FIRST SENTIER INVESTORS (UK) FUNDS LIMITED
Adviser information for FIRST SENTIER INVESTORS (UK) FUNDS LIMITED last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | United Kingdom |
Employees
Total Number of Employees | 368 |
---|---|
Investment Advisory/Research | 69 |
Registered Broker-Dealer Representatives | 2 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 25 | $18.3B |
Non-Discretionary | 0 | $0 |
Total | 25 | $18.3B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 25 | $18.3B |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 88 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
---|---|
Compensation | % of AUM |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 801-79806 |
---|---|
SEC ERA File Number | 801-79806 |
SEC CIK Numbers | None |
SEC CRD Numbers | 171592 |
Legal Entity Identifier | None |
Principal Office
FINSBURY CIRCUS HOUSE15 FINSBURY CIRCUS
LONDON
United Kingdom
Monday - Friday, 0800 GMT - 1800 GMT
Tel: 44-207-332-6500, Fax: 44-207-332-6501
Chief Compliance Officer
PETER HAWKINS
FINSBURY CIRCUS HOUSE
15 FINSBURY CIRCUS
LONDON
United Kingdom
Tel:
+44 (0) 2073326593
P************@***************M
(Full email address available in API data)
Regulatory Contact
JEFF SCHMIDT
MR
10 EAST 53RD STREET,
FLOOR 21
NEW YORK
NY
United States
Tel:
+1 502-912-5517
J***********@***************M
(Full email address available in API data)
Industry Affiliates
ALBACORE CAPITAL LLP | Other investment adviser, including financial planners |
FIRST SENTIER INVESTORS | Other investment adviser, including financial planners |
FIRST SENTIER INVESTORS | Other investment adviser, including financial planners |
FIRST SENTIER INVESTORS | Other investment adviser, including financial planners |
FIRST SENTIER INVESTORS | Other investment adviser, including financial planners |
FIRST SENTIER INVESTORS (HONG KONG) LIMITED | Other investment adviser, including financial planners |
FIRST SENTIER INVESTORS (IRELAND) LIMITED | Other investment adviser, including financial planners |
FIRST SENTIER INVESTORS (JAPAN) LIMITED | Other investment adviser, including financial planners |
FIRST SENTIER INVESTORS (SINGAPORE) | Other investment adviser, including financial planners |
FIRST SENTIER INVESTORS (UK) IM LIMITED | Other investment adviser, including financial planners |
FIRST SENTIER INVESTORS (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED | Other investment adviser, including financial planners |
FIRST SENTIER INVESTORS REALINDEX PTY LTD | Other investment adviser, including financial planners |
MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Other investment adviser, including financial plannersBanking or thrift institutionTrust companyInsurance company or agencyReal estate broker or dealer |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
STEWART INVESTORS GLOBAL EMERGING MARKETS LEADERS SUSTAINABILITY FUND (DST) | LONG ONLY COMMINGLED FUND | $399.0M | $1.0M | 87 |
STEWART INVESTORS WORLDWIDE SUSTAINABILITY FUND DST | LONG ONLY COMMINGLED FUND | $62.9M | $1.0M | 20 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CFSIM LIMITED | Foreign Entity | – | SHAREHOLDER | 06/2016 | > 75% |
JOHNSON, CYRIL, FRANCIS | Individual | – | CHAIRMAN | 11/2022 | < 5% |
Kubitscheck, Vicky Wai-Choo | Individual | – | INDEPENDENT NON-EXECUTIVE DIRECTOR | 07/2018 | < 5% |
MITSUBISHI UFJ FINANCIAL GROUP, INC | Foreign Entity | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | SHAREHOLDER | 08/2019 | > 75% |
MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Foreign Entity | FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED | SHAREHOLDER | 08/2019 | > 75% |
FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED | Foreign Entity | CFSIM LIMITED | SHAREHOLDER | 08/2019 | > 75% |
FIRST SENTIER INVESTORS UK HOLDINGS LIMITED | Foreign Entity | CFSIM LIMITED | SHAREHOLDER | 08/2019 | > 75% |
HAWKINS, PETER, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2019 | < 5% |
COTTON, GARY, NICHOLAS | Individual | – | MANAGING DIRECTOR, EMEA & CHIEF OF STAFF | 12/2020 | < 5% |
Lowe, Jacqueline | Individual | – | INDEPENDENT NON-EXECUTIVE DIRECTOR | 08/2021 | < 5% |
Evans, Suzanne, Clare | Individual | – | GLOBAL CHIEF FINANCIAL AND STRATEGY OFFICER | 01/2021 | < 5% |
Warburton, Lisa, Jane | Individual | – | GROUP GENERAL COUNSEL | 03/2023 | < 5% |
Daniel, Jane, Philippa Louise | Individual | – | DIRECTOR AND CHIEF RISK OFFICER | 04/2023 | < 5% |
Gazal, Amanda, Renee | Individual | – | CHIEF OPERATING OFFICER | 02/2024 | < 5% |