Hedge Fund Database

G&S CAPITAL LLC

Adviser information for G&S CAPITAL LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,089 $338.0M
Non-Discretionary 0 $0
Total 1,089 $338.0M

Clients

Type Number RAUM
Individuals 250 $85.4M
HNW Individuals 129 $247.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 9 $2.6M
Charitable organizations <5 $2.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesPERCENTAGE OF RETIREMENT PLAN ASSETS

Identifiers

SEC RIA File Number 801-79801
SEC ERA File Number 801-79801
SEC CIK Numbers 1731448
SEC CRD Numbers 171033
Legal Entity Identifier None

Principal Office

7887 E. BELLEVIEW AVE.
SUITE 1225
DENVER
CO
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 303-773-8000, Fax: 303-773-8008

Websites

gandscapital.com/ www.linkedin.com/company/g&s-capital-llc www.youtube.com/channel/ucxnrp4ginbcaijqdmzs-rlg www.linkedin.com/in/louis-harris-mba-cfp%c2%ae-47423825/ www.linkedin.com/in/greg-brown-cfa-19274514/ www.linkedin.com/in/justin-soucie-cfp%c2%ae-272a64/ www.linkedin.com/in/ryan-williams-cmt-cfp%c2%ae-29b32813/

Chief Compliance Officer

BRYAN NICHOLLS
CHIEF OPERATING OFFICER
7887 E. BELLEVIEW AVE.
SUITE 1225
DENVER
CO
United States
Tel: 303-773-8000
Fax: 303-773-8008
(Full email address available in API data)

Regulatory Contact

JUSTIN SOUCIE
MANAGER
7887 E. BELLEVIEW AVE.
SUITE 1225
DENVER
CO
United States
Tel: 303-773-8000
Fax: 303-773-8008
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SOUCIE, JUSTIN, LLOYD Individual – MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 03/2005 > 75%
NICHOLLS, BRYAN, HUGHES Individual – CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER 01/2019 < 5%

No. Employees, Historic

10502020202120222023202420259 on 3/18/20209 on 3/18/20209 on 6/24/20209 on 9/14/20208 on 2/5/20218 on 2/8/20218 on 10/26/20218 on 2/19/20228 on 2/20/20228 on 3/1/20228 on 7/11/20228 on 10/3/20228 on 10/4/20228 on 10/10/20228 on 11/2/20228 on 11/3/20229 on 3/13/20239 on 3/15/20239 on 10/3/20239 on 11/6/20238 on 3/20/20248 on 3/21/2024

RAUM, Historic

400M200M0202020212022202320242025235723600 on 3/18/2020235723600 on 3/18/2020235723600 on 6/24/2020235723600 on 9/14/2020259744612 on 2/5/2021259744612 on 2/8/2021259744612 on 10/26/2021301995338 on 2/19/2022301995338 on 2/20/2022301995338 on 3/1/2022301995338 on 7/11/2022301995338 on 10/3/2022301995338 on 10/4/2022301995338 on 10/10/2022301995338 on 11/2/2022301995338 on 11/3/2022303730261 on 3/13/2023303730261 on 3/15/2023303730261 on 10/3/2023303730261 on 11/6/2023338004600 on 3/20/2024338004600 on 3/21/2024

No. Clients, Historic

4002000202020212022202320242025327 on 3/18/2020327 on 3/18/2020327 on 6/24/2020327 on 9/14/2020336 on 2/5/2021336 on 2/8/2021336 on 10/26/2021348 on 2/19/2022348 on 2/20/2022348 on 3/1/2022348 on 7/11/2022348 on 10/3/2022348 on 10/4/2022348 on 10/10/2022348 on 11/2/2022348 on 11/3/2022376 on 3/13/2023376 on 3/15/2023376 on 10/3/2023376 on 11/6/2023388 on 3/20/2024388 on 3/21/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 998K 10K –
ABBVIE INC COM 963K 6K –
ADOBE INC COM 355K 628 –
AFLAC INC COM 3M 31K –
ALLY FINL INC COM 1M 26K –
ALPHABET INC CAP STK CL C 3M 16K –
ALPHABET INC CAP STK CL A 429K 2K –
ALPS ETF TR ALERIAN MLP 3M 58K –
AMAZON COM INC COM 1M 6K –
AMERICAN ELEC PWR CO INC COM 2M 16K –
AMERICAN EXPRESS CO COM 2M 7K –
APPLE INC COM 4M 17K –
ARCHER DANIELS MIDLAND CO COM 710K 11K –
AUTOMATIC DATA PROCESSING IN COM 3M 12K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BROADCOM INC COM 2M 13K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 3M 84K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 4M 165K –
CAPITAL ONE FINL CORP COM 2M 15K –
CARDINAL HEALTH INC COM 839K 9K –
CATERPILLAR INC COM 3M 8K –
CELANESE CORP DEL COM 1M 9K –
CHEVRON CORP NEW COM 4M 28K –
CHUBB LIMITED COM 567K 2K –
CISCO SYS INC COM 1M 23K –
COCA COLA CO COM 1M 18K –
CONSOLIDATED EDISON INC COM 779K 9K –
CONSTELLATION ENERGY CORP COM 2M 11K –
DEERE & CO COM 744K 2K –
DELL TECHNOLOGIES INC CL C 3M 18K –
DOW INC COM 953K 18K –
ECOLAB INC COM 711K 3K –
EMERSON ELEC CO COM 728K 6K –
EOG RES INC COM 594K 4K –
EXXON MOBIL CORP COM 379K 3K –
FIRST TR EXCH TRADED FD III FT VEST SMID 2M 74K –
FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 1M 20K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 4M 68K –
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 613K 20K –
FIRST TR EXCHANGE-TRADED FD FT VEST RIS 3M 110K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 3M 55K –
GENERAL DYNAMICS CORP COM 3M 10K –
GLOBAL PARTNERS LP COM UNITS 244K 6K –
GOLDMAN SACHS ETF TR ACCES TREASURY 2M 19K –
GOLDMAN SACHS GROUP INC COM 613K 1K –
HOME DEPOT INC COM 1M 4K –
HORMEL FOODS CORP COM 420K 14K –
IDEXX LABS INC COM 580K 1K –
ILLINOIS TOOL WKS INC COM 3M 11K –
INTEL CORP COM 681K 20K –
INTERNATIONAL BUSINESS MACHS COM 2M 10K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 3M 43K –
INVESCO EXCHANGE TRADED FD T DORSEY WRIGHT MO 2M 23K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 3M 56K –
INVESCO QQQ TR UNIT SER 1 7M 13K –
ISHARES INC MSCI EURZONE ETF 4M 85K –
ISHARES TR CORE S&P SCP ETF 3M 29K –
ISHARES TR CORE S&P500 ETF 333K 589 –
ISHARES TR MSCI ACWI ETF 1M 12K –
ISHARES TR EAFE VALUE ETF 1M 25K –
ISHARES TR CORE S&P TTL STK 217K 2K –
ISHARES TR MSCI USA MMENTM 2M 9K –
ISHARES TR MSCI USA SZE FT 1M 8K –
ISHARES TR MSCI USA QLT FCT 1M 7K –
ISHARES TR BROAD USD HIGH 202K 6K –
ISHARES TR MSCI INTL MOMENT 1M 26K –
ISHARES TR MSCI INTL QUALTY 2M 44K –
ISHARES TR CORE MSCI EAFE 798K 11K –
ISHARES TR IBONDS 24 TRM TS 213K 9K –
JOHNSON & JOHNSON COM 737K 5K –
JPMORGAN CHASE & CO. COM 2M 8K –
KIMBERLY-CLARK CORP COM 659K 5K –
KLA CORP COM NEW 610K 711 –
LAM RESEARCH CORP COM 3M 2K –
LENNAR CORP CL A 294K 2K –
MARSH & MCLENNAN COS INC COM 3M 13K –
MCDONALDS CORP COM 420K 2K –
MERCK & CO INC COM 3M 21K –
META PLATFORMS INC CL A 826K 2K –
MICROSOFT CORP COM 3M 6K –
NIKE INC CL B 2M 26K –
NVIDIA CORPORATION COM 3M 20K –
OCCIDENTAL PETE CORP COM 599K 10K –
PALO ALTO NETWORKS INC COM 344K 1K –
PFIZER INC COM 3M 96K –
PPG INDS INC COM 630K 5K –
PROCTER AND GAMBLE CO COM 2M 12K –
PROLOGIS INC. COM 3M 25K –
PUBLIC STORAGE OPER CO COM 320K 1K –
QUALCOMM INC COM 2M 11K –
QUANTA SVCS INC COM 316K 1K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 4M 101K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 911K 23K –
SPDR S&P 500 ETF TR TR UNIT 13M 23K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 5M 9K –
SPDR SER TR PORTFOLI S&P1500 11M 157K –
SPDR SER TR PORTFOLIO S&P400 3M 54K –
SPDR SER TR PORTFOLIO AGRGTE 1M 45K –
SPDR SER TR BLOOMBERG 1-3 MO 12M 126K –
SPDR SER TR PORTFOLIO S&P600 2M 46K –
SPROTT PHYSICAL GOLD TR UNIT 992K 53K –
STARBUCKS CORP COM 285K 4K –
STEEL DYNAMICS INC COM 617K 5K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 2M 11K –
TESLA INC COM 236K 934 –
THE CIGNA GROUP COM 219K 661 –
TRACTOR SUPPLY CO COM 603K 2K –
TRANE TECHNOLOGIES PLC SHS 2M 7K –
VANGUARD INDEX FDS TOTAL STK MKT 266K 962 –
VANGUARD INDEX FDS VALUE ETF 8M 50K –
VANGUARD INDEX FDS SMALL CP ETF 260K 1K –
VANGUARD INDEX FDS GROWTH ETF 454K 1K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 206K 4K –
VERIZON COMMUNICATIONS INC COM 1M 26K –
VERTEX PHARMACEUTICALS INC COM 321K 653 –
WASTE MGMT INC DEL COM 3M 13K –
WELLS FARGO CO NEW COM 590K 10K –
WILLIAMS COS INC COM 3M 77K –
WISDOMTREE TR FLOATNG RAT TREA 2M 49K –