VECTOR CAPITAL MANAGEMENT, L.P.

Adviser information for VECTOR CAPITAL MANAGEMENT, L.P. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 48
Investment Advisory/Research 30
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 9 $4.1B
Non-Discretionary 0 $0
Total 9 $4.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 9 $4.1B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 67

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based feesCARRIED INTEREST, MONITORING FEES AND TRANSACTION FEES
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-79800
SEC ERA File Number 801-79800
SEC CIK Numbers 1857418
SEC CRD Numbers 171172
Legal Entity Identifier 549300E4XOE2N6LLGN60

Principal Office

ONE MARKET STREET
STEUART TOWER 23RD FLOOR
SAN FRANCISCO
CA
United States
Monday - Friday, 9-6 PM
Tel: 415-293-5000, Fax: 415-293-5100

Chief Compliance Officer

JAMES MURRAY
CHIEF FINANCIAL OFFICER
ONE MARKET STREET
STEUART TOWER, 23RD FLOOR
SAN FRANCISCO
CA
United States
Tel: 415-293-5009
Fax: 415-293-5100
(Full email address available in API data)

Regulatory Contact

DAVID BAYLOR
MANAGING DIRECTOR / CHIEF OPERATING OFFICER
ONE MARKET STREET
STEUART TOWER, 23RD FLOOR
SAN FRANCISCO
CA
United States
Tel: 415-293-5104
Fax: 415-293-5100
(Full email address available in API data)

Industry Affiliates

VCP CREDIT Sponsor, GP, manager of pooled investment vehicles
VECTOR CAPITAL PARTNERS II/III EXTENSION Sponsor, GP, manager of pooled investment vehicles
VECTOR CAPITAL PARTNERS III Sponsor, GP, manager of pooled investment vehicles
VECTOR CAPITAL PARTNERS IV Sponsor, GP, manager of pooled investment vehicles
VECTOR CAPITAL PARTNERS V Sponsor, GP, manager of pooled investment vehicles
VECTOR CAPITAL PARTNERS VI, L.P. Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
COREL HOLDINGS, L.P. Private Equity Fund $0.2M $0.0M 12
VECTOR CAPITAL CREDIT OPPORTUNITY MASTER FUND, L.P. Hedge Fund $512.9M $2.5M 169
VECTOR CAPITAL II/III EXTENSION, L.P. Private Equity Fund $587.8M $0.0M 22
VECTOR CAPITAL IV, L.P. Private Equity Fund $602.0M $0.0M 87
VECTOR CAPITAL V, L.P. Private Equity Fund $1,800.3M $0.0M 95
VECTOR CAPITAL VI, L.P. Private Equity Fund $513.4M $0.0M 33
VECTOR ENTREPRENEUR FUND III, L.P. Private Equity Fund $8.6M $0.0M 81
VECTOR ENTREPRENEUR FUND V, L.P. Private Equity Fund $12.3M $0.0M 23

Control Persons

Name Type Entity Title Since Ownership
SLUSKY, ALEXANDER, ROBERT Individual CHIEF INVESTMENT OFFICER/LIMITED PARTNER 05/1998 > 75%
BAYLOR, DAVID, ANTHONY Individual CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER/LIMITED PARTNER 04/2008 < 5%
VECTOR CAPITAL, L.L.C. Domestic Entity GENERAL PARTNER 01/2014 < 5%
VCM HOLDINGS INC. Domestic Entity LIMITED PARTNER 01/2014 10-25%
SLUSKY, ALEXANDER, ROBERT Individual VECTOR CAPITAL, L.L.C. MANAGING MEMBER 01/2014 > 75%
SLUSKY, ALEXANDER, ROBERT Individual VCM HOLDINGS INC. SHAREHOLDER 01/2014 > 75%
MURRAY, JAMES, PATRICK Individual CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER 08/2014 < 5%

No. Employees, Historic

50250201920202021202220232024202545 on 4/1/201945 on 4/1/201947 on 3/27/202047 on 8/24/202050 on 3/31/202150 on 3/30/202247 on 3/28/202347 on 7/12/202347 on 1/12/202448 on 3/27/2024

RAUM, Historic

5B3B020192020202120222023202420254120085472 on 4/1/20194120085472 on 4/1/20193707468828 on 3/27/20203707468828 on 8/24/20203513363374 on 3/31/20214338319837 on 3/30/20224750000558 on 3/28/20234750000558 on 7/12/20234750000558 on 1/12/20244069000000 on 3/27/2024

No. Clients, Historic

20100201920202021202220232024202516 on 4/1/201916 on 4/1/201914 on 3/27/202014 on 8/24/20208 on 3/31/20217 on 3/30/20229 on 3/28/20239 on 7/12/20239 on 1/12/20249 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
CAMBIUM NETWORKS CORP SHS 40M 14M
CPI CARD GROUP INC COM NEW 7M 249K
LIVEPERSON INC COM 6M 11M
ROCKET LAB USA INC COM 46M 10M