Hedge Fund Database

REDWOOD FINANCIAL NETWORK

REDWOOD FINANCIAL NETWORK CORP. Legal Name

Adviser information for REDWOOD FINANCIAL NETWORK last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 9
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 846 $185.7M
Non-Discretionary 10 $1.7M
Total 856 $187.4M

Clients

Type Number RAUM
Individuals 536 $56.8M
HNW Individuals 314 $127.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $3.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $100,931
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesSUBSCRIPTION FEES FOR SOFTWARE OR WEB BASED APPLICATIONS
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 72.2M
Portfolio Manager to Program Sponsor
REDWOOD ASSET MANAGEMENT REDWOOD FINANCIAL NETWORK CORP.

Identifiers

SEC RIA File Number 801-79617
SEC ERA File Number 801-79617
SEC CIK Numbers 1927724
SEC CRD Numbers 157834
Legal Entity Identifier None

Principal Office

30285 BRUCE INDUSTRIAL PARKWAY
SUITE A
SOLON
OH
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 440-287-5020, Fax: 440-287-5018

Websites

www.linkedin.com/company/1156545/ redwoodfn.com/ www.facebook.com/redwoodfinancialnetwork/

Chief Compliance Officer

WILLIAM J. GORDON III
MANAGING DIRECTOR
30285 BRUCE INDUSTRIAL PARKWAY
SUITE A
SOLON
OH
United States
Tel: 440-287-5020
Fax: 440-287-5018
(Full email address available in API data)

Regulatory Contact

SUNWOOK JIN
MANAGING DIRECTOR
30285 BRUCE INDUSTRIAL PARKWAY
SUITE A
SOLON
OH
United States
Tel: (440) 287-5020
Fax: (440) 287-5018
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GORDON, WILLIAM, JOHN Individual – MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER 06/2011 50-75%
JIN, SUNWOOK Individual – MANAGING DIRECTOR 06/2011 50-75%

No. Employees, Historic

2010020192020202120222023202420259 on 10/9/201910 on 3/25/202010 on 5/27/202010 on 6/17/202010 on 9/30/202010 on 3/30/202110 on 5/21/202110 on 9/2/20219 on 9/24/20219 on 2/4/202211 on 3/31/202211 on 12/8/202211 on 3/31/202310 on 3/15/2024

RAUM, Historic

200M100M0201920202021202220232024202594173311 on 10/9/2019118492844 on 3/25/2020118492844 on 5/27/2020118492844 on 6/17/2020118492844 on 9/30/2020150792470 on 3/30/2021150792470 on 5/21/2021150792470 on 9/2/2021150792470 on 9/24/2021150792470 on 2/4/2022180069122 on 3/31/2022180069122 on 12/8/2022165113062 on 3/31/2023187398071 on 3/15/2024

No. Clients, Historic

90045002019202020212022202320242025388 on 10/9/2019402 on 3/25/2020402 on 5/27/2020402 on 6/17/2020402 on 9/30/2020446 on 3/30/2021446 on 5/21/2021446 on 9/2/2021446 on 9/24/2021446 on 2/4/2022765 on 3/31/2022765 on 12/8/2022519 on 3/31/2023856 on 3/15/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ASML HOLDING N V N Y REGISTRY SHS 203K 199 –
AB ACTIVE ETFS INC HIGH YIELD ETF 483K 13K –
ABBOTT LABS COM 248K 2K –
ABBVIE INC COM 286K 2K –
ADOBE INC COM 323K 582 –
AIRBNB INC COM CL A 320K 2K –
ALPHABET INC CAP STK CL C 657K 4K –
ALPHABET INC CAP STK CL A 893K 5K –
AMAZON COM INC COM 2M 10K –
AMGEN INC COM 201K 644 –
APPLE INC COM 2M 9K –
APPLIED MATLS INC COM 367K 2K –
ARISTA NETWORKS INC COM 418K 1K –
AXON ENTERPRISE INC COM 423K 1K –
BARINGS BDC INC COM 181K 19K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 529K 1K –
BLACKSTONE INC COM 456K 4K –
CHEVRON CORP NEW COM 641K 4K –
CHIPOTLE MEXICAN GRILL INC COM 219K 4K –
CISCO SYS INC COM 297K 6K –
COCA COLA CO COM 324K 5K –
COLUMBIA ETF TR I US EQUITY INCOME 781K 18K –
COLUMBIA ETF TR II EM CORE EX ETF 434K 14K –
CROWDSTRIKE HLDGS INC CL A 1M 3K –
DEERE & CO COM 249K 666 –
DISNEY WALT CO COM 320K 3K –
ELECTRONIC ARTS INC COM 216K 2K –
EXXON MOBIL CORP COM 606K 5K –
META PLATFORMS INC CL A 1M 3K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 317K 7K –
FIRST TR VALUE LINE DIVID IN SHS 226K 6K –
FRANKLIN TEMPLETON ETF TR US MID CP MLTFCT 498K 10K –
GLOBAL X FDS S&P 500 COVERED 633K 16K –
GLOBAL X FDS NASDAQ 100 COVER 3M 179K –
HUBSPOT INC COM 508K 862 –
INDEXIQ ETF TR FTSE INTERNL EQT 652K 24K –
POWERSHARES ACTIVELY MANAGED ULTRA SHRT DUR 554K 11K –
INVESCO QQQ TR UNIT SER 1 2M 4K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 341K 5K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 714K 7K –
INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 226K 4K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 498K 8K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 2M 12K –
INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 475K 5K –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 601K 25K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 426K 23K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 1M 60K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 1M 62K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 2M 88K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 2M 112K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 3M 135K –
ISHARES TR CORE S&P500 ETF 445K 814 –
ISHARES TR RUS 1000 GRW ETF 277K 759 –
ISHARES TR U.S. TECH ETF 453K 3K –
ISHARES TR RUS TP200 GR ETF 583K 3K –
ISHARES TR IBONDS DEC25 ETF 1M 53K –
ISHARES TR IBONDS DEC24 ETF 1M 52K –
ISHARES TR 0-5YR HI YL CP 390K 9K –
ISHARES TR MSCI INTL QUALTY 943K 24K –
ISHARES TR CORE TOTAL USD 265K 6K –
ISHARES TR CORE DIV GRWTH 661K 11K –
ISHARES TR IBONDS DEC2026 1M 50K –
ISHARES TR IBONDS 27 ETF 915K 39K –
ISHARES TR IBDS DEC28 ETF 308K 12K –
ISHARES TR IBONDS DEC 29 232K 10K –
JPMORGAN CHASE & CO. COM 244K 1K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 223K 4K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 631K 12K –
J P MORGAN EXCHANGE TRADED F DIVERSFD EQT ETF 648K 15K –
JANUS DETROIT STR TR HENDRSN SHRT ETF 4M 76K –
LINCOLN ELEC HLDGS INC COM 308K 2K –
MARVELL TECHNOLOGY INC COM 241K 3K –
MASTERCARD INCORPORATED CL A 457K 1K –
MERCADOLIBRE INC COM 263K 160 –
MERCK & CO INC COM 735K 6K –
MICROSOFT CORP COM 2M 4K –
NETFLIX INC COM 630K 933 –
NOKIA CORP SPONSORED ADR 39K 10K –
NVIDIA CORPORATION COM 3M 24K –
NUSHARES ETF TR NUVEEN ESG LRGCP 1M 13K –
ORGENESIS INC COM NEW 15K 25K –
PNC FINL SVCS GROUP INC COM 419K 3K –
PIMCO EQUITY SER RAFI DYN MULTI 562K 19K –
PINTEREST INC CL A 440K 10K –
PROCTER AND GAMBLE CO COM 229K 1K –
RBB FD INC MOTLEY FOL ETF 3M 59K –
SPDR S&P 500 ETF TR TR UNIT 434K 797 –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 483K 13K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 736K 21K –
SPDR SER TR PORT MTG BK ETF 3M 159K –
SPDR SER TR PRTFLO S&P500 GW 602K 8K –
SPDR SER TR PRTFLO S&P500 VL 1M 26K –
SPDR SER TR PORTFOLI S&P1500 7M 100K –
SPDR SER TR PORTFOLIO S&P500 1M 23K –
SSGA ACTIVE ETF TR ULT SHT TRM BD 308K 8K –
SPDR DOW JONES INDL AVERAGE UT SER 1 543K 1K –
SPDR SER TR PORTFLI HIGH YLD 1M 46K –
SPDR SER TR PORTFOLIO S&P600 571K 14K –
SPDR SER TR BLOOMBERG 1 10 Y 707K 38K –
SALESFORCE INC COM 551K 2K –
SCHWAB STRATEGIC TR US LCAP GR ETF 885K 9K –
SELECT SECTOR SPDR TR SBI MATERIALS 479K 5K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 1M 9K –
SELECT SECTOR SPDR TR SBI CONS STPLS 601K 8K –
SELECT SECTOR SPDR TR SBI CONS DISCR 2M 10K –
SELECT SECTOR SPDR TR ENERGY 848K 9K –
SELECT SECTOR SPDR TR FINANCIAL 2M 50K –
SELECT SECTOR SPDR TR INDL 1M 10K –
SELECT SECTOR SPDR TR TECHNOLOGY 3M 15K –
SELECT SECTOR SPDR TR COMMUNICATION 2M 19K –
SELECT SECTOR SPDR TR RL EST SEL SEC 2M 43K –
SELECT SECTOR SPDR TR SBI INT-UTILS 244K 4K –
SERVICENOW INC COM 452K 574 –
SHOPIFY INC CL A 336K 5K –
SYNOPSYS INC COM 555K 932 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 204K 1K –
TAKE-TWO INTERACTIVE SOFTWAR COM 222K 1K –
TESLA INC COM 824K 4K –
THE TRADE DESK INC COM CL A 989K 10K –
UNITEDHEALTH GROUP INC COM 306K 601 –
VANECK ETF TRUST PREFERRED SECURT 678K 39K –
VANECK ETF TRUST IG FLOATING RATE 873K 34K –
VANECK ETF TRUST MRNGSTR WDE MOAT 257K 3K –
VANGUARD WORLD FD CONSUM DIS ETF 562K 2K –
VANGUARD WORLD FD FINANCIALS ETF 543K 5K –
VANGUARD WORLD FD HEALTH CAR ETF 602K 2K –
VANGUARD WORLD FD INDUSTRIAL ETF 350K 1K –
VANGUARD WORLD FD INF TECH ETF 2M 3K –
VANGUARD WORLD FD COMM SRVC ETF 366K 3K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 412K 5K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 432K 10K –
VANGUARD INDEX FDS MID CAP ETF 346K 1K –
VANGUARD INDEX FDS LARGE CAP ETF 535K 2K –
VANGUARD INDEX FDS GROWTH ETF 782K 2K –
VANGUARD INDEX FDS VALUE ETF 913K 6K –
VERIZON COMMUNICATIONS INC COM 232K 6K –
VISA INC COM CL A 466K 2K –
WALMART INC COM 373K 6K –
WALGREENS BOOTS ALLIANCE INC COM 126K 10K –
WISDOMTREE TR US LARGECAP FUND 432K 8K –
WISDOMTREE TR US QTLY DIV GRT 1M 14K –
ZSCALER INC COM 213K 1K –