FREEDOM 3 CAPITAL LLC

FREEDOM 3 CAPITAL, LLC Legal Name

Adviser information for FREEDOM 3 CAPITAL LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	17
Investment Advisory/Research	11
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	36	$1.1B
Non-Discretionary	0	$0
Total	36	$1.1B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	18	$886.3M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	<5	$141.9M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	7	$85.9M

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	9
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based feesOFFSET PORTFOLIO COMPANY FEES; % OF OID/CLOSING FEES

Identifiers

SEC RIA File Number	801-79747
SEC ERA File Number	801-79747
SEC CIK Numbers	None
SEC CRD Numbers	170786
Legal Entity Identifier	None

Principal Office

TOWER 49
12 EAST 49TH STREET, 27TH FLOOR
NEW YORK
NY
United States

Monday - Friday, 9:00 A.M. - 5:00 P.M.

Tel: (212) 235-2160, Fax: None

Websites

www.freedom3.com www.linkedin.com/company/5220689/ www.freedomiiicapital.com www.freedom3capital.com

Chief Compliance Officer

DANIEL S. TAMKIN

PARTNER AND CHIEF OPERATING OFFICER

TOWER 49

12 EAST 49TH STREET, 27TH FLOOR

NEW YORK

United States

Tel: (212) 235-2163

D*********@***********M

(Full email address available in API data)

Regulatory Contact

MICHAEL ANDREWS

DIRECTOR OF COMPLIANCE

TOWER 49

12 EAST 49TH STREET, 27TH FLOOR

NEW YORK

United States

Tel: (212)-235-2169

M**************@***********M

(Full email address available in API data)

Industry Affiliates

FREEDOM 3 CAPITAL, LLC	Sponsor, GP, manager of pooled investment vehicles
FREEDOM 3 GP II LLC	Sponsor, GP, manager of pooled investment vehicles
FREEDOM 3 GP IV, LLC	Sponsor, GP, manager of pooled investment vehicles
FREEDOM 3 LF GP, LLC	Sponsor, GP, manager of pooled investment vehicles
SAME	Sponsor, GP, manager of pooled investment vehicles
SAME	Sponsor, GP, manager of pooled investment vehicles
SAME	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
F3 2018 FEEDER, LLC	PRIVATE CREDIT FUND	$26.6M	$0.1M	30
F3 BASEBALL, LLC	Private Equity Fund	$8.0M	$0.3M	6
F3 INVESTMENTS IV RATED FEEDER-A, LLC	PRIVATE CREDIT FUND	$219.9M	$2.0M	13
F3 INVESTMENTS IV RATED FEEDER-B, LLC	PRIVATE CREDIT FUND	$46.5M	$0.5M	42
F3 INVESTMENTS V RATED FEEDER, LLC	PRIVATE CREDIT FUND	$101.6M	$1.0M	85
F3 SENIOR FINANCE, LLC	PRIVATE CREDIT FUND	$96.9M	$1.0M	16
F3C 2019 SPV, LLC	PRIVATE CREDIT FUND	$14.4M	$0.1M	10
F3C AK, LLC	Private Equity Fund	$57.8M	$1.0M	7
F3C DENTAL, LLC	Private Equity Fund	$1.6M	$1.0M	6
F3C FOODS, LLC	Private Equity Fund	$23.5M	$0.3M	3
F3C WISP, LLC	Private Equity Fund	$11.1M	$0.0M	3
FREEDOM 3 INVESTMENTS II LP	PRIVATE CREDIT FUND	$17.7M	$0.1M	29
FREEDOM 3 INVESTMENTS III LP	PRIVATE CREDIT FUND	$120.8M	$0.1M	55
FREEDOM 3 INVESTMENTS IV, LP	PRIVATE CREDIT FUND	$315.7M	$2.0M	13
FREEDOM 3 INVESTMENTS RATED, LLC	PRIVATE CREDIT FUND	$64.7M	$1.5M	2
FREEDOM 3 INVESTMENTS V, LP	PRIVATE CREDIT FUND	$101.6M	$1.0M	11
FREEDOM 3 LIQUIDITY FUND, LP	PRIVATE CREDIT FUND	$16.6M	$0.1M	40

Control Persons

Name	Type	Entity	Title	Since	Ownership
BLOCK, JASON, MICHAEL	Individual	–	FOUNDING PARTNER AND CIO	04/2013	25-50%
TAMKIN, DANIEL, SETH	Individual	–	PARTNER, COO, CCO AND MEMBER	04/2013	10-25%
BLOCK, WENDY, BRENNER	Individual	–	MEMBER	04/2013	< 5%
GLOVER, ERIK, MARSHAL	Individual	–	PARTNER AND MEMBER	04/2013	10-25%
DNS VENTURE PARTNERS, LLC	Domestic Entity	DNS VENTURE CORP.	MEMBER OF DNS-F3C, LLC	11/2015	> 75%
Rabin, Edward, William	Individual	DNS-F3C, LLC	MANAGER OF DNS-F3C, LLC	11/2015
Rabin, Edward, William	Individual	DNS VENTURE PARTNERS, LLC	MANAGER OF DNS VENTURE PARTNERS, LLC	12/2014
DNS VENTURE CORP.	Domestic Entity	DNS-F3C, LLC	MEMBER DNS-F3C, LLC	01/2016	> 75%
Arend, Derek	Individual	DNS VENTURE PARTNERS, LLC	MANAGER OF DNS VENTURE PARTNERS, LLC	01/2020
Arend, Derek	Individual	DNS VENTURE CORP.	DIRECTOR OF DNS VENTURE CORP.	01/2020
Rabin, Edward, William	Individual	DNS VENTURE PARTNERS, LLC	MANAGER OF DNS VENTURE PARTNERS, LLC	01/2020
Rabin, Edward, William	Individual	DNS VENTURE CORP.	DIRECTOR OF DNS VENTURE CORP.	01/2016
DNS VENTURE PARTNERS, LLC	Domestic Entity	DNS VENTURE CORP.	SHAREHOLDER OF DNS VENTURE CORP.	01/2016	> 75%
Rabin, Edward, William	Individual	DNS-F3C MANAGEMENT, LLC	MANAGER OF DNS-F3C MANAGEMENT, LLC	01/2020
Arend, Derek	Individual	DNS-F3C MANAGEMENT, LLC	MANAGER OF DNS-F3C MANAGEMENT, LLC	01/2020
DNS-F3C FUND IV, LLC	Domestic Entity	DNS-F3C MANAGEMENT, LLC	MEMBER DNS-F3C MANAGEMENT, LLC	01/2020	25-50%
DNS-F3C, LLC	Domestic Entity	DNS-F3C MANAGEMENT, LLC	MEMBER OF DNS-F3C MANAGEMENT, LLC	01/2020	25-50%
Arend, Derek	Individual	DNS-F3C, LLC	MANAGER DNS-F3C, LLC	01/2020
Rabin, Edward, William	Individual	DNS-F3C FUND IV, LLC	MANAGER DNS-F3C FUND IV, LLC	01/2020
Arend, Derek	Individual	DNS-F3C FUND IV, LLC	MANAGER DNS-F3C FUND IV, LLC	01/2020
DNS VENTURE CORP.	Domestic Entity	DNS-F3C FUND IV, LLC	MEMBER OF DNS-F3C FUND IV, LLC	01/2020	> 75%
DNS-F3C MANAGEMENT, LLC	Domestic Entity	–	MEMBER	04/2017	10-25%

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