Hedge Fund Database

PARAGON WEALTH STRATEGIES, LLC.

Adviser information for PARAGON WEALTH STRATEGIES, LLC. last updated from Form ADV on December 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,471 $446.0M
Non-Discretionary 30 $10.3M
Total 1,501 $456.3M

Clients

Type Number RAUM
Individuals 282 $137.1M
HNW Individuals 146 $318.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $466,624
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-79640
SEC ERA File Number 801-79640
SEC CIK Numbers 1680638
SEC CRD Numbers 146543
Legal Entity Identifier None

Principal Office

10245 CENTURION PKWY N.
STE. 106
JACKSONVILLE
FL
United States
Monday - Friday, 9AM - 5PM
Tel: 904-861-0093, Fax: 904-861-0098

Websites

www.retirementcoursejax.com www.linkedin.com/company/1352890 www.yelp.com/biz/paragon-wealth-strategies-jacksonville www.napfa.org/firm/6957/8046 www.facebook.com/paragonwealthstrategies/ www.wealthguards.com www.linkedin.com/in/wealthguards/ www.youtube.com/user/paragonwealthstrateg

Chief Compliance Officer

MICHELLE ASH
MEMBER/MANAGER
10245 CENTURION PKWY N.
STE 106
JACKSONVILLE
FL
United States
Tel: 904-861-0093
Fax: 904-861-0098
(Full email address available in API data)

Regulatory Contact

JONATHAN CASTLE
MEMBER/MANAGER
10245 CENTURION PKWY N.
STE 106
JACKSONVILLE
FL
United States
Tel: 904-861-0093
Fax: 904-861-0098
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CASTLE, JONATHAN, NEAL Individual – MANAGING PARTNER/CHIEF INVESTMENT OFFICER 03/2008 < 5%
ASH, MICHELLE, LYNNE Individual – CHIEF COMPLIANCE OFFICER/MANAGING PARTNER/CHIEF OPERATING OFFICER 03/2008 < 5%
RASMUSSEN, KAREN, LYNN Individual – VP CLIENT RELATIONS 04/2014 < 5%
SNIDER, SCOTT, WESLEY Individual – PARTNER 03/2021 < 5%
AGUILAR, IAN, MARCELLO Individual – PARTNER 03/2021 < 5%
MERCER GLOBAL ADVISORS INC. Domestic Entity – PARENT COMPANY 11/2023 > 75%

No. Employees, Historic

10502019202020212022202320247 on 7/3/20197 on 7/3/20198 on 3/25/20208 on 5/23/202010 on 11/5/202010 on 12/11/202010 on 1/5/202110 on 3/16/202110 on 3/17/202110 on 7/8/202110 on 3/29/202210 on 4/1/202210 on 6/22/202210 on 11/3/202210 on 1/11/202310 on 3/22/202310 on 3/23/202310 on 12/7/2023

RAUM, Historic

600M300M0201920202021202220232024293890957 on 7/3/2019293890957 on 7/3/2019320815223 on 3/25/2020320815223 on 5/23/2020320815223 on 11/5/2020320815223 on 12/11/2020320815223 on 1/5/2021467691871 on 3/16/2021467691871 on 3/17/2021467691871 on 7/8/2021530047320 on 3/29/2022530047320 on 4/1/2022530047320 on 6/22/2022530047320 on 11/3/2022530047320 on 1/11/2023456298012 on 3/22/2023456298012 on 3/23/2023456298012 on 12/7/2023

No. Clients, Historic

5002500201920202021202220232024273 on 7/3/2019273 on 7/3/2019279 on 3/25/2020279 on 5/23/2020279 on 11/5/2020279 on 12/11/2020279 on 1/5/2021361 on 3/16/2021361 on 3/17/2021361 on 7/8/2021399 on 3/29/2022399 on 4/1/2022399 on 6/22/2022399 on 11/3/2022399 on 1/11/2023428 on 3/22/2023428 on 3/23/2023428 on 12/7/2023

Holdings

From latest 13F, filed January 3rd, 2024 for period ending December 31st, 2023
Name Class Value $USD # Shares Private Fund
AMAZON.COM INC Stock 297K 2K 0
POWERSHARES QQQ TR ETF 37M 91K 0
STARBUCKS CORP Stock 226K 2K 0
JOHNSON & JOHNSON COM Stock 769K 5K 0
HELIX ENERGY SOLUTIONS GRP INC COM Stock 103K 10K 0
COSTCO WHOLESALE CORP Stock 449K 680 0
NETFLIX COM INC Stock 256K 525 0
VERTEX PHARMACEUTICALS INC COM Stock 534K 1K 0
GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF ETF 433K 13K 0
HOME DEPOT Stock 620K 2K 0
PACER US SMALL CAP CASH COWS 100 ETF ETF 32M 661K 0
SCHWAB U.S. SMALL-CAP ETF ETF 258K 5K 0
ISHARES RUSSELL 1000 GROWTH ETF ETF 38M 124K 0
SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 222K 3K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 2M 6K 0
CSX CORP Stock 359K 10K 0
MICROSOFT Stock 2M 5K 0
ISHARES INVESTMENT GRADE BOND FACTOR ETF ETF 12M 263K 0
BERKSHIRE HATHAWAY INC DEL CL A Stock 2M 3 0
TESLA MOTORS INC Stock 661K 3K 0
VANGUARD S&P 500 ETF ETF 47M 107K 0
ELI LILLY & CO COM Stock 221K 378 0
FIRST SOLAR INC Stock 867K 5K 0
DIMENSIONAL U.S. CORE EQUITY 2 ETF ETF 42M 1M 0
DIMENSIONAL INTERNATIONAL VALUE ETF ETF 43M 1M 0
VANGUARD VALUE ETF ETF 221K 1K 0
CALAMOS DYNAMIC CONV & INCOME COM CEF 362K 18K 0
DIMENSIONAL US HIGH PROFITABILITY ETF ETF 31M 1M 0
DIMENSIONAL US MARKETWIDE VALUE ETF ETF 29M 774K 0
MAINSTAY MACKAY DEFINEDTERM MU COM CEF 181K 11K 0
NVIDIA CORP Stock 378K 763 0
ISHARES TR GOLDMAN SACHS SEMICONDUCTOR ETF 201K 349 0
NEOS ETF TRUST ETF 17M 347K 0
ISHARES AMT-FREE MUNI BOND ETF ETF 258K 2K 0
REAVES UTIL INCOME FD COM SH BEN INT CEF 249K 9K 0
ALPHABET INC CAP STK CL C Stock 578K 4K 0
ISHARES 20 YR TREASURY ETF ETF 12M 120K 0
EXXON MOBIL CORP COM Stock 229K 2K 0
LOWES COS INC COM Stock 445K 2K 0
APPLE INC Stock 9M 48K 0