ADVANTAGE CAPITAL MANAGEMENT
ADVANTAGE CAPITAL MANAGEMENT LLC Legal Name
Adviser information for ADVANTAGE CAPITAL MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 30 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $6.1B |
| Non-Discretionary | 4 | $352.0M |
| Total | 13 | $6.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $346.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 9 | $6.1B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPORTFOLIO MANAGEMENT FOR INSURANCE COMPANIES |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-79707 |
|---|---|
| SEC ERA File Number | 801-79707 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171128 |
| Legal Entity Identifier | None |
Principal Office
1180 AVENUE OF THE AMERICAS21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5:00 PM
Tel: (332) 245 3563, Fax: (332) 777 1004
Websites
Chief Compliance Officer
MICHAEL SALIBA
1180 AVENUE OF THE AMERICAS
21ST FLOOR
NEW YORK
NY
United States
Tel:
312-909-5467
M******@*******M
(Full email address available in API data)
Regulatory Contact
GERY SADZEWICZ
CONSULTANT
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Industry Affiliates
| 1128 CAPITAL, LLC | Other investment adviser, including financial planners |
| ADVANTAGE WEST, LLC | Insurance company or agency |
| ATLANTIC COAST LIFE INSURNCE COMPANY | Insurance company or agency |
| CAPRICE CAPITAL PARTNERS, LLC | Other investment adviser, including financial planners |
| FOXTROT REINSURANCE LLC | Insurance company or agency |
| HALSEY POINT ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| HAYMARKET INSURANCE COMPANY | Insurance company or agency |
| JAZZ REINSURANCE COMPANY | Insurance company or agency |
| KOPENTECH CAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PRIMEHEALTH GROUP LLC | Insurance company or agency |
| SENTINEL SECURITY LIFE INSURANCE COMPANY | Insurance company or agency |
| SOUTHERN ATLANTIC REINSURANCE COMPANY | Insurance company or agency |
| SPP CREDIT ADVISORS II LLC | Other investment adviser, including financial planners |
| SPP CREDIT ADVISORS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LIBRESINE I LLC | RATING FUND | $143.0M | $0.0M | 1 |
| PISTOSI I LLC | RATING FUND | $194.6M | $0.0M | 1 |
| SPP OPPORTUNITIES LLC | RATING FUND | $26.5M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADVANTAGE CAPITAL HOLDINGS LLC | Domestic Entity | – | MEMBER | 03/2014 | > 75% |
| KING, KENNETH, NMN | Individual | – | PRESIDENT | 03/2014 | < 5% |
| KING, KENNETH, NMN | Individual | ADVANTAGE CAPITAL HOLDINGS LLC | MEMBER | 07/2012 | > 75% |
| SALIBA, MICHAEL, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |
| ADVANTAGE CAPITAL PARTNERS LLC | Domestic Entity | ADVANTAGE CAPITAL HOLDINGS LLC | OWNER | 07/2012 | > 75% |