IQVESTMENT, LLC
Adviser information for IQVESTMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 327 | $2.1M |
| Non-Discretionary | 0 | $0 |
| Total | 327 | $2.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $1.7M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $359,275 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 2.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| IQVESTMENT WRAP FEE PROGRAM | IQVESTMENT, LLC |
Identifiers
| SEC RIA File Number | 801-79638 |
|---|---|
| SEC ERA File Number | 801-79638 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157514 |
| Legal Entity Identifier | None |
Principal Office
12 GILL ST.SUITE 5450
WOBURN
MA
United States
Monday - Friday, 9AM-4PM
Tel: 877-486-4702, Fax: None
Websites
Chief Compliance Officer
JUSTIN DAUSCH
CHIEF COMPLIANCE OFFICER
12 GILL ST.
SUITE 5700
WOBURN
MA
United States
Tel:
781-771-6032
J******@**********************M
(Full email address available in API data)
Regulatory Contact
MARK HEALY
CEO
12 GILL ST.
SUITE 5700
WOBURN
MA
United States
Tel:
631-742-9805
M*****@**********O
(Full email address available in API data)
Industry Affiliates
| OLIVER INVESTMENTS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, ETHAN, TEEL | Individual | – | DIRECTOR OF TRADING AND OPERATIONS | 04/2019 | < 5% |
| Dausch, Justin, Carter | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2019 | < 5% |
| HEALY, MARK, CHRISTOPHER | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2020 | < 5% |
| IQVESTMENT HOLDINGS, LLC | Domestic Entity | – | SOLE OWNER | 03/2020 | > 75% |
| Cott, James, Richard | Individual | – | CHIEF FINANCIAL OFFICER | 11/2021 | < 5% |
| GUTHERY, JOHN, ARMISTEAD | Individual | – | CHIEF INVESTMENT OFFICER | 07/2022 | < 5% |