Hedge Fund Database

KEEN WEALTH ADVISORS

KWMG, LLC Legal Name

Adviser information for KEEN WEALTH ADVISORS last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 24
Investment Advisory/Research 24
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,385 $912.3M
Non-Discretionary 1 $2.6M
Total 2,386 $914.9M

Clients

Type Number RAUM
Individuals 519 $178.1M
HNW Individuals 341 $727.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $2.4M
Charitable organizations <5 $4.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 853.2M
Portfolio Manager to Program Sponsor
KEEN WEALTH ADVISORS' WRAP FEE PROGRAM KEEN WEALTH ADVISORS

Identifiers

SEC RIA File Number 801-79725
SEC ERA File Number 801-79725
SEC CIK Numbers 1633024
SEC CRD Numbers 170293
Legal Entity Identifier None

Principal Office

7500 COLLEGE BLVD., SUITE 1000
OVERLAND PARK
KS
United States
Monday - Friday, 8AM - 4:30PM (CST)
Tel: (913) 624-1841, Fax: (913) 701-3070

Websites

www.linkedin.com/in/bill-keen-crpc%c2%ae-b3536830 www.linkedin.com/company/18693072/ www.facebook.com/keenwealthadvisors/ www.keenwealthadvisors.com vimeo.com/user92791065 www.youtube.com/@keenwealthadvisors/featured

Chief Compliance Officer

MATTHEW WILSON
PRESIDENT AND CIO
7500 COLLEGE BLVD., SUITE 1000
OVERLAND PARK
KS
United States
Tel: (913) 624-1841
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WILSON, MATTHEW, DAVID Individual – CHIEF INVESTMENT OFFICER 07/2018 < 5%
KEEN, WILLIAM, TRELL Individual – MANAGING MEMBER 05/2014 < 5%
KWA HOLDINGS, LLC Domestic Entity – OWNER 01/2021 > 75%
WILLIAM T. KEEN TRUST DATED AUGUST 27, 2008 Domestic Entity KWA HOLDINGS, LLC OWNER 01/2021 > 75%
MDW HOLDINGS, LLC Domestic Entity – OWNER 04/2021 5-10%
WILSON, MATTHEW, DAVID Individual MDW HOLDINGS, LLC OWNER 12/2009 > 75%
KEEN, WILLIAM, TRELL Individual WILLIAM T. KEEN TRUST DATED AUGUST 27, 2008 TRUSTEE 08/2008 > 75%
WILSON, MATTHEW, DAVID Individual – CHIEF COMPLIANCE OFFICER 07/2021 < 5%
WILSON, MATTHEW, DAVID Individual – PRESIDENT 08/2021 < 5%

No. Employees, Historic

30150201920202021202220232024202517 on 5/20/201917 on 1/10/202017 on 1/23/202014 on 2/12/202014 on 2/21/202014 on 6/24/202014 on 7/14/202014 on 8/10/202014 on 11/6/202014 on 2/19/202114 on 2/24/202116 on 3/23/202116 on 4/23/202116 on 4/30/202116 on 7/29/202116 on 9/13/202116 on 9/30/202116 on 11/23/202118 on 3/28/202218 on 4/22/202218 on 6/29/202218 on 9/23/202218 on 11/11/202223 on 3/21/202323 on 8/10/202323 on 10/20/202324 on 11/30/202324 on 3/25/2024

RAUM, Historic

1B500M02019202020212022202320242025426758799 on 5/20/2019426758799 on 1/10/2020426758799 on 1/23/2020497364138 on 2/12/2020497364138 on 2/21/2020497364138 on 6/24/2020497364138 on 7/14/2020497364138 on 8/10/2020497364138 on 11/6/2020497364138 on 2/19/2021497364138 on 2/24/2021606488567 on 3/23/2021606488567 on 4/23/2021606488567 on 4/30/2021606488567 on 7/29/2021606488567 on 9/13/2021606488567 on 9/30/2021606488567 on 11/23/2021780517070 on 3/28/2022780517070 on 4/22/2022780517070 on 6/29/2022780517070 on 9/23/2022780517070 on 11/11/2022743124947 on 3/21/2023743124947 on 8/10/2023743124947 on 10/20/2023743124947 on 11/30/2023914904729 on 3/25/2024

No. Clients, Historic

90045002019202020212022202320242025479 on 5/20/2019479 on 1/10/2020479 on 1/23/2020599 on 2/12/2020599 on 2/21/2020599 on 6/24/2020599 on 7/14/2020599 on 8/10/2020599 on 11/6/2020599 on 2/19/2021599 on 2/24/2021649 on 3/23/2021649 on 4/23/2021649 on 4/30/2021649 on 7/29/2021649 on 9/13/2021649 on 9/30/2021649 on 11/23/2021729 on 3/28/2022729 on 4/22/2022729 on 6/29/2022729 on 9/23/2022729 on 11/11/2022789 on 3/21/2023789 on 8/10/2023789 on 10/20/2023789 on 11/30/2023860 on 3/25/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 213K 1K –
AFLAC INC COM 7M 79K –
ALPHABET INC CAP STK CL C 802K 4K –
ALPHABET INC CAP STK CL A 560K 3K –
ALTRIA GROUP INC COM 6M 127K –
AMAZON COM INC COM 1M 8K –
AMERICAN AIRLS GROUP INC COM 4M 371K –
AMERICAN CENTY ETF TR US EQT ETF 11M 116K –
AMGEN INC COM 6M 19K –
AON PLC SHS CL A 6M 19K –
APPLE INC COM 5M 25K –
ARES MANAGEMENT CORPORATION CL A COM STK 512K 4K –
AT&T INC COM 5M 279K –
BATH & BODY WORKS INC COM 5M 120K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 9K –
BOEING CO COM 5M 27K –
CANADIAN NATL RY CO COM 6M 50K –
CAPITAL ONE FINL CORP COM 6M 40K –
CARDINAL HEALTH INC COM 12M 126K –
CARLISLE COS INC COM 8M 20K –
COCA COLA CO COM 435K 7K –
CORNING INC COM 6M 150K –
COSTCO WHSL CORP NEW COM 601K 707 –
COTERRA ENERGY INC COM 5M 196K –
DELTA AIR LINES INC DEL COM NEW 6M 120K –
DEVON ENERGY CORP NEW COM 5M 107K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 26M 432K –
DOLLAR GEN CORP NEW COM 5M 37K –
DUPONT DE NEMOURS INC COM 6M 69K –
EASTMAN CHEM CO COM 5M 48K –
EDISON INTL COM 6M 82K –
ETF SER SOLUTIONS DEFIANCE NEXT 5M 108K –
GARMIN LTD SHS 205K 1K –
HOME BANCSHARES INC COM 6M 251K –
HOME DEPOT INC COM 6M 17K –
HONEYWELL INTL INC COM 360K 2K –
INTERNATIONAL BUSINESS MACHS COM 6M 34K –
INTERNATIONAL PAPER CO COM 6M 140K –
INVESCO EXCHANGE TRADED FD T LEISURE AND ENTE 2M 38K –
INVESCO QQQ TR UNIT SER 1 25M 52K –
ISHARES TR IBOXX HI YD ETF 19M 247K –
ISHARES TR S&P 500 GRWT ETF 25M 266K –
ISHARES TR EXPANDED TECH 6M 71K –
ISHARES TR S&P MC 400VL ETF 332K 3K –
ISHARES TR CORE S&P MCP ETF 664K 11K –
ISHARES TR CORE MSCI EAFE 988K 14K –
ISHARES TR S&P 500 VAL ETF 20M 112K –
ISHARES TR ISHS 1-5YR INVS 13M 260K –
ISHARES TR SHORT TREAS BD 11M 99K –
ISHARES TR CORE S&P500 ETF 5M 9K –
ISHARES TR GLB INFRASTR ETF 4M 82K –
ISHARES TR CORE S&P SCP ETF 654K 6K –
ISHARES TR CORE S&P TTL STK 814K 7K –
ISHARES TR 0-5 YR TIPS ETF 15M 151K –
ISHARES TR TIPS BD ETF 28M 261K –
ISHARES TR SELECT DIVID ETF 12M 99K –
ISHARES TR SHRT NAT MUN ETF 3M 28K –
ISHARES TR NATIONAL MUN ETF 3M 29K –
ISHARES TR MSCI USA MIN VOL 10M 119K –
ISHARES U S ETF TR BLACKROCK SHORT 2M 48K –
ISHARES U S ETF TR BLACKROCK SH DUR 13M 259K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 13M 260K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 2M 32K –
JEFFERIES FINL GROUP INC COM 828K 17K –
JOHNSON & JOHNSON COM 337K 2K –
JPMORGAN CHASE & CO. COM 265K 1K –
JUNIPER NETWORKS INC COM 6M 160K –
KIMBERLY-CLARK CORP COM 6M 45K –
KROGER CO COM 6M 112K –
LAM RESEARCH CORP COM 8M 8K –
LENNAR CORP CL A 5M 35K –
LOWES COS INC COM 386K 2K –
LYONDELLBASELL INDUSTRIES N SHS - A - 5M 54K –
MARATHON PETE CORP COM 6M 37K –
MCDONALDS CORP COM 249K 978 –
META PLATFORMS INC CL A 203K 403 –
MICROSOFT CORP COM 9M 21K –
NATIONAL FUEL GAS CO COM 6M 103K –
NGL ENERGY PARTNERS LP COM UNIT REPST 250K 49K –
NRG ENERGY INC COM NEW 7M 93K –
NVIDIA CORPORATION COM 2M 13K –
PFIZER INC COM 4M 158K –
PHILIP MORRIS INTL INC COM 286K 3K –
PIMCO ETF TR ACTIVE BD ETF 12M 127K –
PIMCO ETF TR ENHAN SHRT MA AC 17M 169K –
PROCTER AND GAMBLE CO COM 951K 6K –
PROSHARES TR ULTRAPRO QQQ 923K 13K –
PROSHARES TR ULTRPRO S&P500 389K 5K –
PROSPERITY BANCSHARES INC COM 6M 90K –
ROCKWELL AUTOMATION INC COM 6M 20K –
ROSS STORES INC COM 7M 48K –
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 7M 64K –
SEALED AIR CORP NEW COM 4M 125K –
SELECT SECTOR SPDR TR SBI INT-UTILS 7M 108K –
SELECT SECTOR SPDR TR TECHNOLOGY 8M 35K –
SELECT SECTOR SPDR TR SBI CONS STPLS 7M 96K –
SPDR S&P 500 ETF TR TR UNIT 531K 976 –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 272K 508 –
SPDR SER TR FACTST INV ETF 4M 28K –
SPDR SER TR NUVEEN BLOOMBERG 2M 94K –
SPDR SER TR S&P DIVID ETF 640K 5K –
SPDR SER TR NUVEEN BLMBRG SH 4M 82K –
STRYKER CORPORATION COM 454K 1K –
SYNCHRONY FINANCIAL COM 6M 132K –
TEXAS INSTRS INC COM 202K 1K –
TEXTRON INC COM 7M 81K –
TJX COS INC NEW COM 8M 71K –
T-MOBILE US INC COM 212K 1K –
UNITEDHEALTH GROUP INC COM 259K 508 –
VALERO ENERGY CORP COM 13M 81K –
VANECK ETF TRUST SEMICONDUCTR ETF 8M 32K –
VANECK ETF TRUST INTRMDT MUNI ETF 261K 6K –
VANGUARD BD INDEX FDS SHORT TRM BOND 22M 287K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 25M 352K –
VANGUARD INDEX FDS REAL ESTATE ETF 29M 340K –
VANGUARD INDEX FDS MID CAP ETF 930K 4K –
VANGUARD INDEX FDS SMALL CP ETF 301K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 5M 21K –
VANGUARD INDEX FDS GROWTH ETF 4M 11K –
VANGUARD INDEX FDS LARGE CAP ETF 868K 3K –
VANGUARD INDEX FDS MCAP VL IDXVIP 28M 184K –
VANGUARD INDEX FDS MCAP GR IDXVIP 31M 133K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 20M 450K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 669K 11K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 17M 226K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 8M 43K –
VANGUARD STAR FDS VG TL INTL STK F 551K 9K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 46M 929K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 13M 188K –
VANGUARD WORLD FD INF TECH ETF 13M 23K –
VANGUARD WORLD FD CONSUM DIS ETF 4M 14K –
WALGREENS BOOTS ALLIANCE INC COM 5M 433K –
WESTROCK CO COM 6M 129K –
WHIRLPOOL CORP COM 4M 44K –