NORTHSTAR FINANCIAL PLANNERS, INC.
Adviser information for NORTHSTAR FINANCIAL PLANNERS, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 905 | $249.9M |
| Non-Discretionary | 0 | $0 |
| Total | 905 | $249.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 245 | $95.9M |
| HNW Individuals | 74 | $144.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.8M |
| Charitable organizations | <5 | $4.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 8 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79605 |
|---|---|
| SEC ERA File Number | 801-79605 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131507 |
| Legal Entity Identifier | None |
Principal Office
1250 S. PINE ISLAND ROADSUITE 275
PLANTATION
FL
United States
Monday - Friday, 9:00 A.M.-5:00 P.M.
Tel: 954-693-0030, Fax: 954-693-0031
Chief Compliance Officer
ALLEN P. GIESE
PRESIDENT/CEO
1250 S. PINE ISLAND ROAD
SUITE 275
PLANTATION
FL
United States
Tel:
954-693-0030
Fax:
954-693-0031
A****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIESE, ALLEN, PAGE | Individual | – | PRESIDENT/CEO/CCO | 05/2000 | 50-75% |
| TEPPER, STEVE, LEE | Individual | – | CHIEF OPERATIONS OFFICER | 11/2007 | 25-50% |