BOSTWICK CAPITAL LLC
Adviser information for BOSTWICK CAPITAL LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $260.2M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $260.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $260.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 83 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-79843 |
|---|---|
| SEC ERA File Number | 801-79843 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162386 |
| Legal Entity Identifier | None |
Principal Office
40 BIRCH HILL RDSUITE 3
LOCUST VALLEY
NY
United States
Monday - Friday, 8:00AM - 6:00PM
Tel: 212-776-1032, Fax: None
Chief Compliance Officer
WILLARD BUNN
CHIEF OPERATING OFFICER
40 BIRCH HILL RD
SUITE 3
LOCUST VALLEY
NY
United States
Tel:
212-776-1032
W****@**************M
(Full email address available in API data)
Industry Affiliates
| BOSTWICK GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BOSTWICK COMPOUND LP | Hedge Fund | $138.7M | $1.0M | 182 |
| BOSTWICK OPPORTUNITY FUND II LP | Private Equity Fund | $28.3M | $1.0M | 2 |
| BOSTWICK OPPORTUNITY HOLDING FUND I LP | Private Equity Fund | $57.5M | $1.0M | 20 |
| U-BOSTWICK PI LP | Private Equity Fund | $35.8M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOSTWICK, THOMAS, STOKES | Individual | – | MANAGING MEMBER | 06/2006 | > 75% |
| BUNN, WILLARD | Individual | – | CHIEF OPERATING OFFICER | 06/2006 | < 5% |
| BUNN, WILLARD | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2014 | < 5% |