WUNDERLICH CAPITAL MANAGEMENT

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Tennessee, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	200	$231.4M
Non-Discretionary	0	$0
Total	200	$231.4M

Clients

Type	Number	RAUM
Individuals	53	$30.3M
HNW Individuals	38	$62.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$1.1M
Charitable organizations	<5	$2.4M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$5.8M
Other	101	$129.8M

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	186.4M
Both for Same	0

Portfolio Manager to Program	Sponsor
WSI WRAP PLAN	B. RILEY WEALTH ADVISORS, INC.

Identifiers

SEC RIA File Number	801-79842
SEC ERA File Number	801-79842
SEC CIK Numbers	1599273
SEC CRD Numbers	117878
Legal Entity Identifier	None

Principal Office

40 SOUTH MAIN
SUITE 1800
MEMPHIS
TN
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic