FOREST CAPITAL MANAGEMENT, LLC
Adviser information for FOREST CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $649.7M |
| Non-Discretionary | 78 | $1.4B |
| Total | 102 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 102 | $2.0B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-79809 |
|---|---|
| SEC ERA File Number | 801-79809 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171659 |
| Legal Entity Identifier | None |
Principal Office
1048 GOODLETTE FRANK RD.SUITE 202
NAPLES
FL
United States
Monday - Friday, 8:30 AM - 5 PM
Tel: 312-809-6010, Fax: None
Chief Compliance Officer
MALLORY GROVE
SENIOR VICE PRESIDENT
448 N. LASALLE
FLOOR 9
CHICAGO
IL
United States
Tel:
312-809-6013
M*****@*************M
(Full email address available in API data)
Regulatory Contact
BRIAN JESSEN
PRESIDENT
1625 READING BLVD
WYOMISSING
PA
United States
Tel:
3128096015
B******@*************M
(Full email address available in API data)
Industry Affiliates
| INSURANCE BROKERAGE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JESSEN, BRIAN, CARSON | Individual | – | PRESIDENT | 05/2018 | 10-25% |
| MHJG HOLDINGS LLC | Domestic Entity | – | MEMBER | 05/2014 | > 75% |
| GIALAMAS, NICHOLAS, THOMAS | Individual | MHJG HOLDINGS LLC | MEMBER | 05/2014 | |
| Grove, Mallory, Morgan | Individual | – | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 04/2018 | < 5% |
| MURLAS, MICHAEL, BLAKE | Individual | – | MANAGING MEMBER | 05/2018 | 5-10% |