Hedge Fund Database

DENVER PWM, LLC

Adviser information for DENVER PWM, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,648 $583.0M
Non-Discretionary 30 $2.8M
Total 1,678 $585.8M

Clients

Type Number RAUM
Individuals 297 $110.0M
HNW Individuals 191 $438.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 29 $31.5M
Charitable organizations 9 $5.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-79624
SEC ERA File Number 801-79624
SEC CIK Numbers 1657980
SEC CRD Numbers 171139
Legal Entity Identifier None

Principal Office

2000 SOUTH COLORADO BOULEVARD
TOWER ONE SUITE 3700
DENVER
CO
United States
Monday - Friday, 7:30AM - 4:30PM
Tel: 720-354-3850, Fax: 720-354-3860

Websites

www.harmonypca.com www.flourishfp.com www.linkedin/company/denver-private-wealth-management www.denverpwm.com www.facebook.com/denverpwm www.linkedin.com/company/harmony-private-client-advisers/ www.facebook.com/flourishfp/ www.facebook.com/harmony-privateclientadvisers/ www.youtube.com/channel/uc-llttvonrcvypora62mbaw www.instagram.com/denverprivatewealthmanagement?igsh=mw5udjr2ngdwd3lwng==

Chief Compliance Officer

MATTHEW LENGEL
PARTNER
2000 SOUTH COLORADO BOULEVARD
TOWER ONE SUITE 3700
DENVER
CO
United States
Tel: 720-354-3850
Fax: 720-354-3854
(Full email address available in API data)

Regulatory Contact

DARIN SNOW
MANAGING PARTNER
2000 SOUTH COLORADO BOULEVARD
TOWER ONE SUITE 3700
DENVER
CO
United States
Tel: 720-354-3850
Fax: 720-354-3854
(Full email address available in API data)

Industry Affiliates

CLASSICK HAZEL CPA Accountant or accounting firm
MITCHELL & KULICK & COMPANY, P.C. Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SNOW, DARIN, MICHAEL Individual – MANAGING PARTNER 01/2019 50-75%
LENGEL, MATTHEW, EDWARD Individual – PARTNER AND CHIEF COMPLIANCE OFFICER 01/2023 10-25%
RETTIG, BRIAN, MATTHEW Individual – PARTNER 01/2020 < 5%

No. Employees, Historic

201002020202120222023202420259 on 2/7/20209 on 6/23/20209 on 2/23/20219 on 2/25/20219 on 3/21/202213 on 3/24/202313 on 9/12/202313 on 3/19/202416 on 3/26/2024

RAUM, Historic

600M300M0202020212022202320242025340476023 on 2/7/2020340476023 on 6/23/2020402003238 on 2/23/2021402003238 on 2/25/2021424939992 on 3/21/2022447066561 on 3/24/2023447066561 on 9/12/2023447066561 on 3/19/2024585750770 on 3/26/2024

No. Clients, Historic

6003000202020212022202320242025492 on 2/7/2020492 on 6/23/2020480 on 2/23/2021480 on 2/25/2021467 on 3/21/2022490 on 3/24/2023490 on 9/12/2023490 on 3/19/2024526 on 3/26/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN INCOME CREDIT STRATEGI COM 37K 6K 0
ADVANCED MICRO DEVICES INC COM 74K 455 0
AMAZON COM INC COM 377K 2K 0
AMERICAN INTL GROUP INC COM NEW 966 13 0
AMGEN INC COM 254K 813 0
AMPLIFY ETF TR SEYMOUR CANNBS 3K 565 0
APPLE INC COM 874K 4K 0
ASTRAZENECA PLC SPONSORED ADR 1K 14 0
AVALONBAY CMNTYS INC COM 2K 8 0
BP PRUDHOE BAY RTY TR UNIT BEN INT 1K 567 0
BAIDU INC SPON ADR REP A 67K 771 0
BANK AMERICA CORP COM 99K 2K 0
BECTON DICKINSON & CO COM 2K 10 0
BOEING CO COM 120K 662 0
BORGWARNER INC COM 55K 2K 0
CHESAPEAKE ENERGY CORP COM 494 6 0
CHEVRON CORP NEW COM 15K 95 0
CHIPOTLE MEXICAN GRILL INC COM 128K 2K 0
CITIGROUP INC COM NEW 129K 2K 0
COCA COLA CO COM 52K 816 0
DBX ETF TR XTRACKERS MSCI 21K 676 0
DBX ETF TR XTKR MSCI EMRG 18K 708 0
DEXCOM INC COM 10K 84 0
DISNEY WALT CO COM 271K 3K 0
DOW INC COM 71K 1K 0
EDISON INTL COM 2K 23 0
ENTERPRISE PRODS PARTNERS L COM 48K 2K 0
F5 INC COM 56K 327 0
GE AEROSPACE COM NEW 185K 1K 0
GENUINE PARTS CO COM 3K 20 0
GILEAD SCIENCES INC COM 824 12 0
HOME DEPOT INC COM 40K 116 0
HONEYWELL INTL INC COM 87K 406 0
INTEL CORP COM 96K 3K 0
ISHARES TR CORE S&P500 ETF 2M 4K 0
ISHARES TR GLOBAL TECH ETF 11K 130 0
ISHARES TR S&P 500 GRWT ETF 65K 701 0
ISHARES TR GLOB HLTHCRE ETF 1K 12 0
ISHARES TR S&P 500 VAL ETF 263K 1K 0
ISHARES TR 7-10 YR TRSY BD 17K 181 0
ISHARES TR MSCI EAFE ETF 2M 27K 0
ISHARES TR RUS MD CP GR ETF 116K 1K 0
ISHARES TR RUS MID CAP ETF 2M 30K 0
ISHARES TR CORE S&P MCP ETF 247K 4K 0
ISHARES TR US CONSUM DISCRE 112K 1K 0
ISHARES TR RUS 1000 VAL ETF 55K 313 0
ISHARES TR S&P MC 400GR ETF 471K 5K 0
ISHARES TR RUS 1000 ETF 948K 3K 0
ISHARES TR RUSSELL 2000 ETF 707K 3K 0
ISHARES TR CORE S&P US VLU 3M 38K 0
ISHARES TR CORE S&P US GWT 1M 8K 0
ISHARES TR RUSSELL 3000 ETF 42K 136 0
ISHARES TR US INDUSTRIALS 80K 671 0
ISHARES TR CORE S&P SCP ETF 68K 641 0
JOHNSON & JOHNSON COM 62K 426 0
KRANESHARES TRUST KRANESHARES CN 31K 2K 0
ELI LILLY & CO COM 119K 132 0
MARRIOTT INTL INC NEW CL A 6K 24 0
MARVELL TECHNOLOGY INC COM 110K 2K 0
MATADOR RES CO COM 27K 451 0
MATTEL INC COM 70K 4K 0
MICROSOFT CORP COM 1M 2K 0
MICRON TECHNOLOGY INC COM 162K 1K 0
MONDELEZ INTL INC CL A 2K 26 0
NEW YORK CMNTY BANCORP INC COM 345K 107K 0
NIKE INC CL B 177K 2K 0
NORTHROP GRUMMAN CORP COM 872 2 0
NOVO-NORDISK A S ADR 2K 11 0
OLIN CORP COM PAR $1 59K 1K 0
PNC FINL SVCS GROUP INC COM 933 6 0
PPG INDS INC COM 2K 13 0
PALO ALTO NETWORKS INC COM 160K 472 0
PEPSICO INC COM 44K 268 0
PFIZER INC COM 146K 5K 0
PROCTER AND GAMBLE CO COM 74K 449 0
PROGRESSIVE CORP COM 15K 73 0
QUALCOMM INC COM 57K 285 0
SAP SE SPON ADR 2K 10 0
SCHLUMBERGER LTD COM STK 77K 2K 0
SCHWAB CHARLES CORP COM 341K 5K 0
SCHWAB STRATEGIC TR US BRD MKT ETF 651K 10K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 4M 68K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 23M 228K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 7K 68 0
SCHWAB STRATEGIC TR US LCAP VA ETF 17M 227K 0
SCHWAB STRATEGIC TR US LCAP VA ETF 8K 104 0
SCHWAB STRATEGIC TR US MID-CAP ETF 15M 199K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 7K 94 0
SCHWAB STRATEGIC TR US SML CAP ETF 9M 197K 0
SCHWAB STRATEGIC TR US SML CAP ETF 3K 60 0
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 3M 126K 0
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 990 37 0
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 10M 283K 0
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 5K 148 0
SCHWAB STRATEGIC TR INTL EQTY ETF 20M 520K 0
SCHWAB STRATEGIC TR INTL EQTY ETF 12K 300 0
SCHWAB STRATEGIC TR SHT TM US TRES 1M 21K 0
SCHWAB STRATEGIC TR INTL SCEQT ETF 792K 22K 0
SEMPRA COM 3K 40 0
BLOCK INC CL A 85K 1K 0
STARBUCKS CORP COM 4K 54 0
STMICROELECTRONICS N V NY REGISTRY 72K 2K 0
TJX COS INC NEW COM 50K 451 0
T-MOBILE US INC COM 2K 10 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 112K 643 0
TEXAS INSTRS INC COM 321K 2K 0
TYSON FOODS INC CL A 83K 1K 0
US BANCORP DEL COM NEW 80K 2K 0
UNION PAC CORP COM 2K 8 0
UNITED PARCEL SERVICE INC CL B 1K 8 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 49K 266 0
VANGUARD WORLD FD ESG US STK ETF 31K 321 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 484K 10K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 9M 19K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 3K 6 0
VANGUARD INDEX FDS MID CAP ETF 100K 415 0
VANGUARD INDEX FDS VALUE ETF 295K 2K 0
VANGUARD INDEX FDS SMALL CP ETF 652K 3K 0
VULCAN MATLS CO COM 3K 11 0
WALMART INC COM 186K 3K 0
WILLIAMS COS INC COM 4K 89 0
RTX CORPORATION COM 2K 20 0
INVESCO QQQ TR UNIT SER 1 2M 3K 0
TARGET CORP COM 889 6 0
EDWARDS LIFESCIENCES CORP COM 14K 150 0
TRAVELERS COMPANIES INC COM 2K 12 0
ADOBE INC COM 92K 166 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 436K 6K 0
ALPHABET INC CAP STK CL C 393K 2K 0
ALPHABET INC CAP STK CL A 41K 224 0
AMBEV SA SPONSORED ADR 69K 34K 0
AMERICAN TOWER CORP NEW COM 2K 10 0
APOLLO GLOBAL MGMT INC COM 5K 40 0
AXON ENTERPRISE INC COM 72K 244 0
BIOGEN INC COM 90K 388 0
BROADCOM INC COM 66K 41 0
CAPITAL ONE FINL CORP COM 1K 10 0
CARDINAL HEALTH INC COM 12K 124 0
CISCO SYS INC COM 1K 24 0
COMCAST CORP NEW CL A 6K 148 0
COMPASS MINERALS INTL INC COM 29K 3K 0
CONOCOPHILLIPS COM 89K 775 0
CONSTELLATION BRANDS INC CL A 42K 165 0
CROWDSTRIKE HLDGS INC CL A 48K 125 0
DIAGEO PLC SPON ADR NEW 1K 10 0
TRUMP MEDIA & TECHNOLOGY GRO COM 164 5 0
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 82K 3K 0
DRAFTKINGS INC NEW COM CL A 51K 1K 0
DUPONT DE NEMOURS INC COM 28K 344 0
DUTCH BROS INC CL A 77K 2K 0
EQT CORP COM 65K 2K 0
ENBRIDGE INC COM 3K 75 0
ETSY INC COM 82K 1K 0
EXXON MOBIL CORP COM 171K 1K 0
META PLATFORMS INC CL A 172K 342 0
FEDEX CORP COM 314K 1K 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 68K 1K 0
FLEXSHARES TR MORNSTAR UPSTR 637K 16K 0
FREEPORT-MCMORAN INC CL B 67K 1K 0
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 64K 818 0
GE VERNOVA INC COM 75K 436 0
GENERAL MTRS CO COM 1K 24 0
PEAKSTONE REALTY TRUST COMMON SHARES 9K 831 0
IMMUNOME INC COM 473K 39K 0
INNOVATOR ETFS TRUST US SML CP PWR B 41K 1K 0
INTERCONTINENTAL EXCHANGE IN COM 27K 194 0
INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 9K 148 0
INVESCO EXCHANGE TRADED FD T WATER RES ETF 65K 1K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 151K 917 0
INVESCO EXCHANGE TRADED FD T INVESCO MSCI 3K 78 0
INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 84K 3K 0
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 72K 3K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 665K 29K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 16K 720 0
ISHARES SILVER TR ISHARES 479 18 0
ISHARES TR CORE MSCI EAFE 2M 31K 0
ISHARES INC CORE MSCI EMKT 347K 6K 0
ISHARES INC MSCI EMRG CHN 415 7 0
ISHARES TR CORE MSCI PAC 2M 25K 0
ISHARES TR IBONDS 25 TRM HG 6M 249K 0
ISHARES TR IBONDS 25 TRM HG 2K 93 0
ISHARES TR ESG AWR US AGRGT 984 21 0
ISHARES TR ESG AWARE MSCI 12K 314 0
ISHARES TR IBONDS 29 TR HI 2K 100 0
ISHARES TR IBONDS 28 TRM TS 9M 423K 0
ISHARES TR IBONDS 27 TRM TS 12M 547K 0
ISHARES TR IBONDS 27 TRM TS 2K 92 0
ISHARES TR IBONDS 26 TRM TS 13M 555K 0
ISHARES TR IBONDS 26 TRM TS 2K 90 0
ISHARES TR IBONDS 25 TRM TS 13M 567K 0
ISHARES TR IBONDS 25 TRM TS 2K 90 0
ISHARES TR IBONDS 24 TRM TS 15M 638K 0
ISHARES TR IBONDS 24 TRM TS 6K 257 0
JPMORGAN CHASE & CO. COM 241K 1K 0
J P MORGAN EXCHANGE TRADED F ACTIVE VALUE ETF 2M 37K 0
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 2M 27K 0
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 2K 30 0
JACOBS SOLUTIONS INC COM 105K 750 0
KINDER MORGAN INC DEL COM 22K 1K 0
LISTED FD TR ROUNDHILL MAGNIF 1K 30 0
LYFT INC CL A COM 43 3 0
MASTERCARD INCORPORATED CL A 883 2 0
MERCK & CO INC COM 64K 514 0
METLIFE INC COM 1K 21 0
MODERNA INC COM 94K 790 0
NETFLIX INC COM 25K 37 0
NEXTERA ENERGY INC COM 96K 1K 0
NVIDIA CORPORATION COM 2M 12K 0
NUSHARES ETF TR NUVEEN ESG MIDVL 18K 547 0
NUSHARES ETF TR ESG HI TLD CRP 10K 486 0
ORACLE CORP COM 1M 10K 0
PALANTIR TECHNOLOGIES INC CL A 2K 65 0
PHINIA INC COMMON STOCK 6K 141 0
PIMCO CORPORATE & INCM STRG COM 77K 6K 0
PIMCO ETF TR ACTIVE BD ETF 7M 81K 0
PIMCO ETF TR ENHAN SHRT MA AC 41K 403 0
PIMCO EQUITY SER RAFI ESG US 39K 1K 0
PROSHARES TR PSHS SHTFINL ETF 3K 248 0
PROSHARES TR SHRT RL EST FD 3K 164 0
PROSHARES TR BITCOIN STRATE 7K 303 0
PUBLIC STORAGE OPER CO COM 1K 4 0
SPDR S&P 500 ETF TR TR UNIT 146K 269 0
SPDR GOLD TR GOLD SHS 103K 478 0
SPDR SER TR S&P 400 MDCP GRW 259K 3K 0
SPDR SER TR PORTFOLIO S&P400 198K 4K 0
SSGA ACTIVE ETF TR SPDR TR TACTIC 15M 374K 0
SSGA ACTIVE ETF TR SPDR TR TACTIC 3K 78 0
SALESFORCE INC COM 165K 642 0
SELECT SECTOR SPDR TR ENERGY 18K 192 0
SITIO ROYALTIES CORP CLASS A COM 24K 1K 0
TESLA INC COM 308K 2K 0
TIDAL TR II YIELDMAX MSTR OP 14K 500 0
TILRAY BRANDS INC COM 18K 11K 0
UBER TECHNOLOGIES INC COM 121K 2K 0
UNITEDHEALTH GROUP INC COM 14K 27 0
VANECK ETF TRUST FALLEN ANGEL HG 2M 86K 0
VANECK ETF TRUST FALLEN ANGEL HG 6K 221 0
VANGUARD WORLD FD INF TECH ETF 150K 260 0
VENTAS INC COM 5K 103 0
VERIZON COMMUNICATIONS INC COM 46K 1K 0
VISA INC COM CL A 94K 359 0
WASTE MGMT INC DEL COM 2K 8 0
WISDOMTREE TR ITL HDG QTLY DIV 2K 43 0
XCEL ENERGY INC COM 63K 1K 0
ZILLOW GROUP INC CL C CAP STK 94K 2K 0
EATON CORP PLC SHS 67K 214 0
LINDE PLC SHS 3K 6 0
CRISPR THERAPEUTICS AG NAMEN AKT 45K 838 0
FERRARI N V COM 35K 85 0
ROYAL CARIBBEAN GROUP COM 16K 100 0