HELVETIA INVESTMENT ADVISORS
H I A - HELVETIA INVESTMENT ADVISORS SA Legal Name
Adviser information for HELVETIA INVESTMENT ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 34 | $233.4M |
| Non-Discretionary | 19 | $123.3M |
| Total | 53 | $356.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $1.1M |
| HNW Individuals | 47 | $355.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesGLOBAL REPORTING & RISK ANALYSIS OF CLIENT PORTFOLIO INCLUDING ASSETS NOT UNDER MANAGEMENT |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-79688 |
|---|---|
| SEC ERA File Number | 801-79688 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171155 |
| Legal Entity Identifier | None |
Principal Office
VIA DELLA POSTA 4LUGANO
Switzerland
Monday - Friday, 9AM - 5PM
Tel: +41919100583, Fax: +41919100588
Websites
Chief Compliance Officer
GIAMPAOLO BONALUMI
CCO/CEO
VIA DELLA POSTA 4
LUGANO
Switzerland
Tel:
+41919100582
Fax:
+41919100588
I***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BONALUMI, GIAMPAOLO | Individual | – | CCO/CEO | 08/2018 | 25-50% |
| KLITSCH, DIRK | Individual | – | CIO | 03/2020 | 5-10% |