | COM | 22M | 694K | – |
| EATON CORP PLC | SHS | 651K | 2K | – |
| ENERGY RECOVERY INC | COM | 1M | 105K | – |
| ENSTAR GROUP LIMITED | SHS | 7M | 23K | – |
| EXXON MOBIL CORP | COM | 443K | 4K | – |
| FRANCO NEV CORP | COM | 239K | 2K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 7M | 136K | – |
| HEICO CORP NEW | COM | 949K | 4K | – |
| MASTERCARD INCORPORATED | CL A | 963K | 2K | – |
| MICROSOFT CORP | COM | 592K | 1K | – |
| NATERA INC | COM | 14M | 130K | – |
| NOBLE CORP PLC | ORD SHS A | 734K | 16K | – |
| NOVO-NORDISK A S | ADR | 540K | 4K | – |
| PERMIAN BASIN RTY TR | UNIT BEN INT | 288K | 26K | – |
| PHILLIPS 66 | COM | 24K | 170 | – |
| PTC INC | COM | 11M | 61K | – |
| QUANTA SVCS INC | COM | 255K | 1K | – |
| RENAISSANCERE HLDGS LTD | COM | 6M | 27K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 70K | 5K | – |
| RXO INC | COMMON STOCK | 4M | 159K | – |
| SITIO ROYALTIES CORP | CLASS A COM | 727K | 31K | – |
| SPDR GOLD TR | GOLD SHS | 140K | 650 | – |
| ST JOE CO | COM | 823K | 15K | – |
| STEREOTAXIS INC | COM NEW | 7M | 4M | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 3M | 19K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 36M | 49K | – |
| TRANSMEDICS GROUP INC | COM | 10M | 65K | – |
| TRUPANION INC | COM | 9M | 300K | – |
| UBIQUITI INC | COM | 4M | 26K | – |
| VOLITIONRX LTD | COM | 3M | 5M | – |
| XPO INC | COM | 9M | 83K | – |