ANDBANC ADVISORY LLC
Adviser information for ANDBANC ADVISORY LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 231 | $422.4M |
| Non-Discretionary | 210 | $432.6M |
| Total | 441 | $855.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 88 | $171.0M |
| HNW Individuals | 353 | $684.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 95 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-79716 |
|---|---|
| SEC ERA File Number | 801-79716 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150463 |
| Legal Entity Identifier | 2138008YUO72VA8TKF54 |
Principal Office
201 S. BISCAYNE BLVD.SUITE 1100
MIAMI
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 305-702-0601, Fax: 305-704-8277
Chief Compliance Officer
JOHN J. ZENO
CHIEF COMPLIANCE OFFICER
201 S. BISCAYNE BLVD.
SUITE 1100
MIAMI
FL
United States
Tel:
786-780-1765
Fax:
305-704-8277
J****@******************M
(Full email address available in API data)
Regulatory Contact
IVAN DOLZ
CEO
201 S. BISCAYNE BLVD.
SUITE 1100
MIAMI
FL
United States
Tel:
305-507-1052
Fax:
305-704-8277
I****@******************M
(Full email address available in API data)
Industry Affiliates
| ANDBANK | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDBANC WEALTH MANAGEMENT LLC | Domestic Entity | – | MEMBER | 11/2010 | > 75% |
| ZUMZEIGA B.V. | Foreign Entity | ANDBANC WEALTH MANAGEMENT LLC | MEMBER | 08/2022 | > 75% |
| ANDORRA BANC AGRICOL REIG, S.A. | Foreign Entity | ZUMZEIGA B.V. | SHAREHOLDER | 12/2002 | > 75% |
| DOLZ DE ESPEJO, IVAN | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2022 | < 5% |
| DINAMARCA ARANEDA, RUBEN, ANDRES | Individual | – | RISK MANAGER | 06/2022 | < 5% |
| ZENO, JOHN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |