PACER ADVISORS, INC.
Adviser information for PACER ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 17 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 47 | $35.1B |
| Non-Discretionary | 0 | $0 |
| Total | 47 | $35.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $35.1B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Principal Office
500 CHESTERFIELD PARKWAYMALVERN
PA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 855-780-8100, Fax: 610-644-7177
Websites
Chief Compliance Officer
JEFF JOHNSON
CHIEF COMPLIANCE OFFICER
500 CHESTERFIELD PARKWAY
MALVERN
PA
United States
Tel:
610-981-6246
Fax:
610 644-7177
J**************@*****************M
(Full email address available in API data)
Regulatory Contact
JOE M. THOMSON
PRESIDENT
500 CHESTERFIELD PARKWAY
MALVERN
PA
United States
Tel:
855-780-8100
Fax:
610-644-7177
J**********@*****************M
(Full email address available in API data)
Industry Affiliates
| PACER FINANCIAL, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THOMSON, JOE, MCKEE | Individual | – | PRESIDENT | 03/2005 | 50-75% |
| THOMSON, JOANN, Marie | Individual | – | TREASURER/SECRETARY | 03/2005 | 5-10% |
| BRADBARD, ASHLEE, ANN THOMSON | Individual | – | SVP | 10/2015 | 5-10% |
| ZELLER, KIMBERLY, L. T. | Individual | – | VICE PRESIDENT, KEY ACCOUNTS | 01/2015 | 5-10% |
| OHARA, SEAN, EDWARD | Individual | – | DIRECTOR | 04/2019 | 10-25% |
| Johnson, Jeffrey, Shawn | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |