RETIREMENT PLANOLOGY, INC.
Adviser information for RETIREMENT PLANOLOGY, INC. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 38 | $58.1M |
| Non-Discretionary | 25 | $133.6M |
| Total | 63 | $191.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 63 | $191.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79679 |
|---|---|
| SEC ERA File Number | 801-79679 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171302 |
| Legal Entity Identifier | None |
Principal Office
950 N WASHINGTON STSTE 242
ALEXANDRIA
VA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 703-595-2829, Fax: None
Chief Compliance Officer
COURTENAY SHIPLEY
OWNER
950 N WASHINGTON ST
STE 242
ALEXANDRIA
VA
United States
Tel:
703-595-2829
Regulatory Contact
ASHLEIGH SWAYZE
COUNSEL
660 NEWTOWN YARDLEY RD
SUITE 105
NEWTOWN
PA
United States
Tel:
646-395-3900
I***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHIPLEY, COURTENAY, VIRGINIA | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 04/2014 | > 75% |
| JEFFERIS, ADAM, JOHN | Individual | – | VICE PRESIDENT | 07/2022 | 10-25% |