Hedge Fund Database

PETIX & BOTTE FINANCIAL

PETIX & BOTTE COMPANY Legal Name

Adviser information for PETIX & BOTTE FINANCIAL last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 731 $330.0M
Non-Discretionary 0 $0
Total 731 $330.0M

Clients

Type Number RAUM
Individuals 348 $69.0M
HNW Individuals 376 $251.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.7M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $8.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-79597
SEC ERA File Number 801-79597
SEC CIK Numbers 1803255
SEC CRD Numbers 170020
Legal Entity Identifier None

Principal Office

7777 ALVARADO ROAD
SUITE 520
LA MESA
CA
United States
Monday - Friday, 8:30 - 4:00PM
Tel: 619-698-6500, Fax: 619-698-6502

Websites

www.facebook.com/petix-botte-financial-440817739303751/ www.petixandbotte.com

Chief Compliance Officer

ANDREW WILLIAMS
VICE PRESIDENT
7777 ALVARADO ROAD
SUITE 520
LA MESA
CA
United States
Tel: 619-698-6500
Fax: 619-698-6502
(Full email address available in API data)

Regulatory Contact

ALLISON BURDICK
OPERATIONS MANAGER
7777 ALVARADO ROAD
SUITE 520
LA MESA
CA
United States
Tel: 6196986500
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PETIX-REICHERT, VICKIE, LINN Individual – PARTNER 05/2014 50-75%
WILLIAMS, ANDREW Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 01/2021 50-75%

No. Employees, Historic

10502020202120222023202420253 on 3/2/20203 on 5/18/20203 on 1/28/20213 on 3/29/20223 on 3/27/20233 on 1/23/20243 on 3/21/2024

RAUM, Historic

400M200M0202020212022202320242025214800000 on 3/2/2020214800000 on 5/18/2020246871000 on 1/28/2021300498000 on 3/29/2022275290000 on 3/27/2023275290000 on 1/23/2024330000000 on 3/21/2024

No. Clients, Historic

8004000202020212022202320242025546 on 3/2/2020546 on 5/18/2020604 on 1/28/2021687 on 3/29/2022704 on 3/27/2023704 on 1/23/2024724 on 3/21/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 863K 8K –
ABBVIE INC COM 1M 9K –
ADVANCED MICRO DEVICES INC COM 393K 2K –
AFLAC INC COM 896K 10K –
ALPHABET INC CAP STK CL A 832K 5K –
ALPHABET INC CAP STK CL C 475K 3K –
AMAZON COM INC COM 518K 3K –
APPLE INC COM 7M 31K –
AT&T INC COM 191K 10K –
BANK AMERICA CORP COM 570K 14K –
CATERPILLAR INC COM 437K 1K –
COSTCO WHSL CORP NEW COM 10M 12K –
DISNEY WALT CO COM 471K 5K –
EA SERIES TRUST BRIDGEWAY BLUE 283K 23K –
ELI LILLY & CO COM 847K 936 –
FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 219K 4K –
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 17M 704K –
FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 216K 5K –
FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 280K 4K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 424K 5K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 233K 1K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 11M 187K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 22M 452K –
FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 513K 11K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 730K 13K –
FIRST TR VALUE LINE DIVID IN SHS 23M 564K –
FS KKR CAP CORP COM 276K 14K –
HOME DEPOT INC COM 1M 3K –
HORMEL FOODS CORP COM 244K 8K –
INTEL CORP COM 294K 10K –
INTUIT COM 263K 400 –
INVESCO EXCH TRADED FD TR II NATL AMT MUNI 2M 63K –
INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 427K 8K –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 231K 10K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 865K 16K –
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 446K 4K –
INVESCO QQQ TR UNIT SER 1 7M 15K –
ISHARES INC CORE MSCI EMKT 1M 23K –
ISHARES TR BROAD USD HIGH 760K 21K –
ISHARES TR CORE MSCI EAFE 3M 40K –
ISHARES TR CORE S&P MCP ETF 18M 301K –
ISHARES TR CORE S&P SCP ETF 252K 2K –
ISHARES TR CORE S&P US GWT 32M 254K –
ISHARES TR CORE S&P US VLU 27M 301K –
ISHARES TR CORE US AGGBD ET 360K 4K –
ISHARES TR IBOXX HI YD ETF 1M 15K –
ISHARES TR INTL SEL DIV ETF 1M 45K –
ISHARES TR JPMORGAN USD EMG 342K 4K –
ISHARES TR MBS ETF 400K 4K –
ISHARES TR MSCI EAFE ETF 434K 6K –
ISHARES TR MSCI USA MIN VOL 5M 63K –
ISHARES TR MSCI USA QLT FCT 214K 1K –
ISHARES TR PFD AND INCM SEC 857K 27K –
ISHARES TR RUS 1000 GRW ETF 2M 5K –
ISHARES TR RUSSELL 2000 ETF 2M 8K –
ISHARES TR S&P 500 GRWT ETF 610K 7K –
ISHARES TR U.S. TECH ETF 321K 2K –
ISHARES TR US TREAS BD ETF 600K 27K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 34K –
JOHNSON & JOHNSON COM 256K 2K –
JPMORGAN CHASE & CO. COM 327K 2K –
MCDONALDS CORP COM 1M 5K –
MERCK & CO INC COM 433K 3K –
META PLATFORMS INC CL A 730K 1K –
MICROSOFT CORP COM 2M 5K –
NETFLIX INC COM 296K 438 –
NORFOLK SOUTHN CORP COM 215K 1K –
NVIDIA CORPORATION COM 1M 10K –
ORACLE CORP COM 310K 2K –
PFIZER INC COM 289K 10K –
POWERSHARES ACTIVELY MANAGED ULTRA SHRT DUR 1M 24K –
PROCTER AND GAMBLE CO COM 482K 3K –
PROSHARES TR S&P 500 DV ARIST 1M 14K –
PUBLIC STORAGE OPER CO COM 220K 764 –
QUALCOMM INC COM 3M 14K –
QUANTA SVCS INC COM 1M 5K –
REALTY INCOME CORP COM 318K 6K –
SAFETY SHOT INC COM NEW 37K 32K –
SCHWAB STRATEGIC TR US LRG CAP ETF 288K 4K –
SELECT SECTOR SPDR TR ENERGY 6M 67K –
SEMPRA COM 2M 24K –
SPDR GOLD TR GOLD SHS 755K 4K –
SPDR S&P 500 ETF TR TR UNIT 310K 570 –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 776K 1K –
SPDR SER TR BBG CONV SEC ETF 10M 134K –
SPROUTS FMRS MKT INC COM 307K 4K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 9M 204K –
STRYKER CORPORATION COM 293K 860 –
TESLA INC COM 239K 1K –
TJX COS INC NEW COM 469K 4K –
TKO GROUP HOLDINGS INC CL A 441K 4K –
VANGUARD BD INDEX FDS INTERMED TERM 621K 8K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 18M 243K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 6M 127K –
VANGUARD INDEX FDS EXTEND MKT ETF 785K 5K –
VANGUARD INDEX FDS GROWTH ETF 10M 27K –
VANGUARD INDEX FDS LARGE CAP ETF 744K 3K –
VANGUARD INDEX FDS MCAP GR IDXVIP 508K 2K –
VANGUARD INDEX FDS MCAP VL IDXVIP 6M 41K –
VANGUARD INDEX FDS MID CAP ETF 2M 8K –
VANGUARD INDEX FDS REAL ESTATE ETF 4M 48K –
VANGUARD INDEX FDS SM CP VAL ETF 1M 8K –
VANGUARD INDEX FDS SMALL CP ETF 3M 15K –
VANGUARD INDEX FDS SML CP GRW ETF 465K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 8M 31K –
VANGUARD INDEX FDS VALUE ETF 961K 6K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 471K 8K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 804K 18K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 207K 5K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 232K 2K –
VANGUARD MALVERN FDS STRM INFPROIDX 313K 6K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 17M 217K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 3M 14K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 822K 17K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 4M 31K –
VANGUARD WORLD FD ENERGY ETF 235K 2K –
VANGUARD WORLD FD HEALTH CAR ETF 2M 8K –
VANGUARD WORLD FD MEGA CAP VAL ETF 2M 16K –
VERIZON COMMUNICATIONS INC COM 216K 5K –
WASTE MGMT INC DEL COM 410K 2K –
WELLS FARGO CO NEW COM 227K 4K –
WORLD GOLD TR SPDR GLD MINIS 2M 39K –