ALPHACENTRIC ADVISORS LLC
Adviser information for ALPHACENTRIC ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $728.2M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $728.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 7 | $728.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
53 PALMERAS STSUITE 601
SAN JUAN
PR
United States
Monday - Friday, 9:00-5:00
Tel: 787-334-1781, Fax: None
Chief Compliance Officer
ROBERT GLASS
36 NORTH NEW YORK AVE. STE 3F
HUNTINGTON
NY
United States
Tel:
631-629-4907
R******@********************M
(Full email address available in API data)
Regulatory Contact
JERRY SZILAGYI
MANAGING MEMBER
53 PALMERAS ST
SUITE 601
SAN JUAN
PR
United States
Tel:
631-629-4909
J*****@********************M
(Full email address available in API data)
Industry Affiliates
| ALT FUND DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CATALYST CAPITAL ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CATALYST INTERNATIONAL ADVISORS LLC | Other investment adviser, including financial planners |
| RATIONAL ADVISORS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SZILAGYI, JERRY, JOHN | Individual | – | MANAGING MEMBER | 04/2014 | 25-50% |
| KAMIES, MARK, JAMES | Individual | – | MEMBER | 04/2014 | 5-10% |
| ALPHA PARTNERS LLC | Domestic Entity | – | MEMBER | 04/2014 | 25-50% |
| GLASS, ROBERT, DAVID | Individual | – | CCO | 02/2015 | < 5% |
| JERRY J. SZILAGYI 2015 FAMILY TRUST | Domestic Entity | – | MEMBER | 12/2015 | 10-25% |
| SZILAGYI, ISOBEL, LINDA | Individual | JERRY J. SZILAGYI 2015 FAMILY TRUST | TRUSTEE | 12/2015 | |
| Szilagyi, June, Ann | Individual | JERRY J. SZILAGYI 2015 FAMILY TRUST | TRUSTEE | 12/2015 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACADIA PHARMACEUTICALS INC | COM | 2M | 100K | – |
| ACCURAY INC | COM | 637K | 350K | – |
| AEROVIRONMENT INC | COM | 574K | 3K | – |
| AG MTG INVT TR INC | COM NEW | 1M | 209K | – |
| AGNC INVT CORP | COM | 808K | 85K | – |
| ALLSTATE CORP | COM | 77K | 482 | – |
| AMERICAN INTL GROUP INC | COM NEW | 92K | 1K | – |
| AMICUS THERAPEUTICS INC | COM | 2M | 203K | – |
| AMPHASTAR PHARMACEUTICALS IN | COM | 1M | 25K | – |
| AMPHENOL CORP NEW | CL A | 191K | 3K | – |
| APPLOVIN CORP | COM CL A | 84K | 1K | – |
| ARCH CAP GROUP LTD | ORD | 374K | 4K | – |
| ARGENX SE | SPONSORED ADR | 3M | 7K | – |
| ARISTA NETWORKS INC | COM | 50K | 143 | – |
| ARRIVENT BIOPHARMA INC | COM | 2M | 86K | – |
| ASSURANT INC | COM | 175K | 1K | – |
| AURINIA PHARMACEUTICALS INC | COM | 457K | 80K | – |
| AXSOME THERAPEUTICS INC | COM | 1M | 15K | – |
| BANK NEW YORK MELLON CORP | COM | 106K | 2K | – |
| BEIGENE LTD | SPONSORED ADR | 2M | 15K | – |
| BERKLEY W R CORP | COM | 92K | 1K | – |
| BICYCLE THERAPEUTICS PLC | SPONSORED ADS | 1M | 60K | – |
| BIOCRYST PHARMACEUTICALS INC | COM | 4M | 675K | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 1M | 17K | – |
| BROADCOM INC | COM | 43K | 27 | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 195K | 990 | – |
| BROWN & BROWN INC | COM | 183K | 2K | – |
| BURLINGTON STORES INC | COM | 81K | 339 | – |
| CABALETTA BIO INC | COM | 524K | 70K | – |
| CARDINAL HEALTH INC | COM | 66K | 675 | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 157K | 8K | – |
| CBOE GLOBAL MKTS INC | COM | 180K | 1K | – |
| CELANESE CORP DEL | COM | 82K | 611 | – |
| CELLDEX THERAPEUTICS INC NEW | COM NEW | 2M | 48K | – |
| CEREVEL THERAPEUTICS HLDNG I | COM | 2M | 43K | – |
| CG ONCOLOGY INC | COM | 32K | 1K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 70K | 233 | – |
| CHIMERA INVT CORP | COM SHS | 179K | 14K | – |
| CHUBB LIMITED | COM | 90K | 351 | – |
| CINTAS CORP | COM | 190K | 271 | – |
| CME GROUP INC | COM | 180K | 918 | – |
| COHERUS BIOSCIENCES INC | COM | 2M | 1M | – |
| COMCAST CORP NEW | CL A | 81K | 2K | – |
| COMFORT SYS USA INC | COM | 78K | 258 | – |
| COPART INC | COM | 215K | 4K | – |
| COSTCO WHSL CORP NEW | COM | 454K | 534 | – |
| CROWDSTRIKE HLDGS INC | CL A | 39K | 101 | – |
| DATADOG INC | CL A COM | 36K | 274 | – |
| DAVITA INC | COM | 201K | 1K | – |
| DELTA AIR LINES INC DEL | COM NEW | 340K | 7K | – |
| DIAMONDBACK ENERGY INC | COM | 98K | 492 | – |
| DOCGO INC | COM | 2M | 650K | – |
| DOORDASH INC | CL A | 36K | 331 | – |
| DRAFTKINGS INC NEW | COM CL A | 150K | 4K | – |
| DUOLINGO INC | CL A COM | 42K | 201 | – |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 1M | 130K | – |
| DYNE THERAPEUTICS INC | COM | 706K | 20K | – |
| DYNEX CAP INC | COM | 2M | 181K | – |
| ELASTIC N V | ORD SHS | 40K | 349 | – |
| ELLINGTON FINANCIAL INC | COM | 2M | 202K | – |
| EMBECTA CORP | COMMON STOCK | 706K | 57K | – |
| EMCOR GROUP INC | COM | 76K | 208 | – |
| ENACT HLDGS INC | COM | 1M | 42K | – |
| ENOVIS CORPORATION | COM | 904K | 20K | – |
| EQUITY LIFESTYLE PPTYS INC | COM | 1M | 21K | – |
| EVEREST GROUP LTD | COM | 251K | 659 | – |
| EXACT SCIENCES CORP | COM | 1M | 30K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 79K | 47 | – |
| FLEXSHARES TR | HIG YLD VL ETF | 236K | 6K | – |
| FORD MTR CO DEL | COM | 101K | 8K | – |
| GALAPAGOS NV | SPON ADR | 3M | 109K | – |
| GALLAGHER ARTHUR J & CO | COM | 203K | 783 | – |
| GENERAL MTRS CO | COM | 95K | 2K | – |
| GILEAD SCIENCES INC | COM | 240K | 4K | – |
| GLOBAL X FDS | MSCI GREECE ETF | 118K | 3K | – |
| GSK PLC | SPONSORED ADR | 1M | 35K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 55K | 1K | – |
| HARMONY BIOSCIENCES HLDGS IN | COM | 4M | 122K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 468K | 5K | – |
| HCA HEALTHCARE INC | COM | 107K | 333 | – |
| HOWMET AEROSPACE INC | COM | 36K | 468 | – |
| HUBSPOT INC | COM | 35K | 60 | – |
| IMMATICS N.V | SHS | 232K | 20K | – |
| IMMUNOVANT INC | COM | 964K | 37K | – |
| INARI MED INC | COM | 722K | 15K | – |
| INTRA-CELLULAR THERAPIES INC | COM | 1M | 20K | – |
| INTUITIVE SURGICAL INC | COM NEW | 890K | 2K | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 351K | 17K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 2M | 8K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 477K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 355K | 16K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 3K | – |
| ISHARES INC | MSCI AUST ETF | 485K | 20K | – |
| ISHARES INC | US INTL HGH YLD | 235K | 5K | – |
| ISHARES INC | MSCI AUSTRIA ETF | 101K | 5K | – |
| ISHARES INC | JP MRGN EM HI BD | 350K | 9K | – |
| ISHARES INC | MSCI CHILE ETF | 37K | 1K | – |
| ISHARES INC | MSCI FRANCE ETF | 99K | 3K | – |
| ISHARES INC | MSCI TURKEY ETF | 122K | 3K | – |
| ISHARES INC | MSCI SWITZERLAND | 107K | 2K | – |
| ISHARES INC | MSCI SWEDEN ETF | 104K | 3K | – |
| ISHARES INC | MSCI SPAIN ETF | 101K | 3K | – |
| ISHARES INC | MSCI STH KOR ETF | 118K | 2K | – |
| ISHARES INC | MSCI STH AFR ETF | 131K | 3K | – |
| ISHARES INC | MSCI GERMANY ETF | 104K | 3K | – |
| ISHARES INC | MSCI NETHERL ETF | 107K | 2K | – |
| ISHARES INC | MSCI TAIWAN ETF | 132K | 2K | – |
| ISHARES INC | MSCI MLY ETF NEW | 120K | 5K | – |
| ISHARES INC | MSCI ITALY ETF | 100K | 3K | – |
| ISHARES TR | CHINA LG-CAP ETF | 119K | 5K | – |
| ISHARES TR | IBOXX INV CP ETF | 98K | 919 | – |
| ISHARES TR | 7-10 YR TRSY BD | 392K | 4K | – |
| ISHARES TR | 1 3 YR TREAS BD | 573K | 7K | – |
| ISHARES TR | RUS 1000 VAL ETF | 482K | 3K | – |
| ISHARES TR | JPMORGAN USD EMG | 352K | 4K | – |
| ISHARES TR | NATIONAL MUN ETF | 99K | 928 | – |
| ISHARES TR | ISHS 1-5YR INVS | 98K | 2K | – |
| ISHARES TR | 3 7 YR TREAS BD | 483K | 4K | – |
| ISHARES TR | PFD AND INCM SEC | 352K | 11K | – |
| ISHARES TR | MSCI PERU AND GL | 112K | 3K | – |
| ISHARES TR | MSCI INDIA ETF | 129K | 2K | – |
| ISHARES TR | MSCI POLAND ETF | 119K | 5K | – |
| ISHARES TR | 0-5YR HI YL CP | 236K | 6K | – |
| ISHARES TR | MSCI UK ETF NEW | 104K | 3K | – |
| ISHARES TR | MORTGE REL ETF | 314K | 14K | – |
| ISHARES TR | FALN ANGLS USD | 234K | 9K | – |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 487K | 9K | – |
| JAZZ PHARMACEUTICALS PLC | SHS USD | 1M | 11K | – |
| JPMORGAN CHASE & CO. | COM | 381K | 2K | – |
| KALVISTA PHARMACEUTICALS INC | COM | 29K | 3K | – |
| KARYOPHARM THERAPEUTICS INC | COM | 976K | 1M | – |
| KINROSS GOLD CORP | COM | 223K | 27K | – |
| KKR & CO INC | COM | 74K | 706 | – |
| LENNAR CORP | CL A | 91K | 608 | – |
| LOEWS CORP | COM | 391K | 5K | – |
| MCKESSON CORP | COM | 184K | 315 | – |
| MEDTRONIC PLC | SHS | 1M | 18K | – |
| MERCADOLIBRE INC | COM | 35K | 21 | – |
| METLIFE INC | COM | 94K | 1K | – |
| MFA FINL INC | COM | 2M | 168K | – |
| MGIC INVT CORP WIS | COM | 2M | 114K | – |
| MGM RESORTS INTERNATIONAL | COM | 69K | 2K | – |
| MICROBOT MED INC | COM NEW | 102K | 100K | – |
| MIRUM PHARMACEUTICALS INC | COM | 2M | 64K | – |
| NEUROCRINE BIOSCIENCES INC | COM | 964K | 7K | – |
| NEW YORK MTG TR INC | COM | 1M | 201K | – |
| NORWEGIAN CRUISE LINE HLDG L | SHS | 62K | 3K | – |
| NUVATION BIO INC | COM CL A | 394K | 135K | – |
| NVIDIA CORPORATION | COM | 618K | 5K | – |
| NVIDIA CORPORATION | COM | 125K | 1K | – |
| ONITY GROUP INC | COM NEW | 613K | 26K | – |
| PACCAR INC | COM | 294K | 3K | – |
| PACIRA BIOSCIENCES INC | COM | 3M | 118K | – |
| PENNYMAC CORP | NOTE 5.500%11/0 | 957K | 965K | – |
| PERMIAN RESOURCES CORP | CLASS A COM | 245K | 15K | – |
| PERSPECTIVE THERAPEUTICS INC | COM NEW | 818K | 82K | – |
| PFIZER INC | COM | 4M | 140K | – |
| PROCEPT BIOROBOTICS CORP | COM | 611K | 10K | – |
| PROGRESSIVE CORP | COM | 77K | 373 | – |
| PROTAGONIST THERAPEUTICS INC | COM | 866K | 25K | – |
| PRUDENTIAL FINL INC | COM | 80K | 681 | – |
| PULTE GROUP INC | COM | 191K | 2K | – |
| REDWOOD TRUST INC | NOTE 7.750% 6/1 | 486K | 500K | – |
| REDWOOD TRUST INC | COM | 2M | 288K | – |
| REINSURANCE GRP OF AMERICA I | COM NEW | 79K | 387 | – |
| REPUBLIC SVCS INC | COM | 419K | 2K | – |
| REVANCE THERAPEUTICS INC | COM | 630K | 245K | – |
| RITHM CAPITAL CORP | COM NEW | 4M | 381K | – |
| ROIVANT SCIENCES LTD | SHS | 930K | 88K | – |
| ROPER TECHNOLOGIES INC | COM | 198K | 351 | – |
| ROYAL CARIBBEAN GROUP | COM | 169K | 1K | – |
| ROYALTY PHARMA PLC | SHS CLASS A | 2M | 60K | – |
| RWT HLDGS INC | NOTE 5.750%10/0 | 975K | 1M | – |
| SAFEHOLD INC | COM | 231K | 12K | – |
| SAGIMET BIOSCIENCES INC | COM SER A | 633K | 185K | – |
| SANOFI | SPONSORED ADR | 849K | 18K | – |
| SAREPTA THERAPEUTICS INC | COM | 1M | 8K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 99K | 2K | – |
| SNOWFLAKE INC | CL A | 23K | 169 | – |
| SOUNDHOUND AI INC | CLASS A COM | 593K | 150K | – |
| SPDR INDEX SHS FDS | S&P INTL ETF | 343K | 10K | – |
| SPDR SER TR | BBG CONV SEC ETF | 355K | 5K | – |
| SPDR SER TR | BLOOMBERG INVT | 98K | 3K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 236K | 3K | – |
| STAR HLDGS | SHS BEN INT | 93K | 8K | – |
| STEREOTAXIS INC | COM NEW | 1M | 600K | – |
| STRUCTURE THERAPEUTICS INC | SPONSORED ADS | 1M | 26K | – |
| SUPER MICRO COMPUTER INC | COM | 42K | 51 | – |
| SYMBOTIC INC | CLASS A COM | 703K | 20K | – |
| SYNCHRONY FINANCIAL | COM | 304K | 6K | – |
| SYNOPSYS INC | COM | 1M | 2K | – |
| TARGA RES CORP | COM | 102K | 794 | – |
| TECHNIPFMC PLC | COM | 171K | 7K | – |
| TENET HEALTHCARE CORP | COM NEW | 195K | 1K | – |
| TJX COS INC NEW | COM | 190K | 2K | – |
| T-MOBILE US INC | COM | 181K | 1K | – |
| TOURMALINE BIO INC | COM | 965K | 75K | – |
| TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 1M | 1M | – |
| UNIQURE NV | SHS | 2M | 460K | – |
| UNITED AIRLS HLDGS INC | COM | 263K | 5K | – |
| UNITED RENTALS INC | COM | 113K | 174 | – |
| UNITED THERAPEUTICS CORP DEL | COM | 5M | 15K | – |
| UNIVERSAL HLTH SVCS INC | CL B | 92K | 499 | – |
| VALNEVA SE | SPONSORED ADS | 649K | 88K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 160K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 171K | 4K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 348K | 3K | – |
| VENTYX BIOSCIENCES INC | COM | 23K | 10K | – |
| VERONA PHARMA PLC | SPONSORED ADS | 810K | 56K | – |
| VERTIV HOLDINGS CO | COM CL A | 122K | 1K | – |
| VIKING THERAPEUTICS INC | COM | 875K | 17K | – |
| VIRIDIAN THERAPEUTICS INC | COM | 163K | 13K | – |
| VISA INC | COM CL A | 193K | 737 | – |
| VYNE THERAPEUTICS INC | COM | 612K | 311K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 41K | 5K | – |
| WELLS FARGO CO NEW | COM | 112K | 2K | – |
| WOODWARD INC | COM | 37K | 215 | – |
| ZSCALER INC | COM | 29K | 152 | – |