GF INTERNATIONAL
GF INTERNATIONAL INVESTMENT MANAGEMENT LIMITED Legal Name
Adviser information for GF INTERNATIONAL last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $575.8M |
| Non-Discretionary | 0 | $0 |
| Total | 21 | $575.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1 | $2.0M |
| Banking or thrift institutions | 4 | $180.9M |
| Investment companies | 1 | $20.6M |
| Business development companies | 10 | $214.3M |
| Pooled investment vehicles | 6 | $158.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-79673 |
|---|---|
| SEC ERA File Number | 801-79673 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170990 |
| Legal Entity Identifier | 25490086TTF7Z2MMP179 |
Principal Office
SUITES 3503-3505, 35/F, TWO INTERNATIONAL FINANCECENTRE, 8 FINANCE STREET, CENTRAL
HONG KONG
China
Monday - Friday, 9:00 - 18:00
Tel: 852 3695 2808, Fax: 852 3698 2880
Websites
Chief Compliance Officer
CELINE LIAO
HEAD OF LEGAL & COMPLIANCE
SUITES 3503-3505, 35/F, TWO INTERNATIONAL FINANCE
CENTRE, 8 FINANCE STREET, CENTRAL
HONG KONG
China
Tel:
852 3695 2808
Fax:
852 3698 2880
C*********@*************K
(Full email address available in API data)
Regulatory Contact
SIMON SHANGGUAN
CHIEF EXECUTIVE OFFICER
SUITES 3503-3505, 35/F, TWO INTERNATIONAL FINANCE
CENTRE, 8 FINANCE STREET, CENTRAL
HONG KONG
China
Tel:
852 3695 2868
Fax:
852 3698 2880
S**************@*************K
(Full email address available in API data)
Industry Affiliates
| GF FUND MANAGEMENT COMPANY LIMTIED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GF FUND MANAGEMENT COMPANY LIMITED | Foreign Entity | – | SHAREHOLDER | 12/2010 | > 75% |
| GF SECURITIES COMPANY LIMITED | Foreign Entity | GF FUND MANAGEMENT COMPANY LIMITED | SHARHOLDER | 08/2003 | 50-75% |
| Liao, Pei Tsen | Individual | – | CHEIF COMPLIANCE OFFICER | 09/2016 | < 5% |
| SHANGGUAN, PENG | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2018 | < 5% |
| WANG, Yimei | Individual | – | CHIEF OPERATING OFFICER | 01/2018 | < 5% |
| Wang, Fan | Individual | – | DIRECTOR | 03/2021 | < 5% |
| WANG, Haitai | Individual | – | DIRECTOR | 11/2023 | < 5% |