BROWNSON, REHMUS & FOXWORTH, INC.
Adviser information for BROWNSON, REHMUS & FOXWORTH, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 3,496 | $4.0B |
| Total | 3,496 | $4.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $1.5M |
| HNW Individuals | 248 | $3.8B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $189.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $80.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79878 |
|---|---|
| SEC ERA File Number | 801-79878 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110608 |
| Legal Entity Identifier | None |
Principal Office
227 WEST MONROE STREETSUITE 1800
CHICAGO
IL
United States
Monday - Friday, 8:30 A.M.-5:00 P.M.
Tel: 312-346-5850, Fax: 312-346-2069
Chief Compliance Officer
JOHN LAFFERTY
580 WHITE PLAINS ROAD
SUITE 610
TARRYTOWN
NY
United States
Tel:
914-332-5400
Fax:
914-949-5908
J********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAFFERTY, JOHN, MICHAEL | Individual | – | PRINCIPAL, DIRECTOR, CHIEF COMPLIANCE OFFICER | 01/2007 | 25-50% |
| CARDOZA, KEITH, MATTHEW | Individual | – | CHIEF INVESTMENT OFFICER | 03/2009 | < 5% |
| SHACKLETTE, SUSAN, MARY | Individual | – | PRINCIPAL, DIRECTOR, PRESIDENT | 01/2012 | 25-50% |
| LEAVELL, HAROLD, NELSON | Individual | – | PRINCIPAL, DIRECTOR, TREASURER, SECRETARY | 01/2020 | 25-50% |