WORLD CAPITAL ADVISORS, LLC
Adviser information for WORLD CAPITAL ADVISORS, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 59 | $56.2M |
| Non-Discretionary | 1 | $800,000 |
| Total | 60 | $57.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $1.2M |
| HNW Individuals | 27 | $37.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $5.4M |
| Other | 6 | $12.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79761 |
|---|---|
| SEC ERA File Number | 801-79761 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 135941 |
| Legal Entity Identifier | None |
Principal Office
1636 LOGAN STREETDENVER
CO
United States
Monday - Friday, 9:00 AM - 5:00PM EST
Tel: 804-267-7418, Fax: 804-323-3205
Chief Compliance Officer
DAVID D JONES
CHIEF COMPLIANCE OFFICER
2250 W MAGNOLIA AVENUE
# 2137
SAN ANTONIO
TX
United States
Tel:
210-540-1681
D*****@******************M
(Full email address available in API data)
Regulatory Contact
ROBERT FLECK
PRESIDENT
603 FAIRSTEAD ROAD
MANAKIN SBOT
VA
United States
Tel:
804-267-7418
F****@*********M
(Full email address available in API data)
Industry Affiliates
| INVESTMENT RESEARCH CORP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLECK, ROBERT, ELWOOD | Individual | – | PRESIDENT/CEO | 08/2008 | < 5% |
| JONES, DAVID, DWAIN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2013 | < 5% |
| INVESTMENT RESEARCH CORP | Domestic Entity | – | OWNER | 01/2020 | > 75% |
| TAGGART, TIMOTHY, EUGENE | Individual | INVESTMENT RESEARCH CORP | OWNER | 04/2004 | > 75% |