Hedge Fund Database

DEL-SETTE CAPITAL MANAGEMENT, LLC

Adviser information for DEL-SETTE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 749 $151.8M
Non-Discretionary 0 $0
Total 749 $151.8M

Clients

Type Number RAUM
Individuals 178 $64.4M
HNW Individuals 43 $87.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUM

Identifiers

SEC RIA File Number 801-79849
SEC ERA File Number 801-79849
SEC CIK Numbers 1610580
SEC CRD Numbers 159052
Legal Entity Identifier None

Principal Office

1332 UNION ST.
SCHENECTADY
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 518-793-3851, Fax: 518-836-0267

Websites

www.facebook.com/delsettecapitalmanagement/ www.linkedin.com/company/2650779/ www.youtube.com/channel/ucj_kc8n_06bqvj2odgtjjza www.youtube.com/channel/ucz1ectaojt5oa00addvd19a www.happinessinretirement.com www.del-sette.com/

Chief Compliance Officer

HERMES W. DEL-SETTE, III
MANAGING MEMBER
1332 UNION ST
SCHENECTADY
NY
United States
Tel: 518-793-3851
Fax: 518-836-0267
(Full email address available in API data)

Regulatory Contact

GLEN ALLEN
FINANCIAL ADVISOR
1332 UNION ST
SCHENECTADY
NY
United States
Tel: (518) 793-3851
Fax: (518) 824-1124
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DEL-SETTE, III, HERMES, WILLIAM Individual – MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 11/2011 > 75%

No. Employees, Historic

10502020202120222023202420255 on 3/18/20205 on 5/29/20205 on 9/29/20206 on 3/10/20216 on 7/21/20216 on 11/10/20216 on 1/3/20227 on 3/21/20227 on 3/21/20227 on 3/22/20223 on 3/2/20233 on 3/22/20233 on 5/30/20233 on 8/11/20233 on 10/19/20233 on 12/7/20239 on 3/6/2024

RAUM, Historic

200M100M020202021202220232024202591819664 on 3/18/202091819664 on 5/29/202091819664 on 9/29/2020117677366 on 3/10/2021117677366 on 7/21/2021117677366 on 11/10/2021117677366 on 1/3/2022147094691 on 3/21/2022147094691 on 3/21/2022147094691 on 3/22/2022129748248 on 3/2/2023129748248 on 3/22/2023129748248 on 5/30/2023129748248 on 8/11/2023129748248 on 10/19/2023129748248 on 12/7/2023151829467 on 3/6/2024

No. Clients, Historic

3001500202020212022202320242025201 on 3/18/2020201 on 5/29/2020201 on 9/29/2020227 on 3/10/2021227 on 7/21/2021227 on 11/10/2021227 on 1/3/2022256 on 3/21/2022256 on 3/21/2022256 on 3/22/2022242 on 3/2/2023242 on 3/22/2023242 on 5/30/2023242 on 8/11/2023242 on 10/19/2023242 on 12/7/2023221 on 3/6/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 761K 4K –
ALPS ETF TR EM SECT DIV DG 10M 462K –
ALPS ETF TR INTL SEC DV DOG 11M 380K –
ALPS ETF TR SECTR DIV DOGS 11M 215K –
AMAZON COM INC COM 547K 3K –
APPLE INC COM 4M 18K –
BROADCOM INC COM 257K 160 –
CRISPR THERAPEUTICS AG NAMEN AKT 2M 37K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 6M 225K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 5M 144K –
ELI LILLY & CO COM 2M 2K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 287K 5K –
INNOVATOR ETFS TRUST IBD 50 ETF 6M 233K –
INTERNATIONAL BUSINESS MACHS COM 2M 10K –
INTERNATIONAL PAPER CO COM 2M 41K –
INVESCO EXCH TRADED FD TR II DORSEY WRGT DVLP 6M 156K –
INVESCO EXCH TRADED FD TR II DORSEY WRGT EMRG 5M 256K –
INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 1M 20K –
ISHARES TR MSCI USA MMENTM 365K 2K –
ISHARES TR MSCI EMG MKT ETF 1M 31K –
ISHARES TR MSCI EAFE ETF 1M 14K –
KEYCORP COM 2M 115K –
META PLATFORMS INC CL A 541K 1K –
MICROSOFT CORP COM 402K 899 –
NETFLIX INC COM 3M 4K –
NOVO-NORDISK A S ADR 2M 13K –
NVIDIA CORPORATION COM 4M 36K –
ONEOK INC NEW COM 2M 25K –
PIMCO ETF TR ACTIVE BD ETF 4M 45K –
QUANTA SVCS INC COM 2M 10K –
ROSS STORES INC COM 1M 10K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 355K 5K –
SEA LTD SPONSORD ADS 3M 36K –
SIMON PPTY GROUP INC NEW COM 2M 12K –
SPDR INDEX SHS FDS EURO STOXX 50 8M 155K –
VANGUARD INDEX FDS GROWTH ETF 3M 8K –
WILLIAMS COS INC COM 2M 52K –
WISDOMTREE TR US SMALLCAP DIVD 5M 145K –