TRIUMPH WEALTH ADVISORS, INC.
Adviser information for TRIUMPH WEALTH ADVISORS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 12 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 14 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 225 | $41.7M |
| Total | 225 | $41.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 225 | $41.7M |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 225 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFEE FOR PLAN DESIGN |
Identifiers
| SEC RIA File Number | 801-79603 |
|---|---|
| SEC ERA File Number | 801-79603 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153175 |
| Legal Entity Identifier | None |
Principal Office
2230 TOWNE LAKE PKWYBLDG 800-STE 130
WOODSTOCK
GA
United States
Monday - Friday, 0900-1700 EST
Tel: 770-924-9322, Fax: 770-924-9324
Websites
Chief Compliance Officer
JASON P DAUGHERTY
CHIEF COMPLIANCE OFFICER
2230 TOWNE LAKE PKWY
BLDG 800-STE 130
WOODSTOCK
GA
United States
Tel:
6784041445
Fax:
770-924-9324
C*********@******************M
(Full email address available in API data)
Regulatory Contact
JASON DAUGHERTY
PRESIDENT/CEO
2230 TOWNE LAKE PKWY
BLDG 800-STE 130
WOODSTOCK
GA
United States
Tel:
770-924-9322
Fax:
770-924-9324
J****@******************M
(Full email address available in API data)
Industry Affiliates
| TRIUMPH INSURANCE ADVISORS, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAUGHERTY, JASON, PAUL | Individual | – | PRESIDENT/CEO | 02/2010 | > 75% |
| DAUGHERTY, JASON, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2019 | > 75% |