SYSTIMA CAPITAL MANAGEMENT
SYSTIMA CAPITAL MANAGEMENT LLC Legal Name
Adviser information for SYSTIMA CAPITAL MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $469.4M |
| Non-Discretionary | 5 | $109.7M |
| Total | 7 | $579.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $417.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $161.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsMUNICIPAL ADVISORY SERVICES |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesADMINISTRATOR, ACQUISITION AND ORIGINATION FEES |
| Other Business Activities | Commodity pool operator or commodity trading advisorRegistered municipal advisor |
Identifiers
| SEC RIA File Number | 801-79703 |
|---|---|
| SEC ERA File Number | 801-79703 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168318 |
| Legal Entity Identifier | None |
Principal Office
444 WEST LAKE STSTE 4925
CHICAGO
IL
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 312-481-7229, Fax: NONE
Chief Compliance Officer
CONOR O'GRADY
CHIEF FINANCIAL OFFICER
444 WEST LAKE ST.
STE 4925
CHICAGO
IL
United States
Tel:
312-481-7229
Fax:
NONE
C***********@*****************M
(Full email address available in API data)
Regulatory Contact
JOHN VARONES
CHIEF EXECUTIVE OFFICER
444 W. LAKE STREET
STE 4925
CHICAGO
IL
United States
Tel:
(312) 481-7959
C*********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAHI TEBS II LLC | Private Equity Fund | $6.7M | $0.3M | 3 |
| SYSTIMA AFFORDABLE HOUSING CREDIT OPPORTUNITIES FUND III LP | Private Equity Fund | $307.7M | $10.0M | 5 |
| SYSTIMA AFFORDABLE HOUSING FINANCE FUND I LP | Private Equity Fund | $39.8M | $0.5M | 4 |
| SYSTIMA SCR2 DEBT OPPORTUNITY FUND LLC | Private Equity Fund | $14.2M | $38.0M | 1 |
| SYSTIMA SCR3 DEBT OPPORTUNITY FUND LLC | Private Equity Fund | $22.8M | $32.5M | 11 |
| SYSTIMA SUPPORTIVE HOUSING OPPORTUNITIES FUND I, LP | Private Equity Fund | $26.1M | $3.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VARONES, JOHN, NICHOLAS | Individual | – | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | 08/2010 | > 75% |
| O'GRADY, CONOR, (NMN) | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 08/2019 | < 5% |
| AOSE HOLDINGS I LLC | Domestic Entity | – | MEMBER | 01/2019 | > 75% |
| VARONES, JOHN, NICHOLAS | Individual | AOSE HOLDINGS I LLC | MANAGING MEMBER | 12/2018 | > 75% |