Hedge Fund Database

LEGACY FINANCIAL GROUP

LEGACY FINANCIAL GROUP, LLC Legal Name

Adviser information for LEGACY FINANCIAL GROUP last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Iowa, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 9
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,807 $726.3M
Non-Discretionary 0 $0
Total 3,807 $726.3M

Clients

Type Number RAUM
Individuals 1,141 $305.9M
HNW Individuals 218 $420.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFINANCIAL EDUCATION PROGRAM FEES
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-79803
SEC ERA File Number 801-79803
SEC CIK Numbers 1834011
SEC CRD Numbers 154927
Legal Entity Identifier None

Principal Office

6000 GRAND AVENUE
SUITE B
DES MOINES
IA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 515-255-3306, Fax: 515-277-3133

Websites

www.billelson.com www.billelsongroup.com www.desmoinesfinancialadvisors.com www.financialplannerdesmoines.com www.iafinancialplanning.com www.iafinancialplanning.info www.iafinancialplanning.net www.iafinancialplanning.org www.iowafinancialplanner.com www.iowaplanners.com www.legacyonline.com www.legendsatlegacycarshow.com www.lfg-insurance.com www.lfgplanners.com www.lfgplanners.net www.lfgtax.com www.mylfginsurance.com www.sfsplanners.com www.sfsplanners.info www.sfsplanners.net www.sfsplanners.org www.williamelson.com

Chief Compliance Officer

CHAD TERRY
CHIEF EXECUTIVE OFFICER
6000 GRAND AVENUE
SUITE B
DES MOINES
IA
United States
Tel: 515-255-3306
Fax: 515-277-3133
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SPECTRUM WEALTH ADVISORS, INC. Domestic Entity – HOLDING COMPANY 01/2017 > 75%
HOOD, BRIAN, JOSEPH Individual SPECTRUM WEALTH ADVISORS, INC. PART OWNER 01/2017 25-50%
ELSON, WILLIAM, BEMIS Individual SPECTRUM WEALTH ADVISORS, INC. PART OWNER 01/2017 25-50%
TERRY, CHAD, WESLEY Individual – CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 01/2021 < 5%

No. Employees, Historic

20100201920202021202220232024202510 on 4/22/201910 on 6/3/201910 on 11/13/201911 on 3/17/202011 on 5/26/202011 on 6/26/202011 on 11/4/202015 on 2/16/202115 on 2/16/202115 on 5/3/202115 on 7/1/202115 on 9/3/202115 on 11/8/202118 on 3/14/202218 on 6/13/202218 on 10/3/202218 on 11/2/202216 on 1/31/202316 on 2/10/202316 on 3/21/202316 on 3/29/202316 on 4/13/202316 on 4/13/202316 on 9/13/202316 on 10/30/202318 on 1/30/2024

RAUM, Historic

800M400M02019202020212022202320242025376881401 on 4/22/2019376881401 on 6/3/2019376881401 on 11/13/2019489030488 on 3/17/2020489030488 on 5/26/2020489030488 on 6/26/2020489030488 on 11/4/2020591624180 on 2/16/2021591624180 on 2/16/2021591624180 on 5/3/2021591624180 on 7/1/2021591624180 on 9/3/2021591624180 on 11/8/2021713089262 on 3/14/2022713089262 on 6/13/2022713089262 on 10/3/2022713089262 on 11/2/2022604625505 on 1/31/2023604625505 on 2/10/2023604625505 on 3/21/2023604625505 on 3/29/2023604625505 on 4/13/2023604625505 on 4/13/2023604625505 on 9/13/2023604625505 on 10/30/2023726274366 on 1/30/2024

No. Clients, Historic

3,0001,500020192020202120222023202420251475 on 4/22/20191475 on 6/3/20191475 on 11/13/20191223 on 3/17/20201223 on 5/26/20201223 on 6/26/20201223 on 11/4/20201334 on 2/16/20211334 on 2/16/20211334 on 5/3/20211334 on 7/1/20211334 on 9/3/20211334 on 11/8/20212147 on 3/14/20222147 on 6/13/20222147 on 10/3/20222147 on 11/2/20221272 on 1/31/20231272 on 2/10/20231272 on 3/21/20231272 on 3/29/20231272 on 4/13/20231272 on 4/13/20231272 on 9/13/20231272 on 10/30/20231359 on 1/30/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AT&T INC COM 197K 10K –
ALPHABET INC CAP STK CL C 247K 1K –
AMAZON COM INC COM 3M 15K –
AMEREN CORP COM 294K 4K –
APPLE INC COM 2M 11K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 10K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 2M 37K –
BLACKSTONE INC COM 208K 2K –
BLACKROCK ETF TRUST US EQT FACTOR 12M 250K –
CASEYS GEN STORES INC COM 3M 9K –
CATERPILLAR INC COM 236K 707 –
COCA COLA CO COM 203K 3K –
CORTEVA INC COM 203K 4K –
CYBIN INC COM 6K 23K –
DEERE & CO COM 2M 5K –
EMERSON ELEC CO COM 401K 4K –
EXXON MOBIL CORP COM 304K 3K –
META PLATFORMS INC CL A 231K 457 –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 810K 33K –
FISERV INC COM 254K 2K –
FORD MTR CO DEL COM 221K 18K –
HOME DEPOT INC COM 543K 2K –
INVESCO QQQ TR UNIT SER 1 309K 645 –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 549K 14K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 HG 8M 381K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2027 1M 48K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 16M 708K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 14M 698K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 15M 774K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 8M 341K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 1M 54K –
ISHARES TR CORE S&P TTL STK 4M 31K –
ISHARES TR TIPS BD ETF 12M 114K –
ISHARES TR CORE S&P500 ETF 363K 663 –
ISHARES TR S&P 500 GRWT ETF 15M 165K –
ISHARES TR 20 YR TR BD ETF 3M 32K –
ISHARES TR CORE S&P MCP ETF 712K 12K –
ISHARES TR S&P MC 400GR ETF 204K 2K –
ISHARES TR CORE S&P US VLU 7M 79K –
ISHARES TR CORE S&P US GWT 63M 492K –
ISHARES TR U.S. TECH ETF 6M 38K –
ISHARES TR CORE S&P SCP ETF 989K 9K –
ISHARES TR JPMORGAN USD EMG 633K 7K –
ISHARES TR CRE U S REIT ETF 7M 124K –
ISHARES TR MBS ETF 5M 56K –
ISHARES TR ISHS 5-10YR INVT 16M 317K –
ISHARES TR MICRO-CAP ETF 517K 5K –
ISHARES TR EAFE VALUE ETF 4M 76K –
ISHARES TR EAFE GRWTH ETF 4M 42K –
ISHARES TR AGGRES ALLOC ETF 6M 83K –
ISHARES TR GRWT ALLOCAT ETF 1M 26K –
ISHARES TR MODERT ALLOC ETF 639K 15K –
ISHARES TR CONSER ALLOC ETF 341K 9K –
ISHARES TR US TREAS BD ETF 233K 10K –
ISHARES TR MSCI USA QLT FCT 13M 73K –
ISHARES TR CORE MSCI EAFE 281K 4K –
ISHARES INC CORE MSCI EMKT 4M 76K –
ISHARES INC MSCI EMRG CHN 4M 63K –
ISHARES TR 0-5YR HI YL CP 7M 164K –
ISHARES TR CORE TOTAL USD 24M 520K –
ISHARES TR US INFRASTRUC 1M 33K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 329K 6K –
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 3M 54K –
KEURIG DR PEPPER INC COM 288K 9K –
LPL FINL HLDGS INC COM 382K 1K –
LAMAR ADVERTISING CO NEW CL A 343K 3K –
MICROSOFT CORP COM 4M 9K –
NVIDIA CORPORATION COM 424K 3K –
NUSHARES ETF TR NUVEEN ESG LRGCP 571K 7K –
NUSHARES ETF TR NUVEEN ESG LRGVL 433K 11K –
NUSHARES ETF TR NUVEEN ESG INTL 392K 13K –
NUSHARES ETF TR ESG HI TLD CRP 216K 10K –
NUSHARES ETF TR NUVEEN ESG US 809K 37K –
OREILLY AUTOMOTIVE INC COM 534K 506 –
PEPSICO INC COM 234K 1K –
PRINCIPAL FINANCIAL GROUP IN COM 686K 9K –
PROCTER AND GAMBLE CO COM 257K 2K –
SPDR S&P 500 ETF TR TR UNIT 2M 3K –
SPDR GOLD TR GOLD SHS 265K 1K –
SPDR SER TR BBG CONV SEC ETF 708K 10K –
SPDR SER TR PORTFOLIO LN COR 6M 267K –
SPDR SER TR PRTFLO S&P500 VL 9M 193K –
SPDR SER TR S&P DIVID ETF 47M 371K –
SSGA ACTIVE ETF TR MULT ASS RLRTN 712K 26K –
SCHWAB STRATEGIC TR US LRG CAP ETF 278K 4K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 228K 3K –
TESLA INC COM 689K 3K –
TRAVELERS COMPANIES INC COM 341K 2K –
VANGUARD BD INDEX FDS SHORT TRM BOND 9M 120K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 6M 81K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 15M 301K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 233K 2K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 326K 7K –
VANGUARD WORLD FD ENERGY ETF 453K 4K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 403K 9K –
VANGUARD INDEX FDS S&P 500 ETF SHS 37M 74K –
VANGUARD INDEX FDS MCAP VL IDXVIP 709K 5K –
VANGUARD INDEX FDS MCAP GR IDXVIP 760K 3K –
VANGUARD INDEX FDS MID CAP ETF 4M 16K –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
VANGUARD INDEX FDS VALUE ETF 450K 3K –
VANGUARD INDEX FDS SMALL CP ETF 31M 141K –
VANGUARD INDEX FDS TOTAL STK MKT 739K 3K –
WALMART INC COM 497K 7K –
WASTE MGMT INC DEL COM 2M 9K –
WELLS FARGO CO NEW COM 857K 14K –
WISDOMTREE TR EM EX ST-OWNED 9M 305K –