Hedge Fund Database

UCAPAMERICAS

UCAP ASSET MANAGEMENT LLC Legal Name

Adviser information for UCAPAMERICAS last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 7
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 220 $164.3M
Non-Discretionary 2 $1.2M
Total 222 $165.4M

Clients

Type Number RAUM
Individuals 77 $15.2M
HNW Individuals 104 $98.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 41 $51.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 41
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)INSTITUTIONAL ASSET ALLOCATION ADVISORY SERVICES
Compensation % of AUM12B-1 FEES

Identifiers

SEC RIA File Number 801-79625
SEC ERA File Number 801-79625
SEC CIK Numbers None
SEC CRD Numbers 170846
Legal Entity Identifier None

Principal Office

1221 BRICKELL AVENUE
SUITE 2040
MIAMI
FL
United States
Monday - Friday, 9:00-5:00
Tel: 646-809-3600, Fax: None

Websites

www.ucapamericas.com www.linkedin.com/company/union-capital-group-usa-/

Chief Compliance Officer

DINAH CARATINI
1221 BRICKELL AVENUE
SUITE 2040
MIAMI
FL
United States
Tel: 646-809-3609
(Full email address available in API data)

Regulatory Contact

SIXTO CAMPANO
CHIEF EXECUTIVE OFFICER
1221 BRICKELL AVENUE
SUITE 2040
MIAMI
FL
United States
Tel: 7865581060
(Full email address available in API data)

Industry Affiliates

CAPITAL UNION BANK LTD Banking or thrift institution
LAKE GENEVA INVESTMENT PARTNERS Other investment adviser, including financial planners
PREMIUM LIFE INSURANCE LTD. Insurance company or agency
UCAP AM PTE LTD.( SINGAPORE) Other investment adviser, including financial planners
UCAP ASSET MANAGEMENT (UK) LTD Other investment adviser, including financial planners
UCAP BAHAMAS LTD Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
UCAP HONG KONG ASSET MANAGEMENT Other investment adviser, including financial planners
UCAP SECURITIES (HK) LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealer
UCAPAMERICAS Broker-dealer, municipal securities dealer, or gov securities broker or dealer
UNION CAPITAL ASSET MANAGEMENT (TAIWAN) CO. LTD Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MASSENS, JUAN, CARLOS Individual – COO 01/2021 < 5%
UNION CAPITAL GROUP USA LLC Domestic Entity – SOLE MEMBER/OWNER 03/2015 > 75%
HOWELL, LAWRENCE, DAMON Individual HOLDCO LDH LLC OWNER 01/2022
CAMPANO, SIXTO Individual – CEO 11/2020 < 5%
Caratini, Dinah Individual – CHIEF COMPLIANCE OFFICER 07/2021 < 5%
HOLDCO LDH LLC Domestic Entity UNION CAPITAL GROUP USA LLC OWNER 01/2022 > 75%

No. Employees, Historic

20100201920202021202220232024202511 on 4/1/201911 on 9/13/201915 on 4/1/202015 on 4/14/202015 on 6/24/202015 on 9/9/202015 on 10/6/202015 on 10/8/202015 on 12/1/202015 on 3/31/202115 on 6/9/202115 on 6/10/202115 on 7/22/202115 on 8/19/202115 on 11/15/202114 on 3/16/202214 on 4/7/202214 on 5/2/202214 on 5/11/202214 on 5/27/202214 on 6/8/202214 on 7/18/202214 on 9/11/202214 on 12/21/202212 on 3/31/202312 on 5/10/202312 on 7/7/202312 on 7/21/202312 on 1/10/202412 on 3/15/2024

RAUM, Historic

300M150M0201920202021202220232024202591068377 on 4/1/201991068377 on 9/13/2019142527904 on 4/1/2020142527904 on 4/14/2020142527904 on 6/24/2020142527904 on 9/9/2020142527904 on 10/6/2020142527904 on 10/8/2020142527904 on 12/1/2020154764076 on 3/31/2021154764076 on 6/9/2021154764076 on 6/10/2021154764076 on 7/22/2021154764076 on 8/19/2021154764076 on 11/15/2021284371152 on 3/16/2022284371152 on 4/7/2022284371152 on 5/2/2022284371152 on 5/11/2022284371152 on 5/27/2022284371152 on 6/8/2022284371152 on 7/18/2022284371152 on 9/11/2022284371152 on 12/21/2022189965592 on 3/31/2023189965592 on 5/10/2023189965592 on 7/7/2023189965592 on 7/21/2023189965592 on 1/10/2024165443081 on 3/15/2024

No. Clients, Historic

3001500201920202021202220232024202591 on 4/1/201991 on 9/13/2019148 on 4/1/2020148 on 4/14/2020148 on 6/24/2020148 on 9/9/2020148 on 10/6/2020148 on 10/8/2020148 on 12/1/2020210 on 3/31/2021210 on 6/9/2021210 on 6/10/2021210 on 7/22/2021210 on 8/19/2021210 on 11/15/2021286 on 3/16/2022286 on 4/7/2022286 on 5/2/2022286 on 5/11/2022286 on 5/27/2022286 on 6/8/2022286 on 7/18/2022286 on 9/11/2022286 on 12/21/2022259 on 3/31/2023259 on 5/10/2023259 on 7/7/2023259 on 7/21/2023259 on 1/10/2024222 on 3/15/2024