ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
Adviser information for ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC. last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Guam |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,691 | $248.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1,691 | $248.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,300 | $113.0M |
| HNW Individuals | 27 | $51.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 64 | $75.4M |
| Charitable organizations | <5 | $2.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $2.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $3.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Principal Office
145 ASPINALL AVENUEHAGATNA
Guam
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 671-472-6400, Fax: 671-472-1044
Websites
Chief Compliance Officer
SANDRA MCKEEVER
PRESIDENT
145 ASPINALL AVENUE
HAGATNA
Guam
Tel:
671-472-6400
Fax:
671-472-1044
S********@********M
(Full email address available in API data)
Regulatory Contact
MELINDA SULIT
EXECUTIVE VICE PRESIDENT
145 ASPINALL AVENUE
HAGATNA
Guam
Tel:
671-472-6400
Fax:
671-472-1044
M*****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCKEEVER, SANDRA HOLSTI | Individual | – | CEO, CHIEF COMPLIANCE OFFICER | 07/2006 | 50-75% |
| SULIT, MELINDA, AQUINO | Individual | – | EXECUTIVE VICE PRESIDENT | 05/2011 | 5-10% |