CANNON FINANCIAL STRATEGISTS, INC.
Adviser information for CANNON FINANCIAL STRATEGISTS, INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 26 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 26 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,568 | $1.3B |
| Non-Discretionary | 269 | $58.6M |
| Total | 2,837 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 557 | $197.2M |
| HNW Individuals | 259 | $696.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $416.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $36.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 34 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesTAX COMPLIANCE SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agentAccountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-79869 |
|---|---|
| SEC ERA File Number | 801-79869 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133509 |
| Legal Entity Identifier | None |
Principal Office
649-8 SOUTH MILLEDGE AVEATHENS
GA
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 706-548-3422, Fax: 706-548-4526
Websites
www.phoebeputneyretirement.com
www.cannonfinancialstrategists.com/
www.cannonplanners.com/
www.rockdaleretirement.com
www.paceretirement.org
www.cannonretirement.com
www.linkedin.com/company/cannon-financial-strategist-inc-/
www.colquittretirement.com/
www.newtonretirement.com/
www.scdretirement.com/
cannonclientsupport.com
www.floydretirement.com/advisors/
Chief Compliance Officer
KELLY DIXON
CHIEF EXECUTIVE OFFICER, PRESIDENT
649-8 SOUTH MILLEDGE AVE.
ATHENS
GA
United States
Tel:
706-548-3422
Fax:
706-548-4526
K**********@*****************************M
(Full email address available in API data)
Regulatory Contact
NICHOLAS SEMERIA
DIRECTOR
649-8 SOUTH MILLEDGE AVE.
ATHENS
GA
United States
Tel:
706-548-3422
Fax:
706-548-4526
N***********@*****************************M
(Full email address available in API data)
Industry Affiliates
| CANNON SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DIXON, KELLY, L | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, PRESIDENT, OWNER, BOARD MEMBER | 02/2021 | 25-50% |
| YOUNG, JEFFREY, JON | Individual | – | CHIEF INVESTMENT OFFICER, BOARD MEMBER | 02/2021 | < 5% |
| YOUNG, KIM | Individual | – | OWNER | 01/2010 | 25-50% |
| WILLIAMS, GEORGE, HAMILTON | Individual | – | OWNER, BOARD MEMBER | 06/2011 | 25-50% |
| EUELL, CHRISTOPHER, J. | Individual | – | CHIEF OPERATING OFFICER, CHIEF INFORMATION OFFICER | 12/2021 | < 5% |