HULL TACTICAL
HTAA, LLC Legal Name
Adviser information for HULL TACTICAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $65.9M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $65.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $25.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $40.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-79752 |
|---|---|
| SEC ERA File Number | 801-79752 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171391 |
| Legal Entity Identifier | None |
Principal Office
141 W. JACKSON BOULEVARDSUITE 1650
CHICAGO
IL
United States
Monday - Friday, 9AM TO 5PM
Tel: 312-356-3150, Fax: 312-356-4451
Chief Compliance Officer
ERIC KLEINSCHMIDT
CHIEF COMPLIANCE OFFICER
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
484-588-5509
E****************@************M
(Full email address available in API data)
Regulatory Contact
PETRA BAKOSOVA
CEO
141 WEST JACKSON BLVD.
SUITE 1650
CHICAGO
IL
United States
Tel:
(312) 356 4463
P****@***************M
(Full email address available in API data)
Industry Affiliates
| HULL PARTNERS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HTAA HOLDINGS LLC | Domestic Entity | – | PARENT COMPANY | 05/2014 | > 75% |
| HULL, MARSON, BLAIR | Individual | – | CHAIRMAN | 05/2014 | < 5% |
| HULL INVESTMENTS, LLC | Domestic Entity | HTAA HOLDINGS LLC | PARENT COMPANY | 05/2014 | 50-75% |
| Bakosova, Petra | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2022 | < 5% |
| HULL, MARSON, BLAIR | Individual | MBH TRUST | TRUSTEE | 09/1999 | > 75% |
| KLEINSCHMIDT, ERIC, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| MBH TRUST | Domestic Entity | HTAA HOLDINGS LLC | TRUST | 01/2022 | 25-50% |